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Senior Compliance Officer jobs - Edison, NJ

Viewing 11 - 20 of 3,763 jobs

  • AVP PMO

    Sanofi - Bridgewater, NJ

    (Pharmacovigilence, Quality, and Regulatory), and ad hoc compliance related projects. This role will lead a team of 5 ... organizations to improve processes and systems and meet compliance obligations Lead conduct of project risk...

    30+ days ago from Sanofi

  • Senior Compliance Officer

    Forum Group - New York City, NY

    with Advent is a plus as is investment bank and mutual fund compliance. Our client is a well established boutique ... adviser seeking to add an experience and dynamic Senior Compliance Officer. The role will be based in Downtown...

    7 days ago from eFinancial Careers

  • Markets Compliance Officer - Sales & Trading Capital

    Compliance Search Group - New York City, NY

    Markets Compliance Officer-Sales & Trading Capital A top-tier global bank seeks a Markets Compliance Officer who will be ... Compliance reports for Compliance Management, Senior Management, Executive Committees, and Risk Committees etc. as...

    5 days ago from TheLadders.com

  • Senior Compliance Officer Treasury and Trade Services (Cash)

    Citi - Jersey City, NJ

    issues to Compliance colleagues globally. TTS NAM Compliance seeks a seasoned compliance professional with a ... including AML Compliance, In-Business Risk, Legal, Compliance Testing, Audit, and cross-sector control...

    13 days ago from Citi

  • Model Risk Officer III

    Santander Bank N.A. - New York City, NY

    Support senior MRM personnel in their communications with risk committees, auditors, regulators, and senior management r ... Notes: Performs job requirement/responsibilities in compliance with applicable laws and regulations...

    6 days ago from Santander Bank N.A.

  • Senior Compliance Officer

    National Recruiting Group - New York City, NY

    be a Senior Compliance Officer in the Fund Chief Compliance Officer Group which supports the Chief Compliance Officer ... • BS or MBA • At least 6-8 years of compliance experience. JD, CPA or CFA a plus. • Previous compliance experience...

    28 days ago from ZipRecruiter

  • Senior Compliance Officer â?? Asset Management

    New York City, NY

    Senior Compliance Officer Asset Management Overview The Senior Compliance Officer will satisfy SEC Rule 38a-1 of the ... Senior Compliance Officer Asset Management Senior Compliance Officer Asset Management - See more at: http://www.infinity...

    8 days ago from IvyExec

  • Senior Compliance Officer

    Ny-based Bank - Finance Industry - New York City, NY

    * 8 plus years of compliance and/or regulatory experience, with knowledge of the financial service industry, regulatory ... of any necessary improvements. * Determine material non-compliance risks related to the company's relevant...

    9 days ago from VelvetJobs

  • Senior Compliance Analyst, Investments

    American International Group - New York City, NY

    Senior Compliance Analyst Picture yourself building a successful career at AIG working alongside other talented, highly ... our dynamic compliance team, assist the Senior Compliance Officer in their oversight of compliance of the asset...

    1 day ago from Professional Diversity Network

  • Senior Compliance Analyst, Investments

    Chartisinsurance - New York City, NY

    Position Description Senior Compliance Analyst Picture yourself building a successful career at AIG working alongside ... our dynamic compliance team, assist the Senior Compliance Officer in their oversight of compliance of the asset...

    7 days ago from A Mighty River

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