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Senior Compliance Officer jobs - Newark, NJ

Viewing 1 - 10 of 3,141 jobs

  • Junior Business Line Compliance Officer, Associate - Bilingual Japanese skills required

    MUFG - New York City, NY

    respectively Track regulatory changes impacting compliance programs, summarize changes and communicate changes to ... required Minimum of 3-5 years of work experience in compliance and/or risk-management related fields. International...

    4 days ago from Mitsubishi UFJ Financial Group

  • Senior Compliance Officer

    Compliance Search Group - New York City, NY

    Senior Compliance Officer A Top Tier, Investment Management Firm, has an excellent opportunity for a Senior Compliance ... directly with the Chief Compliance Officer (CCO) and other Senior Compliance Officers. Responsibilities include...

    30+ days ago from The Ladders

  • Senior Compliance Officer AML ICG Advisory Corporate and Investment Banking

    Citi - Jersey City, NJ

    Relationship Managers, Legal, Sanctions Team, and Local AML Compliance Officers as necessary Manage/maintain oversight ... with the ability to interact effectively with advisory compliance officers globally and other business and...

    30+ days ago from Citi

  • Senior Compliance Manager

    Compliance Search Group - New York City, NY

    bank seeks a Global Banking and Markets (GBAM) Senior Compliance Manager supporting the Fixed Income Commodities ... FX Advisory Coverage. Responsibilities for the GBAM Senior Compliance Manager role will include the following: •...

    30+ days ago from The Ladders

  • Senior Compliance Officer (Research)

    Private Research Institution - Newark, NJ

    Position Summary The Senior Compliance Officer, Research position will essentially establish an effective research ... and standard research contract terms. Demonstrated compliance with various areas of research compliance, such as:...

    18 days ago from IvyExec

  • Senior Compliance Officer- Latam Ethics Attorney -

    Jasper Media - New York City, NY

    Senior Vice President/Ethics reports to a Director/Ethics Officer and ultimately to Chief Ethics Officer within Global ... Identify and report trends, significant matters and compliance issues to senior management; Develop...

    8 days ago from ZipRecruiter

  • Senior Compliance Officer- ICG AML Advisory- Foreign Correspondent Banking

    Major International Bank - Jersey City, NJ

    This senior compliance officer position will provide advisory guidance for Foreign Correspondent Banking (FCB). ... effectively with Advisory compliance officers globally and senior business and functional partners Possess strong...

    5 days ago from IvyExec

  • Senior Compliance Officer- Latam Ethics Attorney

    CR Professional Talent - New York City, NY

    Senior Vice President/Ethics reports to a Director/Ethics Officer and ultimately to Chief Ethics Officer within Global ... Identify and report trends, significant matters and compliance issues to senior management; Develop...

    9 days ago from ZipRecruiter

  • IT& Project Assurance Project Assurance Senior Associate (7216807)

    PwC - New York City, NY

    Increasing value and reducing costs of compliance-related activities • Identifying opportunities for companies to effectively mitigate risk and improve business performance • Applying the concepts of Enterprise Risk Management to help...

    24 days ago from PwC

  • Senior Compliance Officer - Latam Ethics Attorney

    Kvr Consultant - New York City, NY

    Senior Compliance Officer- Latam Ethics Attorney - KVR Consultant – New York, NY Based in New York, the Senior Vice ... trends, significant matters and compliance issues to senior management; Develop charts/analysis to highlight...

    2 days ago from The Ladders