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Senior Compliance Officer jobs - Edison, NJ

Viewing 41 - 50 of 3,272 jobs

  • Senior Compliance Officer Equities

    Citi - New York City, NY

    Description The position is for a Product Compliance Officer within Citi's Institutional Clients Group (ICG), supporting ... providing compliance guidance and administering the Firm's Compliance policies/procedures in a timely manner.

    30+ days ago from Citi

  • Private Bank and Wealth Management Compliance

    Compliance Search Group - New York City, NY

    Legal, Operations, Compliance Testing, Regulatory Compliance, Central Compliance and Supervisory Principals. • ... Bank seeks a Compliance Officer who will support the Compliance needs of U.S. Private Bankers and related product...

    20 days ago from eFinancial Careers

  • Senior Mutual Fund Compliance Analyst

    Michael Page International - US - New York City, NY

    and Mutual Fund Manager Description This Senior Mutual Fund Compliance Analyst will be principally responsible for ... results to key constituencies including the funds' chief compliance officer. The role will require the individual to...

    27 days ago from eFinancial Careers

  • Senior Compliance Officer Advisory

    Insurance Company - New York City, NY

    a leading Insurance business, I am looking for a Senior Compliance Officer to join their Capital Markets division ... define the compliance framework for Treasury in relation to Compliance Risk, design and implement effective compliance...

    30+ days ago from IvyExec

  • Senior Compliance Officer

    Ny-based Bank - Finance Industry - New York City, NY

    * 8 plus years of compliance and/or regulatory experience, with knowledge of the financial service industry, regulatory ... of any necessary improvements. * Determine material non-compliance risks related to the company's relevant...

    30+ days ago from VelvetJobs

  • Compliance Officer....Volcker Rule.......NYC

    Choice Associates - New York City, NY

    here in the NYC tri-state area, is looking for a quality senior Compliance professional to join its Risk team. The ... Desired Skills: • Bachelors degree; • 10 plus years compliance experience with major investment or commercial bank or...

    28 days ago from ZipRecruiter

  • Senior IT Audit & Compliance

    Ijc Partners - New York City, NY

    The Information Technology team seeks a highly motivated and qualified Associate/Senior who will be responsible for supp ... organizational skills. CERTIFICATIONS: CISA, CISM, CISSP Senior IT Audit & Compliance expertise needed for global...

    30+ days ago from eFinancial Careers

  • VP - Senior Compliance Officer

    Major Credit Rating Agency - New York City, NY

    Role/Responsibilities Serve as the Face of Compliance in the role of Business Unit Compliance Officer for one or more ra ... compliance efforts globally through a network of regional compliance associates and centralized compliance functions.

    30+ days ago from IvyExec

  • Senior Compliance Officer

    Global Investment Fund - Finance Industry - New York City, NY

    their Compliance Department with the addition of a new Senior Compliance Officer with their staff. Reporting ... Compliance Officers in New York, the Senior Compliance Officer will work closely with the Firm’s compliance and...

    30+ days ago from VelvetJobs

  • Senior Compliance Officer

    Major International Bank - New York City, NY

    implementation of Sanctions and AB C programs; exposure to Senior Management and key Compliance/Legal /internal control ... unknown, drive results, teamwork and partner with Legal / Compliance Valuing diversity. Demonstrates an appreciation...

    24 days ago from IvyExec

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