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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 339 jobs

  • Senior Compliance Officer

    New York City, NY

    tier Multi strategy hedge fund seeks a Front Office Senior Compliance Officer to monitor and offer guidance to portfolio managers and traders with regard to trading activities in the equity, fixed income, commodity, derivative and foreign...

    16 days ago from IvyExec

  • Senior Grants Officer

    New York City, NY

    all requests for proposals/applications to support senior management decision-making about whether or not to pursue ... donor relationships in consultation with senior management and facilitating the process for follow-up of all...

    15 days ago from IvyExec

  • Chief Executive Officer

    New York City, NY

    and encourage a strong compliance culture within the organization. Qualifications: • Master’s degree from an accredited ... or other senior executive position in an organization, preferably one which provides services to individuals with...

    7 days ago from IvyExec

  • Deputy Chief Financial Officer

    New York City, NY

    develop comprehensive financial reports for the CFO and senior management, partner with Deputy Financial Officer in ... financial reporting, analysis, accounting, compliance and internal controls. • The Deputy Financial Officer – Policy...

    15 days ago from IvyExec

  • Deputy Financial Officer

    New York City, NY

    develop comprehensive financial reports for the CFO and senior management, partner with Deputy Financial Officer in ... financial reporting, analysis, accounting, compliance and internal controls. • The Deputy Financial Officer – Policy...

    15 days ago from IvyExec

  • Chief Financial Officer

    New York City, NY

    policies, procedures, and control systems and ensuring compliance with accounting, legal and regulatory standards; • ... legal, audit, compliance, budget, and resource development. • Proven effectiveness managing professionals in finance...

    14 days ago from IvyExec

  • Assistant Vice President Senior Regulatory Compliance Officer

    HSBC Holdings - New York City, NY

    material compliance issues identified and reported by Compliance Testing and Control (CTAC), Compliance Inspection ... Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance...

    5 days ago from HSBC Holdings plc

  • Senior Compliance Officer

    Bank - New York City, NY

    of any necessary improvements. * Determine material non-compliance risks related to the company's relevant ... and procedures are followed. * Assist in the conducting of compliance inspections of branch offices, trading desks, and...

    4 days ago from Green Key Resources

  • Senior Compliance Officer- ICG AML Advisory- Foreign Correspondent Banking

    New York City, NY

    This senior compliance officer position will provide advisory guidance for Foreign Correspondent Banking (FCB). ... effectively with Advisory compliance officers globally and senior business and functional partnersPossess strong...

    16 days ago from IvyExec

  • Assistant Vice President Senior Compliance Officer

    HSBC Holdings - New York City, NY

    senior management, HNAH Compliance management, and Group Compliance. * In conjunction with business line management, ... of Compliance, Global Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate...

    16 days ago from HSBC Holdings plc

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