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Senior Compliance Officer jobs - Houston, TX

Viewing 1 - 10 of 167 jobs

  • PMO Projent Manager

    AIG Financial Advisors - Houston, TX

    risks and issues to management and, if necessary, Senior Executives. Create detailed project budgets, and ... • Provide support and management to the ITSRC PMO Officer on various department and HR items including goal setting/trac...

    24 days ago from BrokerHunter.com

  • Senior Complex Risk Officer

    Morgan Stanley - Finance Industry - Houston, TX

    Description POSITION SUMMARY: The Senior Complex Risk Officer is responsible for a wide variety of supervisory, ... Regional Risk Officer should be directly involved. The Senior Complex Risk Officer role is a non-revenue sharing...

    4 days ago from VelvetJobs

  • PMO Reporting Manager

    AIG Financial Advisors - Houston, TX

    communication skills and the ability to interact with senior IT leaders. • Experience in system technology supporting IT security, risk and compliance. • Understanding of the IT risks inherent to a global financial services organization...

    24 days ago from BrokerHunter.com

  • Compliance Analyst III — Houston or Shreveport

    Raymond James - Finance Industry - Houston, TX

    and analyze routine compliance reviews and provide general compliance support in an assigned business entity. Leads ... • Lead and/or participate in department initiatives generated from senior management round table meetings...

    1 day ago from VelvetJobs

  • Senior Reviewer- Monitoring and Testing

    AIG Financial Advisors - Houston, TX

    Communicate test results with Compliance and business management both verbally and through written Compliance Testing re ... Structure This position will report to the Compliance Officer, Monitoring and Testing and other members of...

    24 days ago from BrokerHunter.com

  • SENIOR CONTRACT COMPLIANCE OFFICER -RS

    City of Houston, Texas - Houston, TX

    in reviewing and investigating contractors' adherence and compliance to terms and conditions of contractual ... PREFERENCES: Preference will be given to applicants with: Contract Compliance, Procurement, and/or Purchasing Investigat...

    10 hours ago from The City of Houston, Texas

  • Senior Compliance Officer

    Infinity CS - Houston, TX

    Ideal Candidate for the SCO should have: 10 or more years compliance experience with a registered investment adviser, bank, or brokerage house Strong understanding of investment Code of Ethics, including Information Barrier, and Gifts and...

    19 days ago from Infinity CS

  • Global Compliance Analyst

    Phillips 66 - Houston, TX

    Compliance Analyst*will report to the Company’s Chief Compliance Officer within the Global Compliance & Ethics ... or with varying degrees of seniority * Certified Compliance & Ethics Professional (CCEP) certification...

    19 days ago from Phillips 66

  • VP Field Supervision, Compliance

    AIG - Houston, TX

    national councils/boards, Business Development, Recruiting, Compliance and other Department Managers *Assess risk and ... reports. SUPERVISORY RESPONSIBILITIES: Manages seven field compliance analysts and 4 suitability compliance analysts.

    4 days ago from AIG

  • Supervisory Appraiser (Valuation Officer)

    U.S. Department of Veterans Affairs - Houston, TX

    Unit position. This Supervisory Appraiser (Valuation Officer) (GS - 1171- 14) is located in the Veterans Benefits ... lending, liquidation procedures, etc. • Senior level or Supervisory level Lending or Appraising positions which...

    4 days ago from U.S. Department of Veterans Affairs

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