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Senior Compliance Officer jobs - Sunnyvale, CA

Viewing 1 - 10 of 248 jobs

  • Chief Compliance Officer

    Santa Clara, CA

    • Escalate to the Board of Directors and senior management material compliance matters that could result in ... senior compliance officer in a global organization. Specific Requirements: • Strong understanding of compliance...

    28 days ago from IvyExec

  • San Jose Risk Assurance Internal Audit Senior Associate (4369897)

    PwC - San Jose, CA

    Executives, Internal Audit directors, Chief Compliance officers, Audit Committees and Risk Management personnel. - ... regulations and requirements, including compliance readiness programs - Generally Accepted Accounting Principles -...

    30+ days ago from PwC

  • Senior Director Compliance Monitoring

    Compliance Search Group - Santa Clara, CA

    Senior Director Compliance Monitoring Our Client, a major U.S commercial bank, seeks a Senior Director who will be ... hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    30+ days ago from TheLadders.com

  • Controller/Financial Operations and Compliance (00828709)

    Stanford University - Stanford, CA

    Controller/Financial Operations and Compliance * Salary: TBD * Location: Stanford, CA, USA * Job Type: Permanent, Full t ... Leading financial projects in areas such as compliance, gift and endowment restrictions assessments, capital plan...

    1 day ago from eFinancialCareers Ltd

  • Sr. Director Compliance Monitoring Mgr

    Financial Services Institution - Finance Industry - San Jose, CA

    Director Compliance Monitoring Mgr Under the direction and supervision of the Chief Compliance Officer, the Compliance M ... Key responsibilities include: • Manage the annual compliance risk assessment and formulate the annual compliance...

    7 days ago from VelvetJobs

  • Mortgage Loan Officer - Greater South Bay Area

    Plaza Loans - San Jose, CA

    pricing. Performance oriented environment led by a senior leadership team with over 100 years of combined lending ... plan and benefits that includes Medical Coverage (Senior Loan Officers Only), Health Savings Account and 401(k) We...

    15 days ago from ZipRecruiter

  • Complex Risk Officer

    Morgan Stanley - Finance Industry - San Jose, CA

    compliance, and risk functions. In conjunction with the Senior Complex Risk Officer, the Complex Risk Officer has ... Resources issues as related to risk and compliance · Together with the Senior Complex Risk Officer, facilitates the...

    7 days ago from VelvetJobs

  • Senior Compliance Officer

    Silicon Valley Bank - Santa Clara, CA

    direction and supervision of the Compliance Manager, the Compliance Officer will primarily be responsible for ... The role may require complex compliance research and analysis for new and/or undeveloped compliance programs...

    12 days ago from Silicon Valley Bank

  • Senior Compliance Officer

    SVB Financial Group - Santa Clara, CA

    direction and supervision of the Compliance Manager, the Compliance Officer will primarily be responsible for ... The role may require complex compliance research and analysis for new and/or undeveloped compliance programs...

    12 days ago from SVB Financial Group

  • Sr. Director, Technical Compliance

    Classifiedads.com - Sunnyvale, CA

    This position reports directly to the EVP, Chief Regulatory Officer. * Assure that the appropriate R&D; validations have ... PCR product development * Expert knowledge of regulatory compliance and FDA design control * Excellent computer skills...

    14 hours ago from ClassifiedAds.com, Inc

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