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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 3,707 jobs


    Cooper University Health Care - Camden, NJ

    Under the supervision of the Chief Compliance Officer, auditors are responsible for supporting the corporate compliance ... Inform Chief Compliance Officer of major findings; based on types of questions/concerns received, recommend remedial cor...

    30+ days ago from Cooper University Health Care

  • Home Loans Manager

    Bank of America - Garden City, NY

    sales offices P&L based on financial guidelines, set by senior management, for the sales office * Manage pipeline ... partners * Ensures the team staff activities are in compliance with regulations, policies, and guidelines set by...

    27 days ago from Bank of America

  • Senior Compliance Officer-Global Marketing Review

    Compliance Search Group - New York City, NY

    firm seeks a Senior Compliance Officer who will serve as a compliance global liaison for marketing review while ... placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    2 days ago from The Ladders

  • Senior Compliance Associate

    Robert Half International - New York City, NY

    ROLE The Senior Compliance Associate will join the firm’s compliance team in the assessment, development, ... to providing SEC Exam support and outsourced Chief Compliance Officer (CCO) functions. Primary Responsibilities:...

    1 day ago from eFinancial Careers

  • Senior Compliance Officer - Private Equity

    Michael Page International - US - Manhattan, NY

    compliance program Fielding inquiries from management on compliance matters, initiate trainings, draft training ... Excellent compensation and benefits package Senior level Compliance role at an established PE firm based in...

    30+ days ago from eFinancial Careers

  • Mortgage Loan Officer- Distributed Sales

    Capital One - Fairfield, NJ

    mortgage industry? As a Senior Associate, Mortgage Loan Officer, Distributed Sales, you will partner closely with ... Mortgage Licensing System (NMLS) in compliance with the Secure and Fair Enforcement for Mortgage Licensing Act...

    3 days ago from Capital One

  • Senior Compliance Analyst

    Compliance Search Group - New York City, NY

    A global investment manager seeks a Senior Compliance Analyst who will be responsible for assisting in all aspects of ... Deputy Chief Compliance Officer. • Perform general compliance and operational risk related functions as instructed.

    2 days ago from The Ladders

  • Senior Compliance Officer

    Barclay Simpson USA - Greenwich, CT

    commodities and derivatives trading as well as other compliance policies and procedures of the firm. You will ... to recruit a Senior Compliance Analyst to join their growing Legal and Compliance department located in...

    1 day ago from eFinancial Careers

  • Senior Compliance Manager/Facility Security Officer

    Hapag Lloyd - Piscataway, NJ

    Senior Compliance Manager/Facility Security Officer In 1970, Hapag-Lloyd AG was created from the successful union of two ... officer Manage overall Defense Security Service (DSS) compliance activities Abide by and enforce the Foreign...

    22 days ago from

  • Senior Compliance Officer

    Parsippany, NJ

    NJ office. Key Deliverables • Work with the Chief Compliance Officer to interpret new Advisers Act regulations ... reports. • Prepare materials for semi-annual Compliance Committee meetings (e.g., compliance reports, agendas,...

    30+ days ago from IvyExec