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Senior Compliance Officer jobs - Manhattan, NY

Viewing 1 - 10 of 3,770 jobs

  • Associate, Trading Surveillance Compliance Officer

    Mitsubishii UFJ Financial Group - New York City, NY

    closure of exceptions; and Performance of forensic compliance testing, using data analytics, trend monitoring, and ... Equal Opportunity Employer/Minority/Female/Disability/Veteran Job : Risk & Compliance Primary Location : NEW YORK-New Yo...

    1 day ago from Mitsubishii UFJ Financial Group

  • Associate, Trading Surveillance Compliance Officer

    Union Bank - New York City, NY

    and statistical analysis to identify potential compliance issues. Perform surveillance reviews. (60%) Support the ... information reporting (reports and metrics) for senior management and internal oversight committees. (10%) Support...

    1 day ago from Union Bank

  • Senior Compliance Officer - Rapidly Expanding European Private Equity Firm (00811643)

    Forum Group - New York City, NY

    Senior Compliance Officer - Rapidly Expanding European Private Equity Firm * Salary: Base salary, bonus, excellent ... The Compliance Officer has responsibility for addressing US day to day compliance matters such as employee trading and c...

    2 days ago from eFinancialCareers Ltd

  • Senior Compliance Officer General

    Citi - Jersey City, NJ

    practices across Citi, partnering with colleagues across Compliance, enterprise and sector risk management functions, ... and governance. The successful candidate will represent Compliance on enterprise-wide and Institutional Clients...

    3 days ago from Citi

  • Senior Compliance Officer - Regulatory & Policy

    New York City, NY

    In this role, the Senior Compliance Officer/Regulatory Compliance works with a team of three regulatory compliance ... platform Coordinate with RCM governance groups and compliance officers in other regions and businesses to...

    2 days ago from IvyExec

  • Senior Compliance Officer

    Bank In New York City - Finance Industry - New York City, NY

    * 8 plus years of compliance and/or regulatory experience, with knowledge of the financial service industry, regulatory ... of any necessary improvements. * Determine material non-compliance risks related to the company's relevant...

    1 day ago from VelvetJobs

  • Front Office- Senior Compliance Officer

    Rockwood Search Associates - New York City, NY

    tier Multi strategy hedge fund seeks a Front Office Senior Compliance Officer to monitor and offer guidance to ... Please put your Name and " Front Office- Senior Compliance Officerยด in the email subject line and...

    25 days ago from ZipRecruiter

  • Vice President, Investment Banking and Market Surveillance Compliance Officer

    Mitsubishii UFJ Financial Group - New York City, NY

    and statistical analysis to identify potential compliance issues Preparation of management information reporting ... Job : Risk & Compliance Primary Location : NEW YORK-New York Shift*: Day Schedule*:...

    8 days ago from Mitsubishii UFJ Financial Group

  • Senior Compliance Officer AML Training Developer Coordinator

    Citi - New York

    Qualifications * 7+ years bank or financial services compliance training management and development experience, strong preference for AML * Excellent writing and oral communication skills * Strong organizational skills, attention to detail...

    3 days ago from Citi

  • Senior Compliance Officer ICG AML Advisory TTS (Treasury Trade)

    Citi - Jersey City, NJ

    with the ability to interact effectively with Advisory compliance officers globally and other business and ... and both oral/written communications skills, and be able interact effectively with senior management Job ID:...

    3 days ago from Citi

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