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Senior Compliance Officer jobs - Edison, NJ

Viewing 21 - 30 of 2,375 jobs

  • CIB Officer, Regulatory Compliance

    Mizuho Bank - New York, NY

    · Take an active role in supporting Compliance senior management on Bank-wide special projects/assignments ... substance abuse testing. The Compliance Officer will report to the VP, Head of Central Compliance Team at...

    16 days ago from eFinancial Careers

  • Sr. VP Clinical Development / Medical Affairs Officer

    Expanding Publicly Owned Medical Devices and Products Company - Plainsboro, NJ

    Job Duties: As a member of the senior management team, participates in the development of corporate strategies and ... and management and final reports development in compliance with appropriate standard operating procedures,...

    25 days ago from Biospace

  • Assistant Vice President - Control Room Compliance Officer

    BNP Paribas - New York, NY

    various methods (e.g., team meetings; one-on-one; Compliance Bulletins; Annual Compliance Meetings) to educate the ... to create and maintain Compliance manuals, and Compliance procedures. Strong organizational and project...

    26 days ago from eFinancial Careers

  • Law Jobs-Jdhuntr-15874 Senior Counsel, Ethics & Compliance

    In-house Counsel Jobs - Jdhuntr - New York, NY

    Law Jobs-Jdhuntr-15874 Senior Counsel, Ethics & Compliance, New York, NY To apply click here This person ... Officer with all aspects of the Company’s ethics and compliance program, including internal investigations, company...

    30+ days ago from

  • Investment Banking Compliance Officer

    Compliance Search Group - New York, NY

    investment bank is seeking a Corporate Banking & Securities Compliance officer who will focus on providing real-time support to the Equity Capital Markets business which focuses on equity ... – Provide regulatory/compliance training...

    12 days ago from The Ladders

  • Bank Compliance Officer - VP

    Deutsche Bank - US - New York, NY

    The Compliance Officer’s responsibilities will include: Supporting the development by Compliance senior management of an ... Assessment units within Compliance; and Assisting Compliance senior management in providing Deutsche Bank Regional...

    30+ days ago from eFinancial Careers

  • Control Room Compliance Officer, Regulatory Affairs & Compliance

    Compliance Search Group - New York, NY

    and Compliance Department in carrying out the assigned Compliance duties and oversight. The candidate should be ... a fast-paced environment • Draft Compliance Alerts, Compliance Manuals and Supervisory Manuals • Assist with the...

    19 days ago from The Ladders

  • Program Manager – ERISA Regulatory Compliance - Consulting

    Eclerx - New York, NY

    Our Financial Services division has deeply embedded, senior-level relationships with many of the most influential ... budgeting Resource planning Progress/status reporting Senior management updates Active risk management Coordinate...

    13 days ago from eFinancial Careers

  • Compliance Manager

    Prudential - Newark, NJ

    for employees throughout the Company, including the most Senior Officers and the Board of Directors, and will be ... compliance representative to liaise with Asset Management Compliance as well as other business units. Explain policies...

    13 days ago from eFinancial Careers

  • Vice President, Senior Credit Officer

    Moody's - New York, NY

    MSS Candidates are asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading. Employment is contingent upon compliance with the Policy, including remediation of positions in those holdings as necessary. See...

    10 days ago from eFinancial Careers