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Senior Compliance Officer jobs

Viewing 71 - 80 of 18,048 jobs

  • Director QA, GMP & QMS, CMO compliance

    Khi - Redwood City, CA

    actions are taken. Generate Annual Product Reviews in compliance with regulatory requirements. Coordinate ... cGMPs, GMP, good manufacturing practices, regulatory compliance, Quality Assurance, sterile, sterilization,...

    30+ days ago from TheLadders.com

  • Controller/Financial Operations and Compliance (00828709)

    Stanford University - Stanford, CA

    Controller/Financial Operations and Compliance * Salary: TBD * Location: Stanford, CA, USA * Job Type: Permanent, Full t ... Leading financial projects in areas such as compliance, gift and endowment restrictions assessments, capital plan...

    2 days ago from eFinancialCareers Ltd

  • Foreign Banking Compliance Officer

    Bank of the West - San Ramon, CA

    Position Summary: Responsible for BSA/AML/OFAC compliance monitoring, and advising businesses on compliance issues, aris ... and prepares reports for BSA Officer and Senior Management Other Job Functions: Liaises with Group, Division...

    30+ days ago from TheLadders.com

  • Compliance Officer - Swap Dealer Testing

    Compliance Search Group - New York City, NY

    Compliance Officer – Swap Dealer Testing A top-tier bank seeks two swap Dealer Testing Compliance Officer who will join ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    30+ days ago from TheLadders.com

  • Regulatory and Compliance Officer VP

    Compliance Search Group - New York City, NY

    Regulatory and Compliance Officer VP An Institutional brokerage firm seeks a Securities Regulatory and Compliance ... with the firms’ policies. • With other senior colleagues, assist the Head of Compliance to maintain the Compliance...

    30+ days ago from TheLadders.com

  • Chief Operating Officer

    Washington, DC

    plans Oversee business policies, accounting practices, and compliance with non-profit status Review and analyze ... employee Personnel Manual Regulatory oversight and legal compliance Qualifications This is a senior executive...

    23 days ago from IvyExec

  • Global Regulatory Compliance Officer

    Financial Services Firm - Finance Industry - New York City, NY

    self-regulatory/exchange rulemaking, a mid-level Compliance Officer is now needed with a financial services firm in New ... Global Regulatory Compliance Group as the Global Regulatory Compliance Officer. Company Description Financial Services...

    8 days ago from VelvetJobs

  • Sr. Regulatory Compliance Specialist - (ID:450)

    Mss Recruiting Services - Www.mssrecruiting.com - Los Angeles, CA

    Regulatory Compliance Specialist Location: Los Angeles / Anaheim area Salary: Dependent on Experience Reports To: VP of ... industrial, and institutional markets. Job Overview: The Senior Regulatory Specialist must be detail-oriented,...

    26 days ago from ZipRecruiter

  • GS Bank Lending Compliance Officer, Associate / VP

    Goldman Sachs - Salt Lake City, UT

    GS Global Compliance. The primary objective of GS Bank Compliance is the management of compliance risk by assisting ... The Compliance Officer will work closely with colleagues in the GS Bank Compliance and Bank Holding Company Compliance t...

    30+ days ago from TheLadders.com

  • Privacy Compliance Officer

    Morgan Stanley - Finance Industry - New York City, NY

    Compliance Officer, and focus on global coordination of compliance aspects of the firm’s privacy program, including ... Preferred) Experience:- 8+ years of relevant law and/or compliance experience Licenses/Certifications: Attorney candidat...

    8 days ago from VelvetJobs

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