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Senior Compliance Officer jobs - Pasadena, TX

Viewing 1 - 10 of 293 jobs

  • Senior Complex Risk Officer

    Morgan Stanley - Finance Industry - Houston, TX

    Description POSITION SUMMARY: The Senior Complex Risk Officer is responsible for a wide variety of supervisory, ... Regional Risk Officer should be directly involved. The Senior Complex Risk Officer role is a non-revenue sharing...

    9 days ago from VelvetJobs

  • SENIOR CONTRACT COMPLIANCE OFFICER -RS

    City of Houston, Texas - Houston, TX

    in reviewing and investigating contractors' adherence and compliance to terms and conditions of contractual ... PREFERENCES: Preference will be given to applicants with: Contract Compliance, Procurement, and/or Purchasing Investigat...

    6 hours ago from The City of Houston, Texas

  • SENIOR CONTRACT COMPLIANCE OFFICER

    City of Houston - Houston, TX

    Contract Compliance Officer Human Resources Director's Office Contract Compliance and Special Projects 611 Walker, Garde ... administrative duties in reviewing and investigating compliance with specific sections of contractual agreements,...

    15 hours ago from GovernmentJobs.com

  • Senior Compliance Officer

    Infinity CS - Houston, TX

    Ideal Candidate for the SCO should have: 10 or more years compliance experience with a registered investment adviser, bank, or brokerage house Strong understanding of investment Code of Ethics, including Information Barrier, and Gifts and...

    8 days ago from Infinity CS

  • Compliance Officer, Monitoring and Testing

    Chartisinsurance - Houston, TX

    Position Description Assist Compliance management in developing and executing the approved Compliance Monitoring and ... Communicate test results with Compliance and business management both verbally and through written Compliance Testing re...

    10 days ago from ChartisInsurance

  • Compliance Officer, Monitoring and Testing

    AIG Financial Advisors - Houston, TX

    Position Description Assist Compliance management in developing and executing the approved Compliance Monitoring and ... Communicate test results with Compliance and business management both verbally and through written Compliance Testing re...

    8 days ago from BrokerHunter.com

  • Compliance Officer, Monitoring and Testing

    AIG - Houston, TX

    Assist Compliance management in developing and executing the approved Compliance Monitoring and Testing plan. In ... Communicate test results with Compliance and business management both verbally and through written Compliance Testing re...

    10 days ago from InsuranceJobs.com

  • SENIOR CONTRACT COMPLIANCE OFFICER -RS

    City of Houston - Houston, TX

    vendors, service suppliers and their employees to monitor compliance with contract regulations. Perform administrative ... in reviewing and investigating contractors' adherence and compliance to terms and conditions of contractual...

    30+ days ago from GovernmentJobs.com

  • Compliance Officer, Monitoring and Testing

    American International Group - Houston, TX

    Assist Compliance management in developing and executing the approved Compliance Monitoring and Testing plan. In ... Communicate test results with Compliance and business management both verbally and through written Compliance Testing re...

    10 days ago from American International Group

  • Compliance Coordinator (Bilingual-Vietnamese)

    Sigue - Houston, TX

    violations or potential violations to Regional Compliance Officer Able to document and present confidential findings ... field work directed by the Regional Compliance Officers or Compliance Manager in Agent Anti-Money Laundering Training...

    20 days ago from Sigue Corp

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