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Senior Compliance Officer jobs - San Mateo, CA

Viewing 1 - 10 of 967 jobs

  • Senior Director of Nursing

    Sequoia Hospital - Redwood City, CA

    and all quality initiatives, Patient Safety and Regulatory compliance initiatives and priorities; VPMA/CMO related to physician relations. Represents the Chief Nursing Executive as requested. EXPERIENCE: Substantial nursing experience in...

    17 days ago from Sequoia Hospital

  • Sr Compliance Program Manager(301430)

    Kaiser Permanente - Oakland, CA

    direction of the Compliance & Privacy Officer adheres w/ KP Compliance Framework, fosters comprehensive compliance ... of compliance accountabilities for local/regional compliance programs & internal & external resources.

    8 days ago from Kaiser Permanente

  • Sr Compliance Officer - Privacy Office

    Mitsubishii UFJ Financial Group - San Francisco, CA

    the Chief Privacy Officer and Manager within the MUB Compliance Department. The Senior Compliance Officer will be ... protection, compliance operations. Additionally, the Senior Compliance Officer will be responsible for testing,...

    30+ days ago from Mitsubishii UFJ Financial Group

  • Institutional Sales Specialist, Sr.

    Union Bank - San Francisco, CA

    Brokerage the Institutional Sales Specialist Senior is responsible for independently marketing fixed income ... trade. 15% Adheres to all risk regulatory and compliance responsibilities required by securities industry...

    30+ days ago from Union Bank

  • Insider Trading Compliance Senior Officer

    Compliance Search Group - San Francisco, CA

    INSIDER TRADING COMPLIANCE SENIOR OFFICER Dallas and San Francisco Our client, a leading global Alternative Investment ... record of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the...

    1 day ago from The Ladders

  • San Jose Seasonal Internal Audit Senior Associate (5504066)

    PwC - San Jose, CA

    Audit directors, Chief Compliance officers, Audit Committees and Risk Management personnel. - Demonstrates thorough ... requirements, including compliance readiness programs - Generally Accepted Accounting Principles - Financial and...

    30+ days ago from PwC

  • Senior Compliance Program Manager

    Integrated Managed Care Consortium - Oakland, CA

    direction of the Compliance Privacy Officer adheres w/ KP Compliance Framework, fosters comprehensive compliance ... of compliance accountabilities for local/regional compliance programs internal external resources. Develops...

    30+ days ago from IvyExec

  • Senior Compliance Officer

    RS Investments - San Francisco, CA

    closely with the Chief Compliance Officer, and members of Compliance, Legal, HR, Operations, Technology, and Product ... Key Responsibilities • Assist the Chief Compliance Officer in implementing the Investment Adviser compliance...

    3 days ago from ZipRecruiter

  • Senior Compliance Officer

    Mitsubishii UFJ Financial Group - San Francisco, CA

    with testing managers from other Bank compliance teams and the central compliance testing group; * Further develop, ... exams involving CMCBC business units or Compliance; * Prepare management reports regarding results of compliance testing...

    30+ days ago from Mitsubishii UFJ Financial Group

  • Internal Audit Senior Associate (6516470)

    PwC - San Jose, CA

    co-sourcing and Sarbanes-Oxley compliance services. We also provide IA Performance Improvement services including ... Internal Audit directors, Chief Compliance officers, Audit Committees and Risk Management personnel. Demonstrates...

    30+ days ago from PwC

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