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Senior Compliance Officer jobs - Iselin, NJ

Viewing 1 - 10 of 1,748 jobs

  • Sr. Compliance Officer - Privacy Office, Vice President

    Mufg Union Bank - New York City, NY

    managing Privacy program initiatives. The Senior Compliance Officer will be responsible for assessing privacy, ... subject matter expert. The Senior Compliance Officer will work closely with the line of business compliance officers in...

    2 days ago from MUFG Union Bank

  • Senior Compliance Officer

    The Execu|Search Group - Manhattan, NY

    Senior position awaiting an experienced Compliance Officer with their growing staff. In this role, the Senior ... Financial Services Institution JOB DESCRIPTION The Senior Compliance Officer will be responsible for: *...

    30+ days ago from Execu-Search

  • Senior Compliance Officer

    Compliance Search Group - Red Bank, NJ

    a Compliance Officer, whom will report to the CCO. The Compliance Officer should have an understanding of the ... with investment adviser compliance and/or investment company compliance, and broker dealer compliance, (candidates...

    30+ days ago from The Ladders

  • Sr Compliance Counsel, Privacy Officer

    Otsuka - Princeton, NJ

    and proprietary information Promote enterprise-wide compliance with state, federal and international privacy laws, ... governance, risk management, information security, and compliance Ensure appropriate policy and operational...

    7 days ago from CareerArc

  • Compliance Testing (OFAC and BSA/AML), Vice President

    Mufg Union Bank - New York City, NY

    requiring the business line’s or senior management’s immediate attention, respectively Works with the Testing ... and assesses criticality of compliance-related risk Assists the TEC in the reviewing of remedial measures;...

    1 day ago from MUFG Union Bank

  • Senior Compliance Associate

    The Execu|Search Group - New York City, NY

    Department. Reporting directly to the firm’s Chief Compliance Officer (“CCO”), the Senior Compliance Associate ... Investment Management Firm JOB DESCRIPTION The Senior Compliance Associate will be responsible for: * Developing...

    10 days ago from Execu-Search

  • Senior Compliance Officer - Retail Surveillance

    Compliance Search Group - New York City, NY

    A major global bank is seeking a Senior Compliance Officer, specifically in Retail Surveillance. Retail Surveillance ... the analyst will be responsible for working with Product Compliance, technology, business supervisors and Branch...

    30+ days ago from The Ladders

  • Control Room Compliance Officer

    Credit Suisse - New York City, NY

    Business Area: Shared Services CONTROL ROOM COMPLIANCE OFFICER WE OFFER... * Maintain the Watch and Restricted ... utilize various methods (e.g. team meetings; one on one; Compliance Bulletins , Annual compliance meetings) to...

    1 day ago from Jofdav

  • U.S. Global Markets Compliance Officer

    CIBC Group of Companies - New York City, NY

    surveillance and advisory functions to support CIBC's U.S. Compliance program. The Compliance Officer 1) administers ... Global Markets Compliance Officer is primarily accountable for: · Providing ongoing Compliance advisory services on regu...

    24 days ago from CareerArc

  • Director Compliance

    Bausch & Lomb - Bridgewater, NJ

    Director, Compliance Officer, and Chief Compliance Officer with ensuring obligations under the Companys ... Compliance will assist the Executive Director, Compliance Officer and Chief Compliance Officer with monitoring...

    30+ days ago from StartDate Labs