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Senior Compliance Officer jobs - Edison, NJ

Viewing 51 - 60 of 2,126 jobs

  • VP and US Corporate Compliance Officer

    Sanofi Genzyme - Bridgewater, NJ

    US Compliance Committee * Responsible for communicating compliance concerns and reporting them to senior management at ... discipline, disclosure program, ineligible persons, compliance officer certifications, management certifications,...

    24 days ago from Sanofi Genzyme

  • Sr. Director Compliance

    American Standard Brands - Piscataway, NJ

    Compliance Officer, Americas The Compliance Officer, Americas is responsible for providing a comprehensive compliance ... organization‘s existing compliance framework. Develop compliance policies and procedures that ensure the company...

    30+ days ago from American Standard Brands

  • GBAM Sr Compliance Mgr

    Bank of America - New York City, NY

    Compliance influence and ensures accountability for Compliance elements of the Risk Framework, maintaining ... Audit Issues / Tollgates, Regulatory Issues, Compliance driven projects, HR deliverables, and Compliance breaches within...

    3 days ago from Bank of America

  • Senior Compliance Officer - Global Sanctions

    HSBC - New York City, NY

    the (Compliance Officer) accountabilities set out in the Compliance Officer Handbook by proactively assisting ... **Job:** **Legal & Compliance* **Title:** *Senior Compliance Officer - Global...

    2 days ago from HSBC

  • Compliance Officer - UBS Private Bank

    UBS - New York City, NY

    monitoring and testing of UBS Private Bank to ensure compliance Conducting compliance-related training for UBS ... auditors Reporting to senior management within Legal & Compliance and the business regarding compliance matters...

    8 days ago from UBS

  • Senior Compliance Officer

    New York City, NY

    LLC has opening in New York, NY for a Senior Compliance Officer.Duties: Examine, evaluate, and investigate ... compliance of licenses and permits, and perform other compliance and enforcement inspection and analysis...

    17 days ago from

  • Compliance Officer- U.S. Capital Markets

    CIBC - New York City, NY

    surveillance and advisory functions to support CIBC’s US Compliance program. The Compliance Officer 1) administers key ... and the Volcker rule ; · Assisting senior Compliance officers in coordinating U.S. regulatory exams by regulators...

    10 days ago from CIBC

  • Weath Management Regional Compliance Officer

    Morgan Stanley - New York City, NY

    firm’s business. Background on the Team The Field Compliance group focuses on compliance-related functions that ... is comprised of the Regional Compliance team, Field Compliance Review Team, Heightened Supervision, Employee Investing...

    15 days ago from Morgan Stanley

  • Compliance Officer

    Mla Global - New York City, NY

    Solutions Practice Group is currently seeking a senior compliance officer for our Private Funds client. Ideal ... development, implementation and enforcement of the client's compliance program for its Private Funds business, which...

    30+ days ago from MLA Global

  • Chief Compliance Officer - (Pharma req'd)

    InterCept Pharmaceuticals - New York City, NY

    Pharmaceuticals, Inc. is seeking a Chief Compliance Officer who will oversee the Corporate Compliance Program, ... to the Chief Executive Officer. The Chief Compliance Officer is also expected to head up Intercept’s Compliance...

    30+ days ago from Intercept Pharmaceuticals