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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 2,088 jobs

  • Sr. Compliance Officer - Privacy Office, Vice President

    Mufg Union Bank - New York City, NY

    managing Privacy program initiatives. The Senior Compliance Officer will be responsible for assessing privacy, ... subject matter expert. The Senior Compliance Officer will work closely with the line of business compliance officers in...

    3 days ago from MUFG Union Bank

  • Senior Compliance Officer

    The Execu|Search Group - Manhattan, NY

    Senior position awaiting an experienced Compliance Officer with their growing staff. In this role, the Senior ... Financial Services Institution JOB DESCRIPTION The Senior Compliance Officer will be responsible for: *...

    30+ days ago from Execu-Search

  • Senior Compliance Officer

    Compliance Search Group - Red Bank, NJ

    a Compliance Officer, whom will report to the CCO. The Compliance Officer should have an understanding of the ... with investment adviser compliance and/or investment company compliance, and broker dealer compliance, (candidates...

    30+ days ago from The Ladders

  • Sr Compliance Counsel, Privacy Officer

    Otsuka - Princeton, NJ

    and proprietary information Promote enterprise-wide compliance with state, federal and international privacy laws, ... governance, risk management, information security, and compliance Ensure appropriate policy and operational...

    8 days ago from CareerArc

  • Senior Compliance Associate

    The Execu|Search Group - New York City, NY

    Department. Reporting directly to the firm’s Chief Compliance Officer (“CCO”), the Senior Compliance Associate ... Investment Management Firm JOB DESCRIPTION The Senior Compliance Associate will be responsible for: * Developing...

    11 days ago from Execu-Search

  • Senior Compliance Officer - Retail Surveillance

    Compliance Search Group - New York City, NY

    A major global bank is seeking a Senior Compliance Officer, specifically in Retail Surveillance. Retail Surveillance ... the analyst will be responsible for working with Product Compliance, technology, business supervisors and Branch...

    30+ days ago from The Ladders

  • U.S. Global Markets Compliance Officer

    CIBC Group of Companies - New York City, NY

    surveillance and advisory functions to support CIBC's U.S. Compliance program. The Compliance Officer 1) administers ... Global Markets Compliance Officer is primarily accountable for: · Providing ongoing Compliance advisory services on regu...

    25 days ago from CareerArc

  • Manager, Control & Compliance

    Novartis - Princeton, NJ

    of the division’s financial controls, compliance and documentation. Responsibilities include conducting process ... Provide/initiate training on compliance requirements to control owners in the organization...

    30+ days ago from Webscribble

  • Compliance Counsel

    The Execu|Search Group - New York City, NY

    compliance program addresses them * Overseeing system for compliance reporting, whistle-blowing and general reporting ... company * Relevant Business, Management, Operational or Compliance work experience * Advanced knowledge of Compliance...

    30+ days ago from Execu-Search

  • Compliance Examiner I

    National Futures Association - New York City, NY

    Description: A Compliance Examiner I will support NFA's regulatory programs through exams, investigations, and financial ... cases. Interacts with the investing public, as well as senior staff and officers at NFA Member firms. Requirements:...

    10 days ago from Glass Door