Senior Compliance Officer jobs - Newark, NJ

Viewing 1 - 10 of 3,043 jobs

• Senior Compliance Officer - Buy Side (RS1455)

  Rockwood Search Associates - New York, NY

  currently looking for a Senior Compliance and Control Room Officer to work directly with and report to the CCO /General ... with firm gift and entertainment policies; and Monitor compliance with pay-to-play rules. Successful candidates...

  10 days ago from eFinancialCareers

• Cre Senior Credit Officer

  Union Bank - New York, NY

  concert with other senior credit officers and senior credit administrators within the Credit Management ... and regulations to the appropriate officer responsible for compliance or oversight. Other projects or activities as...

  6 days ago from Union Bank

• Senior Compliance Officer - Fair Lending

  Compliance Search Group - New York, NY

  Senior Compliance Officer - Fair Lending Global bank seeks a Senior Fair Lending Compliance Officer. The incumbent will ... Qualifications: - Experienced compliance/risk/control professional with a strong understanding of Consumer businesses, w...

  11 hours ago from TheLadders.com

• Sr. Compliance Officer, Code of Ethics Monitoring

  JP Morgan Chase - Jersey City, NJ

  seeking a Sr. ComplianceOfficer to supportthe regulatoryand compliance requirements of the Investment Management line of ... monitor employee adherence with the Code of Ethics.The Sr. Compliance Officer will be responsible for ensuring...

  3 days ago from Money Jobs

• Senior Compliance Officer AML Testing Consumer

  JPMorgan Chase - New York, NY

  Title: Senior Compliance Officer AML Testing Consumer Location: US-NY-New York-277 Park Avenue / 03363 Job Number: ... General Responsibilities This position is responsible for conducting or assisting with AML/Sanctions compliance testing...

  1 day ago from Beyond

• Senior Compliance Officer - Buy Side

  Rockwood Search Associates - New York, NY

  currently looking for a Senior Compliance and Control Room Officer to work directly with and report to the CCO /General ... to ws@rockwood-search.com. Please put your Name and "Compliance Officer" in the subject line and attach your...

  11 days ago from ZipRecruiter

• Senior Compliance Officer AML Testing Consumer

  J.P. Morgan Chase - New York, NY

  General Responsibilities This position is responsible for conducting or assisting with AML/Sanctions compliance testing ... Job Duties Conduct or assist with AML/Sanctions and financial crimes compliance reviews to determine if business process...

  16 hours ago from JobHat

• Senior Mortgage Compliance Officer / Private Bank

  Morgan Stanley - New York, NY

  Description Morgan Stanley seeks a senior level compliance officer supporting the Mortgage Division Compliance Head of ... Skills Required • Experience managing other compliance professionals and/or attorneys and performing other department ad...

  5 days ago from eFinancialCareers

• Senior Compliance Officer

  Prime United Securities Holdings - New York, NY

  headquartered in New York City is seeking to hire a Senior Compliance Officer. The individual in this position will be ... for a motivated individual. As the a Senior Compliance Officer, the individual will be responsible for a compliance...

  30+ days ago from TheLadders.com

• Sr Compliance Officer

  HSBC - New York, NY

  Title: Sr Compliance Officer Location: North America-United States-New York-New York Job Number: 00002RFS Maintains ... compliance training programs To discharge the (Compliance Officer) accountabilities set out in the Compliance Officer...

  1 day ago from Beyond