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Senior Compliance Officer jobs

Viewing 61 - 70 of 17,421 jobs

  • Internal Audit Senior Associate Cleveland (4591851)

    PwC - Cleveland, OH

    Executives, Internal Audit directors, Chief Compliance officers, Audit Committees and Risk Management personnel. - ... regulations and requirements, including compliance readiness programs - Generally Accepted Accounting Principles -...

    12 days ago from PwC

  • Project Manager, PMP & Governance, Risk & Compliance Required

    CompuCom - San Mateo, CA

    degree preferred Experience with Governance, Risk and Compliance (GRC) systems preferred Must be PMP-certified (no ... scope and may have significant financial and compliance implications and impact Solid analytical and...

    27 days ago from Dice

  • Legal & Compliance Officer (00763860)

    IMC Asset Management - New York

    management * Posted on: 08 Apr 14 As Legal & Compliance Officer you will be primarily responsible for ensuring that ... has arisen within our New York office. As Legal & Compliance Officer you will be primarily responsible for...

    8 days ago from eFinancialCareers Ltd

  • Chief Nursing Officer - Brownwood Regional Medical Center

    Brownwood Regional Medical Center - Brownwood, TX

    impact the hospital - Maintaining necessary regulatory and compliance approvals and quality accreditations - Partnering ... position reports directly to the hospital Chief Executive Officer. Education: Must possess a Bachelor's degree in...

    15 days ago from

  • Senior Compliance Associate, Institutional Marketing

    Los Angeles, CA

    International finance firm is seeking a Senior Compliance Associate. This role will be specifically focused on ... Advisers Act as necessary. Work closely with the Chief Compliance Officer, firm’s portfolio managers, research staff,...

    30+ days ago from

  • Compliance Officer

    Ny-based Bank - Finance Industry - New York, NY

    years of experience. * Leadership role in Bank Regulatory Compliance in a major financial institution.* Exposure to US ... Assist in providing training on Bank Regulatory Compliance issues.* Assist in providing training on IB and...

    15 days ago from VelvetJobs


    Judge Group - Los Angeles, CA

    Our client is currently seeking a COMPLIANCE ANALYST- SENIOR.Position Summary: The BUSA AML Investigations team will ... as required.Liaise with other FIU units, Advisory, Business Compliance teams, FIU Legal, GIU and relationship...

    15 hours ago from ZipRecruiter

  • Security Governance, Risk Management & Compliance (GRC) Manager

    Allstate Insurance Company - Charlotte, NC

    on. Functions in the department include Security Governance Compliance, Access Entitlement Management and Security ... Senior and Executive Management, Chief Information Security Officer, Security Management and other stakeholders...

    29 days ago from Dice

  • Assistant Chief Executive Officer - Moberly Regional Medical Center

    Moberly Regional Medical Center - Moberly, MO

    senior management team, the Assistant Chief Executive Officer (ACEO) will participate in operational ... in conjunction with the hospital's Chief Nursing Officer - Working with the Chief Executive Officer to create...

    19 days ago from

  • Compliance Officer

    Ny-based Broker-dealer - Finance Industry - New York, NY

    Qualifications* Bachelors Degree requires* MBA or JD preferred* Need trading desk/product compliance candidates* Open to ... and outside counsel* Researching and liaising with senior management regarding the legal and regulatory impact...

    15 days ago from VelvetJobs

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