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Senior Compliance Officer jobs

Viewing 11 - 20 of 17,686 jobs

  • Senior Compliance officer- Investment Manager (00818864)

    National Recruiting Group - New York City, NY

    * Back to Search Results * Next * Previous Senior Compliance officer- Investment Manager * Salary: up to $140K plus ... Room Officer * Compliance Officer - Asset Management * Compliance Officer - Policies & Procedures * Compliance...

    3 days ago from eFinancialCareers Ltd


    City of Houston - Houston, TX

    Contract Compliance Officer Human Resources Director's Office Contract Compliance and Special Projects 611 Walker, Garde ... administrative duties in reviewing and investigating compliance with specific sections of contractual agreements,...

    3 days ago from

  • Corporate Compliance Specialist - CORPORATE COMPLIANCE DEPARTMNT (70548)

    Advocate Health Care Network - Downers Grove, IL

    under the direction and guidance of the Senior Compliance Officer - Physician Groups and Non-Hospital Entities to ... Compliance Related activities. 4. Research, educate and train as appropriate regarding compliance areas...

    30+ days ago from Advocate Health Care

  • Senior Compliance Officer

    SVB - California

    Job Title: Senior Compliance Officer Requisition Number: 2555 Country: United States City: Santa Clara State / Province: ... and supervision of the Compliance Manager, the Compliance Officer will primarily be responsible for executing...

    4 days ago from Women's Career Channel

  • 126210 Sr Consumer Lending Compliance Officer - CRMC (Vice P

    Mufg Union Bank - San Diego, CA

    to subordinates and line compliance personnel * Keep Compliance Team Leader and/or Chief Compliance Officer ... Employer Minority/Female/Disability/Veterans.* Risk & Compliance *126210 Sr Consumer Lending Compliance Officer -...

    5 days ago from

  • Sr. Compliance Officer

    Texas Community Bank - San Antonio, TX

    for a Sr Compliance Officer who is a Certified Regulatory Compliance Manager CRCM Maintains current and proficient ... resource for all compliance related issues monitors compliance programs to ensure adequacy conducts the Bank s...

    11 hours ago from Geebo

  • Senior Commodities Compliance Officer

    Leading Global Financial Services Firm - Finance Industry - New York

    global financial services firm is now looking to hire a Senior Commodities Compliance Officer. This individual will ... Services Firm Job Description Responsibilities of the Senior Commodities Compliance Officer include: Working...

    2 days ago from VelvetJobs

  • Vice President Senior Manager Commercial Banking Compliance Officer (Securities Interface)

    HSBC - New York City, NY

    significant compliance issues and trends to business unit senior management, HNAH Compliance management and Group ... Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources...

    6 days ago from Professional Diversity Network

  • Sr. Compliance Officer, Fair Banking

    Citizens Financial - Warwick, RI

    a Compliance team member, working within the RBS-CFG Compliance function, the Senior Compliance Officer will be ... Compliance Officer will collaborate with the Director of Compliance and Senior Compliance Manager to foster an open and...

    3 days ago from

  • Senior Compliance Officer

    RS Investments - San Francisco, CA

    closely with the Chief Compliance Officer, and members of Compliance, Legal, HR, Operations, Technology, and Product ... Compliance Officer in implementing the Investment Adviser compliance program, including preparation of the CCO’s annual...

    1 day ago from ZipRecruiter

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