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U.S. Securities and Exchange Commission jobs

Viewing 1 - 5 of 5 jobs

  • Chief Financial Officer

    Phoenix Services - Kennett Square, PA

    Securities and Exchange Commission, and other regulatory and advisory organizations and in accordance with financial ... is in accordance with U.S. GAAP and federal, state and otherrequired supplementary schedules and information.

    23 days ago from

  • Senior Regulatory Compliance Associate

    Compliance Search Group - Philadelphia, PA

    responding to examinations conducted by the U.S. Securities and Exchange Commission, National Futures Association, ... Company Act and the Commodity Exchange Act • Knowledge and familiarity with application non-US Laws and...

    16 days ago from

  • Audit Manager-Bilingual Korean/English

    Leading Financial Services Firm - Los Angeles, CA

    of various clients, including Securities and Exchange Commission (SEC) registrants Research technical accounting ... of U.S. Generally Accepted Accounting Principles (GAAP), U.S. Generally Accepted Auditing Standards, (GAAS) and...

    30+ days ago from IvyExec

  • Compliance Officer

    World-leading Alternative Investment Management Business - New York City, NY

    Association, Financial Industry Regulatory Authority, and Securities and Exchange Commission. Assist the Head of ... of 1940, US Securities Exchange Act of 1934, FINRA, NFA, and US Commodity Exchange Act. Series 7 and 24 preferred,...

    5 days ago from IvyExec

  • VP Treasury Manager

    New York City, NY

    for the proposal of and the purchase of adequate and acceptable debt investment securities to be used for ... exchange rates to customers; execute customer FX trades and cover the resulting position. Monitor foreign exchange...

    2 days ago from IvyExec

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