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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 3,624 jobs

  • Junior Business Line Compliance Officer, Associate - Bilingual Japanese skills required

    MUFG - New York City, NY

    respectively Track regulatory changes impacting compliance programs, summarize changes and communicate changes to ... required Minimum of 3-5 years of work experience in compliance and/or risk-management related fields. International...

    3 days ago from Mitsubishi UFJ Financial Group

  • Senior Compliance Officer

    Compliance Search Group - New York City, NY

    Senior Compliance Officer A Top Tier, Investment Management Firm, has an excellent opportunity for a Senior Compliance ... directly with the Chief Compliance Officer (CCO) and other Senior Compliance Officers. Responsibilities include...

    30+ days ago from The Ladders

  • Senior Compliance Officer AML ICG Advisory Corporate and Investment Banking

    Citi - Jersey City, NJ

    Relationship Managers, Legal, Sanctions Team, and Local AML Compliance Officers as necessary Manage/maintain oversight ... with the ability to interact effectively with advisory compliance officers globally and other business and...

    30+ days ago from Citi

  • Senior Compliance Officer - Private Equity

    Michael Page International - US - Manhattan, NY

    compliance program Fielding inquiries from management on compliance matters, initiate trainings, draft training ... Excellent compensation and benefits package Senior level Compliance role at an established PE firm based in...

    1 day ago from eFinancial Careers

  • Senior Compliance Manager

    Compliance Search Group - New York City, NY

    bank seeks a Global Banking and Markets (GBAM) Senior Compliance Manager supporting the Fixed Income Commodities ... FX Advisory Coverage. Responsibilities for the GBAM Senior Compliance Manager role will include the following: •...

    30+ days ago from The Ladders

  • Chief Compliance Officer

    Robert Half International - New York City, NY

    Compliance Officer (CCO) will be responsible for overall compliance and regulatory oversight of all business lines, ... • Advise Senior Management of compliance risks and best practices, covering potential new business lines,...

    25 days ago from eFinancial Careers

  • Senior Compliance Officer

    Parsippany, NJ

    NJ office. Key Deliverables • Work with the Chief Compliance Officer to interpret new Advisers Act regulations ... reports. • Prepare materials for semi-annual Compliance Committee meetings (e.g., compliance reports, agendas,...

    10 days ago from IvyExec

  • Senior Compliance Officer (Research)

    Private Research Institution - Newark, NJ

    Position Summary The Senior Compliance Officer, Research position will essentially establish an effective research ... and standard research contract terms. Demonstrated compliance with various areas of research compliance, such as:...

    17 days ago from IvyExec

  • Senior Compliance Officer- Latam Ethics Attorney -

    Jasper Media - New York City, NY

    Senior Vice President/Ethics reports to a Director/Ethics Officer and ultimately to Chief Ethics Officer within Global ... Identify and report trends, significant matters and compliance issues to senior management; Develop...

    8 days ago from ZipRecruiter

  • IT& Project Assurance Project Assurance Senior Associate (7216807)

    PwC - New York City, NY

    Increasing value and reducing costs of compliance-related activities • Identifying opportunities for companies to effectively mitigate risk and improve business performance • Applying the concepts of Enterprise Risk Management to help...

    24 days ago from PwC