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Senior Compliance Officer jobs - Jersey City, NJ

Viewing 1 - 10 of 1,889 jobs

  • Senior Compliance Officer

    BNP Paribas Investment Partners - New York City, NY

    of the Compliance team, the Senior Compliance Officer will be responsible for various regulatory compliance ... Employer. As a member of the Compliance team, the Senior Compliance Officer will be responsible for various regulatory...

    2 days ago from eFinancial Careers

  • Senior Compliance Officer- Anti-Money Laundering Investigations Manager

    Compliance Search Group - New York City, NY

    A major global bank seeks a Senior Compliance Officer that is responsible for managing a team of Anti-Money Laundering ... required. • Interact with Senior Management on the Compliance, Legal and business sector concerning AML issues and...

    20 hours ago from The Ladders

  • Senior Compliance Officer

    Efinancial Careers - New York City, NY

    14 a plus) Experience with all aspects of Broker/ Dealer compliance helpful. Responsibilities Include: Real time ... Dealer is seeking a Compliance Officer to oversee the Trading activities and manage Firm Risk and Regulatory...

    22 days ago from eFinancial Careers

  • Senior Compliance Officer Private Bank

    Citi - Jersey City, NJ

    DescriptionCPB, Senior Compliance Officer responsible for the regulatory review of all public-facing investment-related ... skills and be able to work closely with senior business and compliance management. Additional responsibilities: Review...

    15 days ago from Citi

  • Equity Compliance Officer

    Robert Half International - New York City, NY

    recruiting for an Equity Compliance Officer role within a well-established International Broker. Our client ... Officer. Primary Responsibilities: • Provide real-time compliance advice to senior management and sales trading...

    22 days ago from eFinancial Careers

  • Senior Compliance Officer-Global Marketing Review

    Compliance Search Group - New York City, NY

    firm seeks a Senior Compliance Officer who will serve as a compliance global liaison for marketing review while ... placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    30+ days ago from The Ladders

  • Sr Manager Problem Management (105278-1)

    TD Ameritrade - Jersey City, NJ

    Type: Full-Time Contract Type: Regular Manager Level: Senior Manager Role: * Responsible for leading a team of IT ... for multiple groups within the Chief Technology Officer (CTO) organization to assist identification and...

    20 days ago from TD Ameritrade

  • Senior Compliance Officer - Private Equity

    Michael Page International - US - Manhattan, NY

    compliance program Fielding inquiries from management on compliance matters, initiate trainings, draft training ... Excellent compensation and benefits package Senior level Compliance role at an established PE firm based in...

    30+ days ago from eFinancial Careers

  • Seniore Counsel and Chief Compliance Officer

    Markit - US - New York City, NY

    has arisen for a seasoned and enthusiastic senior compliance officer to join a newly public company at an ... function for FCA, compliance organizations at clients • Managing junior regulatory and compliance team members in...

    30+ days ago from eFinancial Careers

  • Market Compliance Officer-Equities

    Advantage Xpo - New York City, NY

    Description: Deutsche Bank is looking to add a Compliance Officer focusing on the Equities Desk to their team in ... control frameworks Assist in the preparation of Compliance reports for Compliance Management, Senior Management,...

    2 days ago from ZipRecruiter