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Senior Compliance Officer jobs - San Francisco, CA

Viewing 21 - 30 of 748 jobs

  • Senior Corporate Compliance Testing Officer (Volcker)

    Bank of the West - San Francisco, CA

    appropriate changes are implemented + Writes Compliance Assessment Reports for senior and executive management that ... _Senior Corporate Compliance Testing Officer \(Volcker\)_ **Location:** _California\-San Francisco_...

    5 days ago from Bank of the West

  • Compliance Officer - Investments

    Max Populi - San Francisco, CA

    The BWIS Registered Investment Advisor Chief Compliance Officer provides primary oversight and ... ?FINRA Series 7, 24, and 66 (or 63 and 65) ?Strong knowledge of bank/broker-dealer compliance ?Compliance expertise in i...

    2 days ago from Max Populi, LLC.

  • Compliance Officer

    S&P Ratings Services - San Francisco, CA

    Position Description Purpose: The Compliance Officer (CO), S&P Ratings Services works with Designated Compliance Office ... to interact with senior analysts, senior management, the Board of Directors and regulatory authorities. Strong...

    5 days ago from S&P RATINGS SERVICES

  • Executive Assistant to Chief Compliance Officer (6-Month Contract)

    Salesforce - San Francisco, CA

    Executive Assistant to Chief Compliance Officer, Contract (Maternity Leave Coverage) About Salesforce: Salesforce, the ... candidate will provide administrative support to the Chief Compliance Officer and Compliance and Audit Teams in San...

    13 hours ago from Salesforce

  • Compliance Officer (Deposit Compliance, Regulatory Examiner, Regulatory Compliance), Vice President

    Mufg Union Bank - San Francisco, CA

    Will have regular interaction with senior level management, compliance officers, the Legal Department and ... assignments assigned by manager, Deposit Compliance Lead or Chief Compliance Officer. Additional Information\:...

    22 days ago from MUFG Union Bank

  • Sr Compliance Program Manager(420432)

    Kaiser Permanente - Oakland, CA

    of the Compliance & Privacy Officer adheres with KP Compliance Framework, fosters comprehensive compliance ... of compliance accountabilities for local/regional compliance programs and internal and external resources.

    14 days ago from Kaiser Permanente

  • Deputy Compliance Officer

    Insperity - Redwood City, CA

    news and entertainment programs to its viewers. Deputy Compliance Officer We hire exceptional people. We want ... Deputy Compliance Officer, you will support the Compliance Officer in the implementation of the company’s Anti-Money...

    14 days ago from Insperity

  • Sr Project Manager - Compliance (Contract to Hire)

    Ebates - San Francisco, CA

    Job Description The PCI/Compliance Project Manager is a critical management role in the Technology Operations organizati ... the compliance requirements • Support Security Officer with audit related planning, facilitation, review and...

    28 days ago from Ebates Inc.

  • Licensing Management and Contract Compliance Senior Associate (7161434)

    PwC - San Francisco, CA

    of law enforcement, statisticians, economists, engineers, compliance officers, and fraud examiners-are skilled in ... facilities, as well as experience performing fraud and non-compliance examinations. Skills Preferred: Working...

    30+ days ago from PwC

  • Senior Vice President of Compliance

    Sterling-hoffman - San Francisco, CA

    in a timely fashion with respect to compliance matters to senior management, the board, business colleagues and ... regarding the company's compliance programs and potential compliance violations 17) Manage the company's compliance...

    12 days ago from Sterling-Hoffman