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legal jobs - Westlake, TX

Viewing 1 - 7 of 7 jobs

  • IT Compliance Analyst Sr

    Westlake, TX

    This may include audits (SSAE-16, SOX, PCI/E13PA, etc), client, regulatory, or legal ... and support of regulatory, technical, as well as legal subjects (domestic, international, Outsourcing and...

    29 days ago from IvyExec

  • Account Re-Registration Representative - Operations and Services Group - Margin & Money Movement

    Fidelity Investments - Westlake, TX

    Services is responsible for reviewing and analyzing legal documents associated with the legal change of ... Process all securities movement transactions related to ARS legal ownership changes. Demonstrate detailed technical...

    13 days ago from Fidelity Investments

  • Margin Representative

    Fidelity Investments - Westlake, TX

    requests have the proper paperwork, signatures and legal documentation based on regulatory and internal policies and procedures, which is necessary to validate correspondent requests on behalf of their customer's. This requires and...

    30+ days ago from Fidelity Investments

  • Senior Project Manager

    Fidelity Investments - Westlake, TX

    products and applications. Leverage PMO and (Compliance, Legal, Risk & Security) CLRS tools in the preparation of status reports, financial reporting, and operational metrics and statistics. Education and Experience: Bachelor’s degree (or...

    24 days ago from Fidelity Investments

  • Senior Manager, Global Data Services

    Fidelity Investments - Westlake, TX

    proper controls are in place, including adherence to all legal and compliance requirements. Oversee/lead cross-industry product evaluations of sector/industry vendor content sources for new and existing market data products and present...

    30+ days ago from Fidelity Investments

  • Relationship Manager- Defined Contribution Plans

    Fidelity Investments - Westlake, TX

    MD is required to consult with clients about the legal and regulatory environment and how it impacts the customer's ... Facilitates discussions with clients regarding legal, regulatory and design issues across the plan. Consults with...

    30+ days ago from Fidelity Investments

  • Branch Planning Consultant- FILI

    Fidelity Investments - Westlake, TX

    · Remain current on knowledge of legal, technical, and marketing changes to insurance productsEducation and Experience BA, BS required. MBA or advanced degree desired Proficient in basic computer skills (Excel, Word, PowerPoint) FINRA...

    8 days ago from Fidelity Investments

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