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Senior Compliance Officer jobs - Sunnyvale, CA

Viewing 1 - 6 of 6 jobs

  • Senior Client Service Associate

    Opes Advisors - Palo Alto, CA

    full service mortgage banking firm, is currently seeking a Senior Client Service Associate for their wealth management ... RIA, Broker Dealer, or BankAssist Chief Compliance Officer with compliance processes, including quarterly...

    30+ days ago from Doostang

  • Director of Sales

    Healthcrowd - Foster City, CA

    champions, sponsors, Senior Management and legal/compliance * Understand organizational structure and dynamics, key decision makers, compliance and regulatory process, procurement processes, IT systems * Accurately forecast sales activity...

    30+ days ago from Doostang

  • Controller - A High-growth e-Commerce Company

    Naturebox - San Carlos, CA

    for the preparation of quarterly Financial Package used by senior management and presented to the BOD Manage the ... future implementation of the Company s Sarbanes-Oxley 404 compliance efforts Develop and maintain working...

    27 days ago from Doostang

  • Director of Medical/Surgical Nursing

    Kurz Solutions - San Jose, CA

    level. Under the direction of the Chief Nursing Officer, this position is responsible for planning, ... budgets and quality improvement programs that ensure compliance with all hospital service and regulatory agency...

    30+ days ago from KURZ Solutions

  • Data Analyst - Project Manager

    Actuate - San Mateo, CA

    and works closely with Field Sales to maintain internal compliance. The Sales Operations Project Manager position within Actuate Corporation is fast paced, dynamic, and challenging. The position requires close interaction with business...

    3 days ago from TheLadders.com

  • Corporate Paralegal

    Orrick - Menlo Park, CA

    of clients. • Assist the attorney, analyst or senior paralegal in drafting employment, purchase and option agreements, ... the qualifications, including compliance with the continuing education requirements, as set forth in the California...

    3 days ago from 365 Law Recruit

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