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Senior Compliance Officer jobs - Kingwood, TX

Viewing 1 - 10 of 222 jobs

  • Senior Counsel and Director of Compliance

    K+s Consulting - Houston, TX

    to the join the team as Senior Counsel and Director of Compliance. This position would report to the Chief ... board of directors. In addition to roles as the Director of Compliance, the Senior Counsel would be expected to help...

    30+ days ago from The Ladders

  • Director of Field Compliance

    AIG Financial Advisors - Houston, TX

    Position Description The Field Compliance team is responsible for conducting investigations/desk audits of agent activit ... issues • Providing statistical and senior level reporting to Chief Compliance Officer and Business Leaders •...

    1 day ago from BrokerHunter.com

  • Senior Compliance Officer

    Independent Investment Management Company - Houston, TX

    reviews of Investment guidelines to maintain evergreen Compliance environment. Build, test, implement, monitor, ... monitor, report, develop, coordinate, and implement various compliance monitoring activities, ongoing testing, and...

    30+ days ago from IvyExec

  • Internal Audit Senior Associate Energy Sector (5495718)

    PwC - Houston, TX

    Executives, Internal Audit directors, Chief Compliance officers, Audit Committees and Risk Management personnel. - ... complex financial, operational and compliance related engagements: - Corporate Governance and Sarbanes Oxley...

    30+ days ago from PwC

  • Senior Project Manager

    Nw Recruiters - Houston, TX

    specialties. Job Description: NW Recruiters is seeking a Senior Project Manager. This role will be responsible for ... · Prepare and manage monthly reports to ensure SLA compliance · ITIL / PMP Certifications preferred · Financial and anal...

    9 days ago from ZipRecruiter

  • Senior Business Development Manager

    Cipher Security - Houston, TX

    & Services particular Vulnerability Management & Compliance Identifying and establishing relevant strategic ... $50,000-$1,000,000) Significant network of senior IT executives (CISOs, CIOs, CTOs) across verticals to leverage...

    5 days ago from The Ladders

  • Sr Compliance Officer

    Independent Investment Management Company - Houston, TX

    Purpose (Job Summary): The overall responsibility of this Compliance Officer position is to assist Invesco, Ltd. s ... controls created and applied in Charles River by the Compliance department. Maintain Evergreen Compliance - Lead...

    30+ days ago from IvyExec

  • Investigations Senior Associate (6756676)

    PwC - Houston, TX

    of law enforcement, statisticians, economists, engineers, compliance officers, and fraud examiners-are skilled in accounting, financial analysis, advanced technology, and regulatory knowledge and provide insights to companies around the...

    19 days ago from PwC

  • Sr Officer, Compliance Frnt Office

    Financial Services and Communications Company - Houston, TX

    will: Evaluate internal controls and anti-money laundering compliance programs for agents through transaction analyses, ... to draw conclusions regarding the status of an agents compliance program Excellent multi-tasking ability Highly...

    3 days ago from IvyExec

  • Senior IT Program Management, Compliance and Administration Analyst

    Multinational Electric Utility Company - Houston, TX

    and technical and administrative skills to assist with the compliance and administrative functions of the corporate ... are provided with requested information. Manage the legal compliance for Contracts related to IT assets and...

    3 days ago from IvyExec

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