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Senior Manager, Ethics & Compliance jobs

Viewing 1 - 10 of 168 jobs

  • Specialist, Ethics & Compliance

    Aerojet Rocketdyne - Sacramento, CA

    The Ethics and Compliance Specialist applies expertise to directly contribute to and administer ethics and compliance ... complaints and helpline disclosures. 15% - Supports Ethics and Compliance senior and Executive management and...

    2 days ago from Aerojet Rocketdyne

  • Senior Director of Health Information Management

    Him Connections - Dallas, TX

    policies and procedures regarding patient records to ensure compliance with all regulating and accrediting agencies.3. ... Demonstrate compliance to the Health Systems’ cultural behaviors, mission/vision, values, and commitments.14...

    30+ days ago from

  • VP Senior Manager Regulatory Compliance

    HSBC - New York City, NY

    VP Senior Manager Regulatory Compliance Officers are aligned by regulation(s), regulatory requirements, and/or a particu ... Global Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources...

    19 days ago from

  • Senior Compliance Officer

    RS Investments - San Francisco, CA

    the Compliance ManualPeriodically provide senior management personal trading reportsKnowledge of ... & SAI This individual will work closely with the Chief Compliance Officer, with members of Compliance, Legal, HR,...

    30+ days ago from Doostang

  • Director of Ethics


    in evaluating ethics issues and establishing and enforcing ethics policies and practices. The Ethics Officer reports to ... Assures effective training and communication of ethics and compliance policies. Refers alleged misconduct, compliance...

    14 days ago from IvyExec

  • VP, Compliance

    Seneca Mortgage Servicing - Depew, NY

    Counsel by monitoring and reporting results of the compliance/ethics efforts of the company and in providing ... guidance to senior management on matters relating to compliance. OTHER JOB FUNCTIONS: Describe the non-essential...

    30+ days ago from

  • Sr. Director of Global Strategy

    Mondelez International - Chicago, IL

    issues or overall strategyKnow the ethical and legal compliance responsibilities of the position; lead ethically ... ensure employees in area of responsibility understand the compliance responsibilities of their jobs and actively...

    30+ days ago from Doostang

  • Regulatory Relations Senior Manager

    New York City, NY

    Leadership Teams, Office of General Counsel, Ethics and Compliance, et al.; Monitoring developments from various ... internal stakeholders (e.g. PwC verticals, National Office, Ethics & Compliance, etc.) and providing support with regard...

    6 days ago from IvyExec

  • Senior Trading Compliance Officer

    Lang Search Partners - New York City, NY

    This individual will act as the Senior Trading Compliance Officer for a global, independent, institutional brokerage and ... Trading Compliance experiencerequired. 7-9 years compliance experience or equivalent Responsibilities: Primary...

    30+ days ago from

  • Director / Global Head - Compliance Audit

    North Wales, PA

    Finance, and Global Compliance, in carrying out compliance audit activities. Develops and maintains productive ... 2+ years of Compliance FCPA audit experience.Experience Preferred:Big 4 Accounting Firm, and/or international Compliance...

    16 days ago from IvyExec

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