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Senior Compliance Officer jobs - San Francisco, CA

Viewing 1 - 10 of 10 jobs

  • Senior Client Service Associate

    Opes Advisors - Palo Alto, CA

    full service mortgage banking firm, is currently seeking a Senior Client Service Associate for their wealth management ... RIA, Broker Dealer, or BankAssist Chief Compliance Officer with compliance processes, including quarterly...

    30+ days ago from Doostang

  • Email Manager or Sr. Email Manager

    Vc Backed Company - San Francisco, CA

    This position will report to the Chief Marketing Officer. The Email Manager will be responsible for planning, ... Utilize the best email practices to ensure CAN-SPAM compliance Make plans for customer activation, engagement,...

    24 days ago from IvyExec

  • Senior Compliance Officer - Control Room

    Global Securities, Investment and Retail Banking Firm - San Francisco, CA

    A senior member of the America s Control Room, which forms part of the Global Control Room and which has prime responsibility for maintaining and oversight of the firm s Information Barriers and Global Watch and Restricted Lists. Key...

    2 days ago from IvyExec

  • Member Services Senior Director

    Pacific Business Group On Health - San Francisco, CA

    industry In tandem with PBGH s Senior Communications Officer, create compelling material to explain our value ... appropriate programs for each Member s involvement The Senior Director reports directly to Chief Executive Officer,...

    30+ days ago from Doostang

  • Consumer Lending Manager

    Cybercoders - San Francisco, CA

    read on. As our VP-Compliance Officer you will ensure compliance with applicable banking rules, regulations, and ... not going anywhere! If you are a senior banking Compliance Officer and are looking for a best-in-class work...

    8 days ago from CyberCoders

  • Director of Sales

    Healthcrowd - Foster City, CA

    champions, sponsors, Senior Management and legal/compliance * Understand organizational structure and dynamics, key decision makers, compliance and regulatory process, procurement processes, IT systems * Accurately forecast sales activity...

    26 days ago from Doostang

  • Client Solutions Executive

    IBM - San Francisco, CA

    Leads client negotiations to market proposed solutions to senior client executives, including CEO, CFO, CIO, Boards of ... conducting customer negotiations on complex issues at the senior executive level - May manage multiple opportunities...

    8 days ago from IBM

  • Controller - A High-growth e-Commerce Company

    Naturebox - San Carlos, CA

    for the preparation of quarterly Financial Package used by senior management and presented to the BOD Manage the ... future implementation of the Company s Sarbanes-Oxley 404 compliance efforts Develop and maintain working...

    24 days ago from Doostang

  • Human Resources Generalist

    Swirl - San Francisco, CA

    health and safety, including workers compensation, OSHA compliance, and IIPP Edits and maintains agency job ... practices, and employment law and makes recommendations to senior management regarding the Company policies and...

    15 days ago from Doostang

  • Credit Associate

    Liif - San Francisco, CA

    and borrower or project financial analysis; monitoring compliance with loan restructure agreements; and preparing ... Associate isresponsible for making recommendations to senior management by integrating and analyzing these data...

    30+ days ago from Doostang

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