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Senior Compliance Officer jobs - Houston, TX

Viewing 1 - 10 of 285 jobs

  • Senior Complex Risk Officer

    Morgan Stanley - Finance Industry - Houston, TX

    Description POSITION SUMMARY: The Senior Complex Risk Officer is responsible for a wide variety of supervisory, ... Regional Risk Officer should be directly involved. The Senior Complex Risk Officer role is a non-revenue sharing...

    16 days ago from VelvetJobs


    City of Houston, Texas - Houston, TX

    in reviewing and investigating contractors' adherence and compliance to terms and conditions of contractual ... PREFERENCES: Preference will be given to applicants with: Contract Compliance, Procurement, and/or Purchasing Investigat...

    6 hours ago from The City of Houston, Texas

  • Senior Compliance Officer

    Infinity CS - Houston, TX

    Ideal Candidate for the SCO should have: 10 or more years compliance experience with a registered investment adviser, bank, or brokerage house Strong understanding of investment Code of Ethics, including Information Barrier, and Gifts and...

    15 days ago from Infinity CS


    City of Houston - Houston, TX

    vendors, service suppliers and their employees to monitor compliance with contract regulations. Perform administrative ... in reviewing and investigating contractors' adherence and compliance to terms and conditions of contractual...

    30+ days ago from

  • Global Compliance Analyst

    Phillips 66 - Houston, TX

    Compliance Analyst*will report to the Company’s Chief Compliance Officer within the Global Compliance & Ethics ... or with varying degrees of seniority * Certified Compliance & Ethics Professional (CCEP) certification...

    14 days ago from Phillips 66

  • Compliance Coordinator (Bilingual-Vietnamese)

    Sigue - Houston, TX

    violations or potential violations to Regional Compliance Officer Able to document and present confidential findings ... field work directed by the Regional Compliance Officers or Compliance Manager in Agent Anti-Money Laundering Training...

    27 days ago from Sigue Corp

  • Director, Compliance

    Reliant Energy - Houston, TX

    the company compliance program; provide leadership to the compliance department. * Provide guidance to senior ... compliance; review and report results of ethical issues to senior management; prepare presentations and trainings as...

    30+ days ago from Reliant Energy

  • Mortgage Bank Compliance Manager - Excellent Opportunity

    One Force Staffing - Houston, TX

    and implementing policies and procedures to be in compliance with state and federal regulatory agencies. ... and quality control teams.Provide proactive guidance to senior management in identifying compliance risk.Direct and...

    30+ days ago from One Force Staffing, Inc

  • VP Field Supervision, Compliance

    AIG - Houston, TX

    national councils/boards, Business Development, Recruiting, Compliance and other Department Managers *Assess risk and ... reports. SUPERVISORY RESPONSIBILITIES: Manages seven field compliance analysts and 4 suitability compliance analysts.

    5 hours ago from AIG

  • Home Loan Center - Sr Loan Officer

    Flagstar Bank - Houston, TX

    scheduled meetings, training sessions and courses. * Ensure compliance with applicable federal, state and local laws and ... by management. Job Requirements: * 3 - 5 Years Loan Officer experience; experience in a self-generated lead...

    30+ days ago from Flagstar Bank

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