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Senior Compliance Officer jobs - Jersey City, NJ

Viewing 1 - 10 of 3,201 jobs

  • Senior Compliance Officer

    Efinancial Careers - New York City, NY

    14 a plus) Experience with all aspects of Broker/ Dealer compliance helpful. Responsibilities Include: Real time ... Dealer is seeking a Compliance Officer to oversee the Trading activities and manage Firm Risk and Regulatory...

    16 days ago from eFinancial Careers

  • Senior Compliance Officer

    Compliance Search Group - New York City, NY

    Senior Compliance Officer A Top Tier, Investment Management Firm, has an excellent opportunity for a Senior Compliance ... directly with the Chief Compliance Officer (CCO) and other Senior Compliance Officers. Responsibilities include...

    19 hours ago from The Ladders

  • Senior Compliance Officer AML ICG Advisory Corporate and Investment Banking

    Citi - Jersey City, NJ

    Managers, Legal, Sanctions Team, and Local AML Compliance Officers as necessary • Manage/maintain oversight of ... to interact effectively with advisory compliance officers globally and other business and functional partners •...

    8 days ago from Citi

  • Senior Compliance Officer

    Michael Page International - US - Manhattan, NY

    directly to the CCO it is the responsibility of the Senior Compliance Officer to assure that the firm complies ... with the internal audit and department heads, the Senior Compliance Officer will coordinate the effort to...

    7 days ago from eFinancial Careers

  • Sr. Compliance Officer to CCO - Investment Management

    Compliance Search Group - New York City, NY

    Allocation fund suites. They are looking for a Senior Compliance Officer who would grow into a CCO role, or is ... record of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with...

    22 days ago from The Ladders

  • Internal Audit Financial Services Senior Associate (7446858)

    PwC - Florham Park, NJ

    Chief Audit Executives, Internal Audit directors, Chief Compliance officers, Audit Committees and Risk Management ... Oxley Act's regulations and requirements, including compliance readiness programs - Generally Accepted Accounting...

    1 day ago from PwC

  • Senior Compliance Officer Treasury and Trade Services (New York)

    Compliance Search - New York City, NY

    Anti-Money Laundering Compliance, In-Business Risk, Legal, Compliance Testing, Audit, and cross-sector control ... candidate will also be expected to initiate and coordinate compliance-focused projects ranging from regulatory guidance...

    30+ days ago from Doostang

  • Senior Accountant

    Stephen James Associates - Lyndhurst, NJ

    performing all work related tasks in a manner that is in compliance with all Company policies and procedures. Adhering to Company policies, procedures, and directives regarding standards of workplace behavior in completing job duties and...

    2 days ago from Stephen James Associates

  • Senior Compliance Officer Private Bank (Deputy Head Core and Sales Origination Compliance Officer for CPB NAM and LATAM)

    Citi - Long Island City, NY

    * Assisting the Business with identifying compliance risk and integrating legal/regulatory compliance requirements into ... and delivery of compliance training * Interface with senior management, audit and regulators * Implementing and...

    30+ days ago from Citi

  • Mutual Fund Senior Compliance Officer

    Michael Page International - US - Manhattan, NY

    products Description Mutual Fund Senior Compliance Officer Primary Functions Include: Continuously review, ... Management Firm Seeking Mutual Fund Senior Compliance Officer for New York City Office to provideRegulated...

    16 days ago from eFinancial Careers

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