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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 3,006 jobs

  • Chief Compliance Officer for the Americas

    MUFG - New York City, NY

    group. Position Summary The Chief Compliance Officer, BTMU Americas is responsible for directing and ... of directors. Manage relationships with senior leaders to ensure they are made aware of compliance environment as well...

    30+ days ago from Mitsubishi UFJ Financial Group

  • Senior Compliance Officer - Surveillance

    Compliance Search Group - Jersey City, NJ

    A Global bank seeks a Senior Compliance Officer who will be responsible for retail surveillance coverage for adherence ... • Working with Retail Investments Compliance, technology, business supervisors, Branch Management and senior Compliance...

    30+ days ago from The Ladders

  • Senior Compliance Officer - Private Bank

    Compliance Search Group - New York City, NY

    Senior Compliance Officer- Private Bank A Global bank seeks a Senior Compliance Officer who will be for responsible for ... and oversight of the firm’ Compliance Policy Program, the firm’s Compliance procedures, the firm’s Compliance...

    16 days ago from The Ladders

  • Internal Audit Non Financial Services Senior Associate (5760347)

    PwC - Florham Park, NJ

    co-sourcing and Sarbanes-Oxley compliance services. We also provide IA Performance Improvement services including ... Internal Audit directors, Chief Compliance officers, Audit Committees and Risk Management personnel. Demonstrates...

    15 days ago from PwC

  • Senior Compliance Officer

    Michael Page International - US - Manhattan, NY

    Services Institution. Description The Broker/Dealer Senior Compliance Officer is responsible for implementing ... and fixed income desks. Profile The successful Senior Compliance Officer will demonstrate the following:...

    30+ days ago from eFinancial Careers

  • Internal Audit Financial Services Senior Associate (5761004)

    PwC - Florham Park, NJ

    co-sourcing and Sarbanes-Oxley compliance services. We also provide IA Performance Improvement services including ... Internal Audit directors, Chief Compliance officers, Audit Committees and Risk Management personnel. Demonstrates...

    15 days ago from PwC

  • Sr. Compliance Officer - Investment Banking & Research

    Compliance Search Group - New York City, NY

    The responsibility of the IB and Research Compliance Officer is to provide primary compliance coverage, including ... to Equity Research. The IB and Research Compliance Officer is responsible for identifying, assessing, drafting and...

    30+ days ago from The Ladders

  • Senior Compliance Officer - Private Equity Firm

    Human Resources Focused Consulting Firm - New York City, NY

    prominent international private equity firm, is seeking a Senior Compliance Officer for their New York office. This ... roles: compliance monitoring, compliance advisory, central compliance and policy/regulatory compliance Comprehensive...

    27 days ago from IvyExec

  • Sr. Compliance Officer - EComm Surveillance

    Global Securities, Investment and Retail Banking Firm - Jersey City, NJ

    duties and reviews. Working with both business and compliance managers to resolve instances of apparent ... Qualifications To be considered for the position you will need to have: 3+ years Surveillance/Compliance experience work...

    3 days ago from IvyExec

  • Sr. Asset Management Compliance Officer

    Compliance Search Group - New York City, NY

    Compliance Officer A global investment bank seeks a Senior Compliance Officer who will be responsible for ... loan origination. Responsibilities: • Provide back-up to compliance advisory coverage officer overseeing various credit...

    2 days ago from The Ladders

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