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U.S. Securities and Exchange Commission jobs

Viewing 1 - 10 of 1,735 jobs

  • Domestic AML Compliance Manager - Wealth Mangement, Trust, and Securities

    Nationally Chartered Bank - Chicago, IL

    State and other regulatory authorities AML/BSA rules and regulations. Reviews and analyzes internal and external ... Leads and/or participates in high-visibility compliance initiatives and regularly reports to management and applicable b...

    4 days ago from IvyExec

  • Securities Exchange Commission Reporting Group Executive Director

    Morgan Stanley - New York City, NY

    and SEC reporting rules Strong ability to review and prepare technical disclosuresExcellent communication and ... quantitative, and organizational skills and attention to detailProficiency in Microsoft Excel and Word.

    23 days ago from Morgan Stanley

  • Staff Accountant

    U.S. Securities & Exchange Commission - Washington, DC

    made in initial public offerings and by public companies in securities offerings, annual, quarterly and current reports; ... public accounting firms and counsel, and other Division and Commission staff members. Identify and resolve complex...

    14 days ago from American Institute of Certified Public Accountants

  • Supervisory Securities Compliance Examiner With Securities and Exchange Commission

    Compliance Search International - Denver, CO

    of Compliance Inspections and Examinations regulation and oversight of the securities industry. ‚óŹ Working with ... of civil matters, administrative proceedings, and criminal prosecutions where there is an emphasis on securities...

    30+ days ago from Compliance Search Group

  • Securities Compliance Examiner (00890462)

    U.S. Securities and Exchange Commission - Washington, DC

    Full time * Company: U.S. Securities and Exchange Commission * Posted on: 22 Dec 14 Join the SEC! This ... securities compliance examiner, planning and conducting securities examinations, developing reports of findings, and...

    3 days ago from eFinancialCareers Ltd

  • Supervisory Staff Accountant (Chief Accountant)

    U.S. Securities & Exchange Commission - Washington, DC

    to the Commission under the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of ... the Division Director and Associate Directors and other Commission offices (such as the Office of Compliance...

    7 days ago from Washington DC Jobs

  • Exchange Administrator

    Crgt - Washington

    DevOps-related tools and systems. Provide support and decommission the remaining Microsoft Exchange Organization. ... Security, the Department of Treasury, the Securities and Exchange Commission, the Environmental Protection...

    10 days ago from CRGT

  • Deputy Chief Compliance Officer & U.S. Counsel

    Mla Global - New York City, NY

    in the U.S. and the wider group to embed relevant policies and procedures; and (vi) maintaining and fulfilling a U.S. ... consultants and relevant U.S. regulators, particularly the Securities and Exchange Commission. Experience: The ideal...

    21 days ago from MLA Global

  • Securities Compliance Examiner

    U.S. Securities and Exchange Commission - Washington, DC

    Industry Regulatory Authority ("FINRA") and the Municipal Securities Rulemaking Board, and the Public Company ... securities compliance examiner, planning and conducting securities examinations, developing reports of findings, and...

    4 days ago from eFinancial Careers

  • Commissions Specialist

    Health Net - Woodland Hills, CA

    ESSENTIAL DUTIES AND RESPONSIBILITIES: * Processes adjustments to correct commission errors and/or discrepancies ... work environment and requires pre-employment background and drug screening. Health Net and its subsidiaries are an...

    30+ days ago from Health Net

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