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Senior Compliance Officer jobs - Edison, NJ

Viewing 31 - 40 of 3,264 jobs

  • Senior Compliance Officer - EComm Surveillance

    Global Securities, Investment and Retail Banking Firm - Jersey City, NJ

    duties and reviews. Working with both business and compliance managers to resolve instances of apparent ... Qualifications To be considered for the position you will need to have: 3+ years Surveillance/Compliance experience work...

    4 days ago from IvyExec

  • GIU Risk and Control Assessment Manager-Sr Compliance Officer

    Citigroup - Finance Industry - Jersey City, NJ

    promotes efficiency, reduces the risk, and helps ensure compliance with corporate policies, procedures, laws, and ... risk and control assessments across Citi by: • Aligning senior manager responsibility for achieving business objectives...

    27 days ago from VelvetJobs

  • Senior Compliance Officer- Surveillance

    Compliance Search International - Jersey City, NJ

    A Global bank seeks a Senior Compliance Officer who will be responsible for retail surveillance coverage for adherence ... Working with Retail Investments Compliance, technology, business supervisors, Branch Management and senior Compliance ma...

    30+ days ago from Compliance Search Group

  • SENIOR COMPLIANCE OFFICER (00922786)

    BNP Paribas Investment Partners - New York City, NY

    SENIOR COMPLIANCE OFFICER * Salary: Competitive * Location: New York, NY, USA * Job Type: Permanent, Full time * ... Officer in our New York office. As a member of the Compliance team, the Senior Compliance Officer will be...

    9 days ago from eFinancialCareers Ltd

  • Senior Compliance Officer

    Bank - New York City, NY

    * Oversee all brokerage regulatory compliance functions, including establishing, executing and monitoring a compliance ... effective policies/procedures to ensure the bank’s compliance with federal and state regulations * Stay abreast...

    26 days ago from Green Key Resources

  • AVP Senior Compliance Data Governance Officer

    HSBC Bank Canada - New York City, NY

    definitions and Compliance usage for all data used for Compliance from source system to Compliance Operational Data ... Global Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources...

    3 days ago from HSBC Bank Canada

  • Senior Compliance Officer-Antitrust Compliance

    JPMorgan Chase - New York City, NY

    asset management, and private equity. J.P. Morgan seeks a compliance officer for its Global Antitrust Compliance ... **Organization:** **CORPORATE SECTOR* **Title:** *Senior Compliance Officer-Antitrust Compliance* **Location:**...

    8 days ago from JPMorgan Chase

  • Assistant Vice President Senior Compliance Officer RMA

    HSBC - New York City, NY

    Compliance, Global Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate ... Compliance, Global Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring...

    8 days ago from HSBC

  • Senior Markets Compliance Officer

    Michael Page - New York, NY

    Compliance for the Americas.Key Responsibilities: The Senior Markets Compliance Officer will be accountable for ... and procedures).Responsible for managing one or two compliance officer(s). Ensure all compliance manuals,...

    30+ days ago from Michael Page

  • Senior Compliance Officer - ICG Testing

    Major International Bank - Jersey City, NJ

    the results to Compliance and the business and other senior managers, and monitors to confirm that any corrective ... plan, and plan changes as necessary. The Senior Control Officer may also assist in day-to-day review management...

    4 days ago from IvyExec

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