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legal jobs - Brooklyn, NY

Viewing 1 - 10 of 178 jobs

  • Director Legal & Business Affairs

    Huge - Brooklyn, NY

    Legal & Business Affairs will be responsible for managing legal process within the company. Huge is a digital agency ... The Director of Legal & Business Affairs will report to the CFO and to the IPG legal team...

    7 days ago from TheLadders.com

  • Legal Counsel

    A Technology Company - New York, NY

    and lawsDevelop and maintain localized agreementsProvide legal counsel, draft and negotiate a broad range of business ... complianceIndependent, with a high degree of business and legal judgment, Excellent oral and written communications...

    6 days ago from IvyExec

  • VP, Investment Advisory Coverage

    A Legal Company - New York, NY

    Person RequirementsBasic Qualifications:7 + years experience in Financial Industry, Compliance and Operational Risk preferably in wealth management.Strong understanding of investment advisory act 1940.Bachelor's degreePreferred...

    4 days ago from IvyExec

  • VP Compliance Officer

    A Legal Company - Newark, NJ

    A Global Financial Institution with a diversified slate of investment solutions is looking for a VP Compliance Officer for one of their strong SEC-registered Investment Advisers . The VP Compliance Officer will report up to the CCO of the...

    4 days ago from IvyExec

  • Compliance Manager

    A Legal Company - New York, NY

    A global financial services firm with a diversity of products and business lines is looking for a Compliance Manager for their Asset Manager and funds group. The Compliance Manager perform a variety compliance functions for the firms funds...

    4 days ago from IvyExec

  • VP Risk Assessment

    A Legal Company - New York, NY

    or international equivalent5+ years of experience in Legal or Compliance7+ years of experience in investment banking industry3+ years of experience with governance processes and procedures3+ years of (people) management experience - See...

    4 days ago from IvyExec

  • Compliance Issue Management Supervisor

    A Legal Company - New York, NY

    Compliance Issue Management Supervisor Main Function Responsible for tracking and maintaining issues in the central Compliance Issues Management database. This includes producing regular management information reports and responding to ad...

    4 days ago from IvyExec

  • VP, Product Compliance Officer

    A Legal Company - New York, NY

    The Wealth Compliance team works closely with management, sales, trading, operations, technology and other areas to help ensure that high net worth and advisory businesses complies with Firm policies and procedures as well as the...

    4 days ago from IvyExec

  • Markets Compliance Program Manager

    A Legal Company - New York, NY

    Markets Compliance Program Manager Main Function Program Manager will oversee the projects and programs within a functional area of Markets Compliance. The role will focus on co-coordinating and monitoring project progress to plan and...

    4 days ago from IvyExec

  • Manager of Investigations

    A Legal Company - New York, NY

    Internal Investigations, Legal, or Operational Risk.â?¢ Insurance and/or Financial Services Industry experience highly preferred.â?¢ Relevant Certifications such as CPA / CFE / CIA / CISA is highly preferred.â?¢ Proficient in Microsoft...

    4 days ago from IvyExec

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