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Senior Compliance Officer jobs - San Francisco, CA

Viewing 1 - 10 of 1,006 jobs

  • Sr. Compliance Officer - Privacy, Vice President

    Mufg Union Bank - San Francisco, CA

    managing Privacy program initiatives. The Senior Compliance Officer will be responsible for assessing privacy, ... subject matter expert. The Senior Compliance Officer will work closely with the line of business compliance officers in...

    3 days ago from MUFG Union Bank

  • Ethics and Compliance Officer

    Mufg Union Bank - San Francisco, CA

    financial group. Ethics and Compliance Officer 50% - Implement, oversee, maintain, enforce, monitor and evaluate ... and procedures. Collaborate with other Compliance and Audit personnel to periodically assess the effectiveness of...

    3 days ago from MUFG Union Bank

  • Sr. Compliance Officer - Privacy, Vice President

    MUFG - San Francisco, CA

    program operational needs. Additionally, the Senior Compliance Officer will be responsible for testing, ... as a subject matter expert. The Senior Compliance Officer will work closely with the line of business compliance...

    30+ days ago from OneWire

  • Compliance Officer - Director

    Compliance Search Group - San Francisco, CA

    Compliance professional to assist the division's Chief Compliance Officer in managing the Compliance program. Brief ... a registered investment advisor. The Senior Compliance Officer will report to the CCO of the investment management...

    30+ days ago from The Ladders

  • SENIOR COMPLIANCE OFFICER - ASSET MANAGEMENT

    Dm Stone Jobsinbrokerage.com - Orinda, CA

    Perform compliance review of new brokers/participate in local best execution and broker approval meetings, compliance su ... compliance related projects. Back up other members of the compliance Team as needed Perform special projects for...

    30+ days ago from Net-Temps

  • Senior Software Architect - C++, Network Software

    Cybercoders - San Francisco, CA

    investors and advisers. Due to growth, we are hiring a Senior Software Architect to hone our technical vision, ... eligibility verification document form upon hire. Senior Software Architect - C++, Network Software Based in San...

    30+ days ago from CyberCoders

  • Senior Product Manager - Disruptive VC startup!

    Cybercoders - San Francisco, CA

    Senior Product Manager - Disruptive VC startup! We have an immediate need for a skilled Senior Product Manager who has ... eligibility verification document form upon hire. Senior Product Manager - Disruptive VC startup! We have an...

    15 days ago from CyberCoders

  • Senior Manager - IT Compliance and Risk Management

    Gilead - Foster City, CA

    Compliance (QSC) objectives by participating in security, compliance and risk management activities. Knowledge, ... of experience with functional and technical aspects of IT compliance and auditing principles OR 8+ years with advanced...

    22 days ago from HealthJobsNationwide.com

  • Ethics and Compliance Officer

    MUFG - San Francisco, CA

    the world’s most trusted financial group. Ethics and Compliance Officer 50% - Implement, oversee, maintain, enforce, ... Minority/Female/Disability/Veterans. Job: Risk %26 Compliance Primary Location: CALIFORNIA-SAN FRANCISCO Other...

    30+ days ago from OneWire

  • Chief Compliance Officer

    California Broker Dealer - Central, CA

    candidate to fill the position of Chief Compliance Officer (CCO). The CCO is responsible for the development, ... experience as Senior Compliance Officer with a SEC Registered Investment Advisor and/or FINRA registered...

    15 days ago from ZipRecruiter