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U.S. Securities and Exchange Commission jobs - Chicago, IL

Viewing 1 - 10 of 77 jobs

  • Securities Compliance Examiner (Options)

    U.S. Securities and Exchange Commission - Chicago, IL

    and inspection program. Examiners in Washington DC and in the Commission's 11 regional offices conduct ... Financial Industry Regulatory Authority ("FINRA") and the Municipal Securities Rulemaking Board, and the...

    10 days ago from eFinancial Careers

  • Securities Compliance Examiner

    U.S. Securities and Exchange Commission - Chicago, IL

    Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and fac ... and Examinations program’s examination, investigation and enforcement activities and operations such as reviewing...

    30+ days ago from Minority Professional Network, Inc

  • Attorney Advisor

    Securities and Exchange Commission 14-ex-1199152-css - Chicago, IL

    The U.S. Securities and Exchange Commission is looking for the best and brightest to join our team. Our mission includes ... to sustain economic growth.A career with the Securities and Exchange Commission (SEC) offers work that is...

    1 day ago from Illinois Jobs

  • Domestic AML Compliance Manager - Wealth Mangement, Trust, and Securities

    U.S. Bancorp - Chicago, IL

    - Wealth Mangement, Trust, and Securities-140007862 At U.S. Bank, we're passionate about helping customers and the ... rules and regulations. Reviews and analyzes internal and external regulatory reports, develops remediation plans, and...

    17 days ago from U.S. Bancorp

  • Domestic AML Compliance Manager - Wealth Mangement, Trust, and Securities

    U S Bank - Chicago, IL

    - Wealth Mangement, Trust, and Securities-140007862 At U.S. Bank, we're passionate about helping customers and the ... rules and regulations. Reviews and analyzes internal and external regulatory reports, develops remediation plans, and...

    17 days ago from U S Bank

  • Junior Compliance Associate - Securities/Commodities

    Ibg - Chicago, IL

    LLC, a Global Securities and Commodities business leader and one of the largest financial services firms in the U.S. ... and quantitative skills. * Investigating factual and regulatory rule background behind client trading and...

    30+ days ago from IBG LLC

  • Staff Accountant

    U.S. Securities and Exchange Commission - Chicago, IL

    witnesses and takes testimony; analyzes documentary and/or testimonial evidence to determine potential for Commission ... and auditing matters from Commission staff, securities industry staff, other federal agencies, and the courts...

    30+ days ago from Indiana CPA Society

  • Domestic AML Compliance Manager - Wealth Mangement, Trust, and Securities

    US Bank - Chicago, IL

    - Wealth Mangement, Trust, and Securities-140007862 ## At U.S. Bank, we're passionate about helping customers and the ... rules and regulations. Reviews and analyzes internal and external regulatory reports, develops remediation plans, and...

    30+ days ago from U.S. Bank

  • Staff Accountant (14-ES-1165476-BP)

    U.S. Securities and Exchange Commission - Chicago, IL

    Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and fac ... administrative proceedings and/or federal court actions, and translates findings into terminology and formats which...

    30+ days ago from Minority Professional Network, Inc

  • General Attorney

    U.S. Securities and Exchange Commission - Chicago, IL

    Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and fac ... capital formation.The United States Securities and Exchange Commissionâ??s Division of Enforcement is seeking...

    30+ days ago from Minority Corporate Counsel Association

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