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Stifel Nicolaus jobs

Viewing 1 - 10 of 83 jobs

  • Associate | A Full-service Brokerage And Investment Banking Firm

    Stifel Nicolaus - San Francisco, CA

    Responsibilities include financial modeling, debt portfolio analysis, proposal and presentation writing, credit analysis, and general transactional execution and support Associates will work closely with Analysts by directing tasks for...

    30+ days ago from Doostang

  • WIRE OPERATOR/CASHIER 1

    Stifel Nicolaus - Newport Beach, CA

    SUMMARY OF RESPONSIBILITIES Under moderate supervision, processes cash/checks and securities coming into and going out of the branch. Processes Financial Advisor-directed orders for customer accounts. MAJOR DUTIES Books in cash/checks,...

    19 hours ago from Stifel Nicolaus

  • COMPLIANCE ANALYST - FIXED INCOME

    Stifel Nicolaus - New York, NY

    SUMMARY OF RESPONSIBILITIES Enforce and ensure compliance with laws and regulations governing assigned department. Examine, verify the correctness of, and establish the authenticity of equity trading books and records. Work to facilitate...

    19 hours ago from Stifel Nicolaus

  • SPECIALIST, EQUITY COMMISSION

    Stifel Nicolaus - Baltimore, MD

    POSITION SUMMARY Under general supervision performs the operational and administrative tasks necessary to facilitate the smooth and efficient operation of the equity capital markets commission management system for equity sales, trading...

    19 hours ago from Stifel Nicolaus

  • CLIENT SERVICE ASSOCIATE - NON REGISTERED

    Stifel Nicolaus - St Louis, MO

    SUMMARY OF RESPONSIBILITIES Under moderate supervision assists Financial Advisor with the maintenance of customers’ accounts and performs a wide variety of administrative support duties. MAJOR DUTIES Maintains accurate customer account...

    19 hours ago from Stifel Nicolaus

  • OPERATIONS SPECIALIST - INSTITUTIONAL & BROKER CASHIERING

    Stifel Nicolaus - St Louis, MO

    MAJOR DUTIES Position entails receiving and delivering securities from transactions or as instructed. It is critical the transactions are completed accurately and timely and are confirmed as valid if they do not clean up by settlement...

    19 hours ago from Stifel Nicolaus

  • DIRECTOR, TAXABLE FIXED INCOME

    Stifel Nicolaus - Baltimore, MD

    POSITION SUMMARY Enforce and ensure compliance with laws and regulations governing taxable fixed income sales & trading. Work to facilitate compliance with and conformance to Federal, State and local regulations and ordinances relating to...

    19 hours ago from Stifel Nicolaus

  • DIRECTOR, INFORMATION SECURITY CONTROL ASSURANCE

    Stifel Nicolaus - Saint Louis, MO

    POSITION SUMMARY This position will be responsible for developing an Information Security control assurance program. MAJOR DUTIES Engage third party services providers to perform network penetration and vulnerability testing. Develop a...

    2 days ago from Stifel Nicolaus

  • APPLICATION SUPPORT SPECIALIST

    Stifel Nicolaus - St Louis, MO

    POSITION SUMMARY Under general supervision the Application Support Analyst serves as the primary subject matter expert for technical and business driven applications prevalent in the environment. Responsibilities include a full...

    19 hours ago from Stifel Nicolaus

  • CLIENT COVERAGE ANALYST

    Stifel Nicolaus - Philadelphia, PA

    junior and senior professionals across areas of the firm. Stifel offers its employees a unique environment combining a ... Banking, Private Client Group ("Private Client") and other Stifel business groups. Receive incoming calls from...

    1 day ago from Stifel Nicolaus

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