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Senior Compliance Officer jobs - Jersey City, NJ

Viewing 1 - 10 of 3,181 jobs

  • Senior Compliance Officer - Surveillance

    Compliance Search Group - Jersey City, NJ

    A Global bank seeks a Senior Compliance Officer who will be responsible for retail surveillance coverage for adherence ... • Working with Retail Investments Compliance, technology, business supervisors, Branch Management and senior Compliance...

    30+ days ago from The Ladders

  • Senior Compliance Officer Treasury and Trade Services (New York)

    Compliance Search - New York City, NY

    Anti-Money Laundering Compliance, In-Business Risk, Legal, Compliance Testing, Audit, and cross-sector control ... candidate will also be expected to initiate and coordinate compliance-focused projects ranging from regulatory guidance...

    18 days ago from Doostang

  • Senior Compliance Officer- Surveillance

    Human Resources Focused Consulting Firm - Jersey City, NJ

    A Global bank seeks a Senior Compliance Officer who will be responsible for retail surveillance coverage for adherence ... Working with Retail Investments Compliance, technology, business supervisors, Branch Management and senior Compliance ma...

    30+ days ago from IvyExec

  • Senior Compliance Officer Surveillance

    Citi - Jersey City, NJ

    the analyst will be responsible for working with Product Compliance, technology, business supervisors and Branch ... the financial services industry preferably in securities compliance or Sales Practice experience working with a...

    2 days ago from Citi

  • Senior Compliance Officer - Surveillance

    Global Securities, Investment and Retail Banking Firm - Jersey City, NJ

    all potential violations - Track and report findings to Compliance Management in concise metrics. - Handle multiple ... - Work on special projects pursuant to requests from senior management or necessitated by pertinent current...

    4 days ago from IvyExec

  • Internal Audit Non Financial Services Senior Associate (4922072)

    PwC - New York City, NY

    Executives, Internal Audit directors, Chief Compliance officers, Audit Committees and Risk Management personnel. - ... complex financial, operational and compliance related engagements: - Corporate Governance and Sarbanes Oxley...

    30+ days ago from PwC

  • Senior Equity Compliance Officer

    Nomura - Entertainment and Media Industry - New York City, NY

    • Experience with operational and financial compliance matters such as short interest reporting, Regulation T and ... • Develop, enhance, and implement compliance and supervisory policies and procedures. • Oversight of equity...

    13 days ago from VelvetJobs

  • Front Office- Senior Compliance Officer

    Rockwood Search Associates - New York City, NY

    tier Multi strategy hedge fund seeks a Front Office Senior Compliance Officer to monitor and offer guidance to ... Please put your Name and " Front Office- Senior Compliance Officer in the email subject line and...

    26 days ago from ZipRecruiter

  • Senior Compliance Officer - Asset Management

    Compliance Search Group - New York City, NY

    Senior Compliance Officer - Asset Management A global investment bank seeks a Senior Compliance Officer who will be ... loan origination. Responsibilities: • Provide back-up to compliance advisory coverage officer overseeing various credit...

    17 days ago from The Ladders

  • Senior Compliance Officer ICG Metrics

    Citi - Jersey City, NJ

    Description The Compliance ICG Metrics Officer will work closely with the Directors of the functional areas and the ... As a senior member of Compliance, the candidate will collaborate with senior business and compliance leaders to design m...

    2 days ago from Citi

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