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U.S. Securities and Exchange Commission jobs

Viewing 1 - 10 of 500 jobs

  • Supervisory Attorney-Adviser>

    U.S. Securities and Exchange Commission - Washington, DC

    that have a major impact on the securities industry, the Commission, and the general public. Reviews and development ... of the laws, rules, and regulations that govern the securities industry, in particular, the Securities Exchange...

    12 days ago from TheJobNetwork

  • Senior Accountant with Security Clearance

    Fgs - La Plata, MD

    Standards Board, the Securities and Exchange Commission, and other regulatory and advisory organizations and in ... alliances acquisitions and/or mergers and pension funds and investments. * Optimize the handling of bank and deposit...

    6 days ago from ClearanceJobs

  • Domestic AML Compliance Manager - Wealth Mangement, Trust, and Securities

    Nationally Chartered Bank - Chicago, IL

    State and other regulatory authorities AML/BSA rules and regulations. Reviews and analyzes internal and external ... Leads and/or participates in high-visibility compliance initiatives and regularly reports to management and applicable b...

    1 day ago from IvyExec

  • Securities Exchange Commission Reporting Group Executive Director

    Morgan Stanley - Finance Industry - New York City, NY

    and Valuation Review. The primary responsibility of the U.S. Securities Exchange Commission (SEC) Reporting Group ... Investor Relations, Internal and External auditors, and Legal Entity Controllers. - Background in areas of U.S.

    13 days ago from VelvetJobs

  • Staff Accountant

    U.S. Securities & Exchange Commission - Washington, DC

    made in initial public offerings and by public companies in securities offerings, annual, quarterly and current reports; ... public accounting firms and counsel, and other Division and Commission staff members. Identify and resolve complex...

    12 days ago from American Institute of Certified Public Accountants

  • Securities Compliance Examiner (00890462)

    U.S. Securities and Exchange Commission - Washington, DC

    Full time * Company: U.S. Securities and Exchange Commission * Posted on: 22 Dec 14 Join the SEC! This ... securities compliance examiner, planning and conducting securities examinations, developing reports of findings, and...

    20 hours ago from eFinancialCareers Ltd

  • Supervisory Staff Accountant (Chief Accountant)

    U.S. Securities & Exchange Commission - Washington, DC

    to the Commission under the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of ... the Division Director and Associate Directors and other Commission offices (such as the Office of Compliance...

    5 days ago from Washington DC Jobs

  • Exchange Administrator

    Crgt - Washington

    DevOps-related tools and systems. Provide support and decommission the remaining Microsoft Exchange Organization. ... Security, the Department of Treasury, the Securities and Exchange Commission, the Environmental Protection...

    7 days ago from CRGT

  • Securities Compliance Examiner

    U.S. Securities and Exchange Commission - Washington, DC

    Industry Regulatory Authority ("FINRA") and the Municipal Securities Rulemaking Board, and the Public Company ... securities compliance examiner, planning and conducting securities examinations, developing reports of findings, and...

    2 days ago from eFinancial Careers

  • Senior Corporate and Securities Counsel

    Privatebank and Trust Company - Chicago, IL

    of the U.S. Securities and Exchange Commission, NASDAQ and NYSE, including periodic filings, proxy statements, and ... ongoing legal advice and guidance with respect to, and compliance with, the U.S. Securities and Exchange Commission’s...

    13 hours ago from The PrivateBank and Trust Company

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