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Senior Compliance Officer jobs - New York City, NY

Viewing 1 - 10 of 2,737 jobs

  • Senior Compliance Officer-Global Marketing Review

    Compliance Search Group - New York City, NY

    firm seeks a Senior Compliance Officer who will serve as a compliance global liaison for marketing review while ... placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    30+ days ago from The Ladders

  • Sr Manager Problem Management (105278-1)

    TD Ameritrade - Jersey City, NJ

    Type: Full-Time Contract Type: Regular Manager Level: Senior Manager Role: * Responsible for leading a team of IT ... for multiple groups within the Chief Technology Officer (CTO) organization to assist identification and...

    20 days ago from TD Ameritrade

  • Senior Compliance Analyst

    Compliance Search Group - New York City, NY

    A global investment manager seeks a Senior Compliance Analyst who will be responsible for assisting in all aspects of ... Deputy Chief Compliance Officer. • Perform general compliance and operational risk related functions as instructed.

    30+ days ago from The Ladders

  • Regulatory Reporting and Compliance officer

    Mitchell Martin - New York, NY

    regulatory agencies. Monitor and govern regulatory compliance with applicable federal and state regulations in ... current and emerging IT regulatory developments and informs senior management on the impact to IT operations. Provide...

    2 days ago from Dice

  • Senior Compliance Professional

    Compliance Search Group - New York City, NY

    firm based in midtown Manhattan seeks an experienced Senior Compliance Professional. This hire will join the ... SEC Exam support and outsourced Chief Compliance Officer (CCO) functions. Responsibilities • Manage team of...

    9 days ago from The Ladders

  • Senior Business Analyst - Liquidity

    Open Systems Technologies - New York City, NY

    of the US Liquidity Reporting project required for Fed compliance. We are specifically looking for one BA each to focus on the following: • Reconciliation requirements and designs to demonstrate Books and Records alignment for product data...

    30+ days ago from The Ladders

  • Control Room Compliance Officer AVP

    Compliance Search Group - New York City, NY

    Control Room Compliance Officer within their CIB Ethics and Compliance Department, which helps to maintain compliance ... The Assistant Vice President, Control Room Compliance Officer will enforce controls that are reasonably designed...

    9 days ago from The Ladders

  • Sr. Data / Business Analyst(Aprimo/Unica/SAS) ( DIRECT CLIENT )

    Xcel Solutions - New York, NY

    and follow proper incident management procedures Ensure compliance with all applicable data privacy regulations and policies as they relate to both firm and clientcontact data Minimum Qualifications At least (7) years of experience with...

    2 days ago from Dice

  • Sr. Compliance Officer - Asset Management / Mutual Funds

    Drum Associates - New York City, NY

    their team. This person will report directly to the Chief Compliance Officer and will be responsible for ... Include: Aid Chief Compliance Officer and management on compliance and supervisory matters Develop, draft and...

    30+ days ago from The Ladders

  • Senior Manager, Human Resources

    Tommy Hilfiger - New York City, NY

    Responsibilities: The Senior HR Manager is the primary contact for his/her designated population for associates ... and ensures policies, procedures, and reporting are in compliance INTERNAL & EXTERNAL CONTACTS: Internal: All...

    30+ days ago from