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Sifma jobs

Viewing 1 - 10 of 45 jobs

  • Regulatory Change - Vice President

    Compliance Search Group - New York City, NY

    •Where RCO is present at external committees or meetings (eg, SIFMA, ISDA, etc), ensure that accurate records/meeting papers etc are obtained and filed. • Ensure that all issues and concerns are managed (and appropriately escalated to line...

    4 days ago from The Ladders

  • Equity Derivatives Compliance Officer

    Forum Group - Manhattan, NY

    role representing the Firm in industry efforts (e.g., SIFMA, FIF, etc.) as they pertain to equities trading and related developments. Develop and enhance Compliance policies and procedures and coordinate with global colleagues in...

    20 days ago from eFinancial Careers

  • Attorney-Negotiator/advisor 77526

    StarPoint Solutions - New York City, NY

    (MRA), ICMA Global Master Repurchase Agreements (GMRA), SIFMA Master Securities Forward Agreements (MSFTA)(collectively, “Trading Agreements”) on behalf of Credit Suisse Group entities. This requires a full appreciation of the linkage and...

    13 days ago from ZipRecruiter

  • Attorney / Negotiator with Drafting and Negotiation of ISDA's, MSFTA's

    StarPoint Solutions - Manhattan, NY

    (MRA), ICMA Global Master Repurchase Agreements (GMRA), SIFMA Master Securities Forward Agreements (MSFTA)(collectively, “Trading Agreements”) on behalf of company entities. This requires a full appreciation of the linkage and coordination...

    18 days ago from ZipRecruiter

  • Assistant Vice President, Regional Programs

    Sifma - New York City, NY

    The SIFMA Foundation is dedicated to fostering knowledge and understanding of the financial markets for individuals of ... the SIFMA Foundation provides financial education progr The SIFMA Foundation is dedicated to fostering knowledge and...

    3 days ago from idealist.org

  • Markets Lawyer

    UBS - New York City, NY

    in representing the firm in industry trade group efforts (SIFMA, ISDA, FIA) as well as multi-firm working groups. * Effectively advocate policy positons before SEC and CFTC Commissioners and staff members (comment letters and in-person...

    3 days ago from UBS

  • Compliance Associate

    RBC - Jersey City, NJ

    benchmarking and interpretive rule guidance through SIFMA PRIMARY RESPONSIBILITIES Routine surveillance of electronic communications; Ongoing assessment of surveillance efficiency and reporting to management; Perform targeted review in...

    25 days ago from RBC

  • Compliance Associate

    RBC Wealth Management - Jersey City, NJ

    benchmarking and interpretive rule guidance through SIFMA PRIMARY RESPONSIBILITIES Routine surveillance of electronic communications; Ongoing assessment of surveillance efficiency and reporting to management; Perform targeted review in...

    30+ days ago from RBC Wealth Management

  • Manager - Bond, Equity and Derivatives

    Linium - Los Angeles, CA

    agreements to ensure compliance. Industry Participation (SIFMA, ISITC, LSTA). Staying up to date on industry changes and solutions and bringing those ideas back to influence future business decisions. Experience Required: Minimum 5 years...

    30+ days ago from Linium

  • Senior Attorney - Sales & Trading

    SunTrust Banks - Atlanta, GA

    as ISDA and SIFMA industry standard documentation. This position will be broadly responsible for providing practical and cost-effective legal services in a dynamic Sales & Trading environment and advising a wide variety of stakeholders in...

    30+ days ago from SunTrust Banks