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Senior Compliance Officer jobs - Jersey City, NJ

Viewing 1 - 10 of 2,802 jobs

  • Senior Compliance Officer - Wholesale Banking

    MUFG - New York City, NY

    Bank compliance teams and the central compliance testing group; Further develop, revise and maintain CMCBC testing ... exams involving CMCBC business units or Compliance; Prepare management reports regarding results of compliance testing...

    30+ days ago from Mitsubishi UFJ Financial Group

  • Senior Compliance Officer

    CPR My Career - New Brunswick, NJ

    Senior Compliance Officer -100-195K -20+ years of experience required. -Bachelors Degree required. -Experience in a ... compliance issues. -Assisting the Business with identifying compliance risk and integrating legal/regulatory compliance...

    2 days ago from CPR My Career

  • Chief Compliance Officer for the Americas

    MUFG - New York City, NY

    group. Position Summary The Chief Compliance Officer, BTMU Americas is responsible for directing and ... of directors. Manage relationships with senior leaders to ensure they are made aware of compliance environment as well...

    30+ days ago from Mitsubishi UFJ Financial Group

  • Senior Compliance Officer - Surveillance

    Compliance Search Group - Jersey City, NJ

    A Global bank seeks a Senior Compliance Officer who will be responsible for retail surveillance coverage for adherence ... • Working with Retail Investments Compliance, technology, business supervisors, Branch Management and senior Compliance...

    30+ days ago from The Ladders

  • Sr. Compliance Officer to CCO - Investment Management

    Compliance Search Group - New York City, NY

    Allocation fund suites. They are looking for a Senior Compliance Officer who would grow into a CCO role, or is ... record of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with...

    2 days ago from The Ladders

  • Internal Audit Non Financial Services Senior Associate (5760347)

    PwC - Florham Park, NJ

    co-sourcing and Sarbanes-Oxley compliance services. We also provide IA Performance Improvement services including ... Internal Audit directors, Chief Compliance officers, Audit Committees and Risk Management personnel. Demonstrates...

    17 days ago from PwC

  • Senior Equity Compliance Officer

    Nomura Securities International - New York City, NY

    10b-18. Experience with operational and financial compliance matters such as short interest reporting, ... and management personnel. Develop, enhance, and implement compliance and supervisory policies and procedures.

    30+ days ago from OneWire

  • Senior Compliance Officer - Asset Management

    Compliance Search Group - New York City, NY

    Senior Compliance Officer - Asset Management A global investment bank seeks a Senior Compliance Officer who will be ... loan origination. Responsibilities: • Provide back-up to compliance advisory coverage officer overseeing various credit...

    2 days ago from The Ladders

  • Internal Audit Financial Services Senior Associate (5761004)

    PwC - Florham Park, NJ

    co-sourcing and Sarbanes-Oxley compliance services. We also provide IA Performance Improvement services including ... Internal Audit directors, Chief Compliance officers, Audit Committees and Risk Management personnel. Demonstrates...

    17 days ago from PwC

  • Senior Compliance Officer- Investment Banking & Research

    Human Resources Focused Consulting Firm - New York City, NY

    dealers. The responsibility of the IB and Research Compliance Officer is to provide primary compliance coverage, ... to Equity Research. The IB and Research Compliance Officer is responsible for identifying, assessing, drafting and...

    30+ days ago from IvyExec

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