Jobs by Simply Hired

Search for Jobs

Job Title, Skills, or Company

City, State, or ZIP

Senior Compliance Officer jobs - New York City, NY

Viewing 1 - 10 of 3,433 jobs

  • GIU Risk and Control Assessment Manager Sr Compliance Officer

    Citi - Jersey City, NJ

    promotes efficiency, reduces the risk, and helps ensure compliance with corporate policies, procedures, laws, and ... of risk and control assessments across Citi by: -Aligning senior manager responsibility for achieving business...

    3 days ago from Citi

  • Senior Compliance Officer Data Mining AML

    Citi - Long Island City, NY

    the industry. DMG partners closely with Global AML Compliance Testing, AML Advisory and Compliance Advisory to ... findings and target areas for testing. The Compliance Data Mining Analytics Officer will be responsible for...

    30+ days ago from Citi

  • Senior Compliance Officer - Private Equity Firm

    Compliance Search Group - New York City, NY

    roles: compliance monitoring, compliance advisory, central compliance and policy/regulatory compliance Comprehensive ... a top-tier prominent international private equity firm, is seeking a Senior Compliance Officer for their New York...

    6 days ago from eFinancial Careers

  • Senior Compliance Officer Surveillance

    Citi - Jersey City, NJ

    the analyst will be responsible for working with Product Compliance, technology, business supervisors and Branch ... the financial services industry preferably in securities compliance or Sales Practice experience working with a...

    30+ days ago from Citi

  • Senior Compliance Officer- Investment Banking & Research

    Compliance Search Group - New York City, NY

    The responsibility of the IB and Research Compliance Officer is to provide primary compliance coverage, including ... to Equity Research. The IB and Research Compliance Officer is responsible for identifying, assessing, drafting...

    11 days ago from eFinancial Careers

  • Senior Compliance Officer ICG Metrics

    Citi - Jersey City, NJ

    Description The Compliance ICG Metrics Officer will work closely with the Directors of the functional areas and the ... As a senior member of Compliance, the candidate will collaborate with senior business and compliance leaders to design m...

    30+ days ago from Citi

  • Sr Compliance Officer

    Global Investment Mgmt Firm, New York, NY - New York City, NY

    to the Chief Compliance Officer (CCO). The Compliance Officer (CO) will also work closely with internal audit ... compliance program. Key Responsibilities / Duties : Annual compliance policies/procedures review. Compliance monitoring...

    24 days ago from ExecuNet

  • SENIOR COMPLIANCE OFFICER

    BNP Paribas Investment Partners - New York City, NY

    Officer in our New York office. As a member of the Compliance team, the Senior Compliance Officer will be ... in maintaining, updating, developing and testing firm wide compliance policies and programs; managing compliance...

    8 days ago from eFinancial Careers

  • Senior Compliance Officer - Private Equity Firm

    Human Resources Focused Consulting Firm - New York City, NY

    prominent international private equity firm, is seeking a Senior Compliance Officer for their New York office. This ... roles: compliance monitoring, compliance advisory, central compliance and policy/regulatory compliance Comprehensive...

    1 hour ago from IvyExec

  • Senior Compliance Officer - ICG Testing

    Major International Bank - New York City, NY

    the results to Compliance and the business and other senior managers, and monitors to confirm that any corrective ... plan, and plan changes as necessary. The Senior Control Officer may also assist in day-to-day review management...

    22 hours ago from IvyExec

Post a Job on BusinessWeek.com

Post a Job

Reach millions of talented professionals