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Senior Compliance Officer jobs - Houston, TX

Viewing 1 - 10 of 182 jobs

  • Chief Compliance Officer (Houston)

    Weathtrust - Houston, TX

    the initiation of investigative procedures The Chief Compliance Officer acts as staff to the executive management ... and maintenance of vendor contractsThe Chief Compliance Officer (CCO) oversees the Sanders Morris Harris broker...

    30+ days ago from Doostang

  • Compliance Manager

    Chasesource - Houston, TX

    of compliance issues with supervision of Chief Compliance Officer. Identify compliance issues that require ... and Import Compliance Be in charge of export and import compliance governance (regulatory compliance and contractual...

    4 days ago from StartDate Labs

  • Sr. Vice President Investment Management

    Brokerage Consultants - Houston, TX

    management autonomy, with oversight by the Chief Investment Officer The firm is open to hiring an individual, or a team ... activity They will provide marketing, investor relations, administration, compliance and all back office...

    30+ days ago from Doostang

  • Sr. Information Security Engineer

    Harris County Hospital/harris Health - Houston, TX

    access controls, network reviews, and regulatory and other compliance reviews. MINIMUM QUALIFICATIONS: ... HR/Corporate Compliance Security Investigation Support F. Ensure system are properly protect from malware Monitoring for cyber...

    6 hours ago from Dice

  • Sr. IT Analyst bhjob11946 226131

    Addison Group - Houston, TX

    RESPONSIBILITIES The Senior IT Governance Analyst helps manage the operational activities associated with IT Compliance ... Information Security Officer or the Manager/Director of IT Compliance, perform routine assignments in the Senior IT...

    6 days ago from Dice

  • Senior Operations Analyst

    Robert Half Finance & Accounting - Houston, TX

    Ref ID: 04040-137313 Classification: Senior Financial Analyst Compensation: $75,000.00 to $105,000.00 per year Senior ... efficiency. Additionally, the role will work with the Chief Compliance Officer to manage regulatory and compliance...

    4 days ago from StartDate Labs

  • Suitability Risk Control Officer

    Compass Bancshares - Houston, TX

    periodic monitoring of critical items. Periodically test compliance of implemented suitability controls vs. ... other areas responsible for product review and maintenance (Compliance, Operations, Policies and Procedures, FIRU)...

    30+ days ago from StartDate Labs

  • Senior Director of Business Operations, Technology

    Wolters Kluwer - Houston, TX

    integrated portfolio of products and services. The Senior Director of Business Operations, Technology, plays a ... reporting & governance functions of the Business Unit. The Senior Director will partner with the other senior members...

    30+ days ago from The Ladders

  • Sr. Director of Finance Technology

    Live Nation Entertainment - Entertainment and Media Industry - Houston, TX

    for support, maintenance, management, development, SOX compliance, implementations of and day-to-day global operations ... with SOX compliance requirements • Experience with other ERP systems (SAP, Lawson, etc.) • Background in Cloud is...

    30+ days ago from VelvetJobs

  • Senior Corporate Attorney

    Pharm-olam International - Houston, TX

    coverage endorsements and reviewing local policies for compliance for various country offices. Draft, review and ... as needed. Working Relationships: Report to Chief Executive Officer, US Liaise and collaborate with senior management,...

    4 days ago from StartDate Labs