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Senior Manager, Ethics & Compliance jobs - New York, NY

Viewing 1 - 10 of 1,520 jobs

  • Regulatory Compliance CPA CPE Senior Associate (5961387)

    PwC - Jersey City, NJ

    The PricewaterhouseCoopers (PwC) Ethics & Compliance (E&C) Office advances and fosters integrity based decision ... litigation and reputational risk. The Regulatory Compliance group drives the US firm's Ethics & Compliance...

    30+ days ago from PwC

  • Associate – Data Analytics and Management Reporting

    Mitsubishii UFJ Financial Group - New York City, NY

    through interaction and engagement with USIA Senior Management and audit staff * Automate and design an ... to five years business acumen within audit, risk, compliance related environments * Proven capabilities in...

    17 days ago from Mitsubishii UFJ Financial Group

  • Ethics, Conduct & Culture Compliance

    Compliance Search Group - New York City, NY

    Ethics, Conduct & Culture Compliance A Top-Tier Global Bank seeks a Senior Compliance Officer- who will be responsible ... to senior management in Compliance and other functions, as well as senior firm leadership • Development of written...

    30+ days ago from TheLadders.com

  • Risk Assurance Performance GRC Compliance Services Senior Associate (5120788)

    PwC - New York City, NY

    maturity assessments, compliance program builds, compliance program risk assessments, healthcare compliance ... degree Certification(s) Preferred: CEP (Certified Compliance and Ethics Professional) Knowledge Preferred: Demonstrates...

    25 days ago from PwC

  • VP Asset Management Compliance

    Michael Page International - US - New York City, NY

    marketing and advertising reviews * Conduct legal and compliance research and maintain regulatory database, track ... of audit recommendations * Administer the Code of Ethics, including pre-approval requests, surveillance,...

    25 days ago from eFinancial Careers

  • Sr. Manager, US Government Pricing Compliance Job

    Celgene - Summit, NJ

    on the various Government Price type calculations.Sr. Manager must lead proactive communication with ... and Federal Government agencies.? Ensure compliance to Internal Policies for proper controls and SOX Compliance. In...

    13 days ago from PharmaDiversityJobBoard

  • Sr Compliance Analyst AML Advisory

    Citi - Jersey City, NJ

    for the Relationship Managers, BSU and Local/Regional Compliance * Identification of unusual patterns that require ... maintenance of processes and procedures to ensure compliance with current regulatory guidance and Citi policy and...

    13 days ago from Citi

  • Compliance Registration Project Manager

    Morgan Stanley - Finance Industry - New York City, NY

    Department Profile Professionals within Legal and Compliance provide a wide range of services to our business ... –Under the direction of a Senior Manager, conduct comprehensive reviews of existing MSWM/ISG policies and procedures...

    1 day ago from VelvetJobs

  • Risk Assurance Governance Risk and Compliance Senior Associate (4369876)

    PwC - New York City, NY

    Association Credit Risk certification, - CCEP (Certified Compliance and Ethics Professional), - CIPP (Certified ... and/or recommend complex, enterprise-wide, regulatory compliance, risk management, and/or internal audit...

    30+ days ago from PwC

  • Compliance Director Fair Lending Sales Practices

    Citi - New York

    of Compliance and be responsible for the Fair Lending and Compliance Sales Practice Compliance program. This position ... * Providing compliance related metrics and reports to senior management; * Interfacing with and managing...

    30+ days ago from Citi

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