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Senior Compliance Officer jobs - Iselin, NJ

Viewing 1 - 10 of 3,276 jobs

  • Senior Compliance Officer

    Efinancial Careers - New York City, NY

    14 a plus) Experience with all aspects of Broker/ Dealer compliance helpful. Responsibilities Include: Real time ... Dealer is seeking a Compliance Officer to oversee the Trading activities and manage Firm Risk and Regulatory...

    17 days ago from eFinancial Careers

  • Senior Director, Analytical Development Job

    Celgene - Summit, NJ

    Celgene is a global biopharmaceutical company leading the way in medical innovation to help patients live longer, better lives. Our purpose as a company is to discover and develop therapies that will change the course of human health. We...

    1 day ago from Celgene Corporation

  • Senior Compliance Officer

    Compliance Search Group - New York City, NY

    Senior Compliance Officer A Top Tier, Investment Management Firm, has an excellent opportunity for a Senior Compliance ... directly with the Chief Compliance Officer (CCO) and other Senior Compliance Officers. Responsibilities include...

    1 day ago from The Ladders

  • Senior Compliance Officer

    Michael Page International - US - Manhattan, NY

    directly to the CCO it is the responsibility of the Senior Compliance Officer to assure that the firm complies ... with the internal audit and department heads, the Senior Compliance Officer will coordinate the effort to...

    8 days ago from eFinancial Careers

  • Senior Compliance Officer AML ICG Advisory Corporate and Investment Banking

    Citi - Jersey City, NJ

    Managers, Legal, Sanctions Team, and Local AML Compliance Officers as necessary • Manage/maintain oversight of ... to interact effectively with advisory compliance officers globally and other business and functional partners •...

    9 days ago from Citi

  • Internal Audit Financial Services Senior Associate (7446858)

    PwC - Florham Park, NJ

    Chief Audit Executives, Internal Audit directors, Chief Compliance officers, Audit Committees and Risk Management ... Oxley Act's regulations and requirements, including compliance readiness programs - Generally Accepted Accounting...

    2 days ago from PwC

  • Sr. Compliance Officer to CCO - Investment Management

    Compliance Search Group - New York City, NY

    Allocation fund suites. They are looking for a Senior Compliance Officer who would grow into a CCO role, or is ... record of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with...

    23 days ago from The Ladders

  • Senior Compliance Officer Treasury and Trade Services (New York)

    Compliance Search - New York City, NY

    Anti-Money Laundering Compliance, In-Business Risk, Legal, Compliance Testing, Audit, and cross-sector control ... candidate will also be expected to initiate and coordinate compliance-focused projects ranging from regulatory guidance...

    30+ days ago from Doostang

  • Mutual Fund Senior Compliance Officer

    Michael Page International - US - Manhattan, NY

    products Description Mutual Fund Senior Compliance Officer Primary Functions Include: Continuously review, ... Management Firm Seeking Mutual Fund Senior Compliance Officer for New York City Office to provideRegulated...

    17 days ago from eFinancial Careers

  • Senior Compliance Officer Private Bank (Deputy Head Core and Sales Origination Compliance Officer for CPB NAM and LATAM)

    Citi - Long Island City, NY

    * Assisting the Business with identifying compliance risk and integrating legal/regulatory compliance requirements into ... and delivery of compliance training * Interface with senior management, audit and regulators * Implementing and...

    30+ days ago from Citi

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