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Senior Compliance Officer jobs - Parsippany, NJ

Viewing 1 - 10 of 3,204 jobs

  • GIU Risk and Control Assessment Manager Sr Compliance Officer

    Citi - Jersey City, NJ

    promotes efficiency, reduces the risk, and helps ensure compliance with corporate policies, procedures, laws, and ... of risk and control assessments across Citi by: -Aligning senior manager responsibility for achieving business...

    9 days ago from Citi

  • Senior Compliance Officer Surveillance

    Citi - Jersey City, NJ

    the analyst will be responsible for working with Product Compliance, technology, business supervisors and Branch ... the financial services industry preferably in securities compliance or Sales Practice experience working with a...

    30+ days ago from Citi

  • Senior Compliance Officer ICG Metrics

    Citi - Jersey City, NJ

    Description The Compliance ICG Metrics Officer will work closely with the Directors of the functional areas and the ... As a senior member of Compliance, the candidate will collaborate with senior business and compliance leaders to design m...

    30+ days ago from Citi

  • SENIOR COMPLIANCE OFFICER

    BNP Paribas Investment Partners - New York City, NY

    Officer in our New York office. As a member of the Compliance team, the Senior Compliance Officer will be ... in maintaining, updating, developing and testing firm wide compliance policies and programs; managing compliance...

    14 days ago from eFinancial Careers

  • Senior Compliance Officer Treasury and Trade Services (New York)

    Compliance Search - New York City, NY

    Anti-Money Laundering Compliance, In-Business Risk, Legal, Compliance Testing, Audit, and cross-sector control ... candidate will also be expected to initiate and coordinate compliance-focused projects ranging from regulatory guidance...

    30+ days ago from Doostang

  • Senior Compliance Officer

    Michael Page International - US - Manhattan, NY

    Services Institution. Description The Broker/Dealer Senior Compliance Officer is responsible for implementing ... and fixed income desks. Profile The successful Senior Compliance Officer will demonstrate the following:...

    19 days ago from eFinancial Careers

  • Senior Account Executive

    Hub International - Summit, NJ

    Compliance responsibilities in working closely with the Regional Compliance Officers in building/pushing content, events, etc. Leadership and collaborative efforts to promote teamwork, direct/open communication, problem solving and...

    10 days ago from Hub International Limited

  • Senior Compliance Officer | Staffing And Recruiting Company

    Compliance Search - New York City, NY

    environment The successful candidate will help provide compliance oversight for this portfolio, including ... control support functions, including Anti-Money Laundering Compliance, In-Business Risk, Legal, Compliance Testing,...

    30+ days ago from Doostang

  • Head of Investment Management Policies and Procedures Compliance

    Compliance Search Group - New York City, NY

    Prepare the Chief Compliance Officer’s written Compliance Program Reviews (quarterly and annually) as required ... A leading global financial services firm seeks a Senior Compliance Professional who will be...

    5 days ago from eFinancial Careers

  • Security Technology Compliance (senior officer level)

    Hyatt Leader - Ramsey, NJ

    Major Corporation seeks senior IT Security Professional who will create and lead the function which be responsible for the continuous testing of the operating effectiveness of information technology security controls, to ensure they are...

    29 days ago from Dice

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