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UBS Wealth Management jobs

Viewing 11 - 20 of 558 jobs

  • Compliance Officer

    Private Wealth & Asset Management Firm - New York City, NY

    on the regulatory compliance framework for UBS AG, UBS Securities LLC and UBS Financial Services. Testing reviews ... cover UBSs three business divisions: Investment Bank, Wealth Management and Global Asset Management. Testing will also...

    14 days ago from IvyExec

  • Compliance Officer for C&ORC Testing

    Private Wealth & Asset Management Firm - Nashville, TN

    identified issues; (5) reporting identified issues to UBS senior management; (6) articulating an independent and ... o Knowledge of financial products and services offered by asset management businesses and/or familiarity with Investment...

    14 days ago from IvyExec

  • Sr Bank Regulatory Officer

    Private Wealth & Asset Management Firm - Stamford, CT

    under US banking law *Coordinating examinations of UBS branches by Federal and state banking regulators ... and other bank regulatory guidance. *Law degree and bar admission Financial Services, Risk Management, Regulatory...

    14 days ago from IvyExec

  • IT Risk Control Specialist

    Private Wealth & Asset Management Firm - Stamford, CT

    Incident and Problem Management Procedures and provide Management Summary for Group Reporting. Understanding / ... The ability to work with and communicate / report to senior management is especially important...

    14 days ago from IvyExec

  • Head of Group Information Governance

    Private Wealth & Asset Management Firm - Nashville, TN

    Legal and Compliance, Information Technology, and UBS’s various Information Governance and Records Management ... for reducing costs, improving risk management, maximizing UBS’ legal position, appropriately managing regulatory...

    14 days ago from IvyExec

  • Head GMCS Advisory US

    Private Wealth & Asset Management Firm - New York City, NY

    - Coordinating/overseeing all vendor management tasks (including fulfillment) involving external vendors and internal em ... sense of time management - Effective and proven team management capabilities and interpersonal skills - Significant...

    14 days ago from IvyExec

  • Business Risk Specialist/ Control Officer

    Private Wealth & Asset Management Firm - San Mateo, CA

    bulletins, related procedures and UBS group operational risk framework requirements • Ensure branch completion ... risk or compliance role. • Relevant management experience in branch operations • College Degree required Leadership...

    19 days ago from IvyExec

  • Manager, Equities Compliance

    Private Wealth & Asset Management Firm - New York City, NY

    (including swaps) and syndicate • Participate as the UBS member of SIFMA groups and other external groups to discuss proposed rules and regulations from the SEC, the exchanges and FINRA • ... Financial Services, Risk Management...

    30+ days ago from IvyExec

  • Senior Product Manager

    Private Wealth & Asset Management Firm - New York City, NY

    the business/distribution organization of UBS Global Asset Management (Americas) Inc. The team is high performing and ... management, cash investment products and revenues for UBS Global Asset Management clients. The Americas dedicated...

    30+ days ago from IvyExec

  • Analytical CRM Product Manager â?? Telephony, e-mail, mobile

    Private Wealth & Asset Management Firm - New York City, NY

    the implementation of the next generation of CRM tools. UBS Securities Research is looking for an experienced CRM ... Manager • Excellent communication skills • Strong project management skills Financial Services, Product...

    30+ days ago from IvyExec

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