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Senior Compliance Officer jobs - San Francisco, CA

Viewing 11 - 20 of 861 jobs

  • SOX Compliance & Remediation Analyst

    Enclipse - Oakland, CA

    Essential Functions: Primary responsibilities of the Senior Internal Controls Consultant, include, but are not ... and Shared Service Organization Controllers, National Compliance personnel, Internal and External Audit personnel,...

    10 hours ago from ZipRecruiter

  • Senior Compliance Officer - Fintech Start-Up - Lending

    Robert Half Finance & Accounting - San Francisco, CA

    out its Compliance team. Currently, the team consists of 3 compliance professionals and they are looking to add a 4th member to focus on a new product launch. The start-up pride itself on providing favorable interest rates and terms on...

    21 hours ago from Robert Half Finance & Accounting

  • Senior Compliance Officer (01053013)

    Matthews Asia - San Francisco, CA

    * Back to Search Results * Next * Previous Senior Compliance Officer * Salary: Not Specified * Location: San Francisco, ... and other critical compliance functions. TITLE: Senior Compliance Officer, Business Compliance LOCATION: San...

    4 days ago from eFinancialCareers Ltd

  • Sr. Third Party Risk Compliance Officer (Project in San Fran)

    Willis Group - San Francisco, CA

    Sr. Third Party Risk Compliance Officer (Project in San Fran) Genuent is looking for a qualified banking professional ... for an exciting role in San Francisco for a Risk Compliance Officer. If this positon looks intriguing, please...

    30+ days ago from Willis Group LLC

  • Compliance Officer

    First Republic Bank - San Francisco, CA

    the administration, development and execution of FRIM’s Compliance Program. This role as a s compliance officer will ... within a registered investment advisor. The Senior Compliance Officer will report to the CCO of FRIM.

    30+ days ago from First Republic Bank

  • Chief Compliance Officer - BWIS Investment Advisory

    Bank of the West - San Francisco, CA

    Compliance + Helps develop Business Unit compliance training programs + Participates in Business Unit Compliance ... + FINRA Series 7, 24, and 66 \(or 63 and 65\) + Strong knowledge of bank/broker\-dealer compliance + Compliance expertis...

    25 days ago from Bank of the West

  • Compliance Officer Sutter Pacific Medical Foundation

    Sutter Health - San Francisco, CA

    The Compliance Officer administers the Sutter Health Ethics and Compliance Program at Sutter Pacific Medical Foundation ... the Inspector General (OIG). The Compliance Officer assists senior management and governance boards in carrying out...

    30+ days ago from Sutter Health

  • Compliance Officer - Volcker Rule (01052977)

    Bergan Recruiting - San Francisco, CA

    * Back to Search Results * Next * Previous Compliance Officer - Volcker Rule * Salary: Competitive * Location: San ... Website: More jobs like this * Compliance Examiner - Member Regulation, Sales Practice -...

    4 days ago from eFinancialCareers Ltd

  • Compliance Reporting Officer

    Bank of the West - San Francisco, CA

    Position Summary: As part of the Corporate Compliance Team, the Compliance Reporting Officer will be ... the preparation of the Bank's periodic Regulatory Compliance reports presented to Senior Management and the Board\. A...

    25 days ago from Bank of the West

  • Licensing Management and Contract Compliance Senior Associate (7161434)

    PwC - San Francisco, CA

    of law enforcement, statisticians, economists, engineers, compliance officers, and fraud examiners-are skilled in ... facilities, as well as experience performing fraud and non-compliance examinations. Skills Preferred: Working...

    30+ days ago from PwC