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Sifma jobs

Viewing 1 - 10 of 64 jobs

  • Regulatory Operations Manager

    Open Systems Technologies - Jersey City, NJ

    in regulatory reporting industry meetings such as SIFMA and the Financial Information Forum. Demonstrate strong people management skills sets and commitment to developing high performing, diverse teams. Demonstrate leadership across the...

    25 days ago from BullhornReach.com

  • Assistant Vice President, Regional Programs

    Sifma - New York City, NY

    The Securities Industry and Financial Markets Association (SIFMA) is the voice of the U.S. securities industry, ... For more information, visit http: www.sifma.org . The SIFMA Foundation, a non-profit organization dedicated to...

    12 days ago from idealist.org

  • Compliance Associate

    RBC Wealth Management - Jersey City, NJ

    benchmarking and interpretive rule guidance through SIFMA PRIMARY RESPONSIBILITIES Routine surveillance of electronic communications; Ongoing assessment of surveillance efficiency and reporting to management; Perform targeted review in...

    11 days ago from RBC Wealth Management

  • Junior to Mid-level Investment Attorney with corporate experience

    BCG Attorney Search - Washington, DC

    agreements, including the ISDA master agreement, the SIFMA MRA and GMRA, the SIFMA Securities Lending Master Agreement, broker-dealer and FCM customer agreements, the ISDA/FIA cleared swap addendum and the MSFTA. Familiarity with the...

    16 days ago from BCG Attorney Search

  • Compliance Associate

    RBC - Jersey City, NJ

    benchmarking and interpretive rule guidance through SIFMA PRIMARY RESPONSIBILITIES Routine surveillance of electronic communications; Ongoing assessment of surveillance efficiency and reporting to management; Perform targeted review in...

    21 days ago from RBC

  • Compliance - Manager of Electronic Communications Surveillance

    New York City, NY

    benchmarking and interpretive rule guidance through SIFMA or other industry forums. PRIMARY RESPONSIBILITIES Provide advice, administer, and monitor the program for the retention and supervision of electronic communications in a manner...

    30+ days ago from

  • Lead Regulatory Analyst

    CME Group - Chicago, IL

    subsidiaries. * Represent CME Group on FSSCC, FS-ISAC, SIFMA, DHS policy and regulations committees and working ... and entities. Represents CME Group on committees for: SIFMA, FSSCC, FS-ISAC, DHS, etc. *Education* Bachelor's...

    30+ days ago from CME Group

  • Manager - Bond, Equity and Derivatives

    Linium - Los Angeles, CA

    agreements to ensure compliance. Industry Participation (SIFMA, ISITC, LSTA). Staying up to date on industry changes and solutions and bringing those ideas back to influence future business decisions. Experience Required: Minimum 5 years...

    30+ days ago from Linium

  • Senior Attorney - Sales & Trading

    SunTrust Banks - Atlanta, GA

    and related collateral agreements such as ISDA and SIFMA industry standard documentation. This position will be broadly responsible for providing practical and cost-effective legal services in a dynamic Sales & Trading environment and...

    30+ days ago from SunTrust Banks

  • MTG BACKED SECURITIES TRADER 2

    Wells Fargo - St Louis, MO

    process, optimizing current warehouse/pipeline; apply SIFMA guidelines, Conventional or Ginnie Mae guidelines, and Agency contracts. Reconcile all trades and pools in the front month hedge. Communicate the results through the net position...

    16 hours ago from Wells Fargo