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Senior Compliance Officer jobs - New York City, NY

Viewing 1 - 10 of 3,338 jobs

  • Corporate Chief Security Officer

    New York City, NY

    teams. RESPONSIBILITIES: Serve as an expert advisor to senior management in the development, implementation and ... security trends and evolving technologies and keep senior management informed about related information...

    4 days ago exclusively on BusinessWeek

  • Junior Military Officer - Information Assurance / Cyber Security Consultant

    Deloitte Development - New York City, NY

    risk and/or drive operational, financial and regulatory compliance processes; as well as solutions that manage the ... They also deliver advisory services focused on risk and compliance to IT management and senior executives. Security...

    16 hours ago from Deloitte Development LLC

  • Senior Corporate Compliance Officer

    Bank of the West - New York City, NY

    York City and will serve as the primary compliance officer overseeing the following commercial lending business ... Compliance function including the BSA-AML-OFAC Officer. Essential Job Functions Provides a leadership role in...

    15 days ago from TheLadders.com

  • Senior Compliance Officer

    New York City, NY

    tier Multi strategy hedge fund seeks a Front Office Senior Compliance Officer to monitor and offer guidance to portfolio managers and traders with regard to trading activities in the equity, fixed income, commodity, derivative and foreign...

    11 days ago from IvyExec

  • Senior Compliance Officer

    Bank In New York City - Finance Industry - New York City, NY

    Qualifications* Bachelors degree in finance, economics, or a related field.* 8 plus years of compliance and/or regulator ... of any necessary improvements.* Determine material non-compliance risks related to the company's relevant...

    9 days ago from VelvetJobs

  • Front Office- Senior Compliance Officer

    Rockwood Search Associates - New York City, NY

    tier Multi strategy hedge fund seeks a Front Office Senior Compliance Officer to monitor and offer guidance to ... Please put your Name and " Front Office- Senior Compliance Officer´ in the email subject line and...

    21 days ago from ZipRecruiter

  • Senior Trading Compliance Officer

    Access Staffing - New York City, NY

    and investment banking firm seeks candidates to join their Compliance Department. Responsibilities will include: ... years compliance experience, including equities trading compliance Exposure to monitoring OTC securities (pink sheets...

    29 days ago from TheLadders.com

  • Senior Compliance Officer

    Global Investment Fund - Finance Industry - New York City, NY

    their Compliance Department with the addition of a new Senior Compliance Officer with their staff. Reporting ... Compliance Officers in New York, the Senior Compliance Officer will work closely with the Firm’s compliance and...

    30+ days ago from VelvetJobs

  • Senior Compliance Officer

    National Recruiting Group - New York City, NY

    be a Senior Compliance Officer in the Fund Chief Compliance Officer Group which supports the Chief Compliance Officer ... or MBA•At least 6-8 years of compliance experience. JD, CPA or CFA a plus.•Previous compliance experience...

    21 days ago from ZipRecruiter

  • Senior Trading Compliance Officer

    Lang Search Partners - New York City, NY

    This individual will act as the Senior Trading Compliance Officer for a global, independent, institutional brokerage and ... directly to this individual, who will report to the Chief Compliance Officer. Qualifications: BA or BS degreerequired...

    30+ days ago from TheLadders.com

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