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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 349 jobs

  • Senior Compliance Officer

    New York City, NY

    tier Multi strategy hedge fund seeks a Front Office Senior Compliance Officer to monitor and offer guidance to portfolio managers and traders with regard to trading activities in the equity, fixed income, commodity, derivative and foreign...

    8 days ago from IvyExec

  • Senior Grants Officer

    New York City, NY

    all requests for proposals/applications to support senior management decision-making about whether or not to pursue ... donor relationships in consultation with senior management and facilitating the process for follow-up of all...

    6 days ago from IvyExec

  • Chief Executive Officer

    New York City, NY

    following staff: Chief Operating Officer, Chief Financial Officer, Sr. VP for Housing Development, Sr. VP for ... or related professional field; at least 10 years of senior non-profit management experience; strong leadership...

    5 days ago from IvyExec

  • Deputy Financial Officer

    New York City, NY

    develop comprehensive financial reports for the CFO and senior management, partner with Deputy Financial Officer in ... financial reporting, analysis, accounting, compliance and internal controls. • The Deputy Financial Officer – Policy...

    6 days ago from IvyExec

  • Deputy Chief Financial Officer

    New York City, NY

    develop comprehensive financial reports for the CFO and senior management, partner with Deputy Financial Officer in ... financial reporting, analysis, accounting, compliance and internal controls. • The Deputy Financial Officer – Policy...

    6 days ago from IvyExec

  • Chief Financial Officer

    New York City, NY

    policies, procedures, and control systems and ensuring compliance with accounting, legal and regulatory standards; • ... legal, audit, compliance, budget, and resource development. • Proven effectiveness managing professionals in finance...

    5 days ago from IvyExec

  • Senior Compliance Officer- multiple openings

    Selby Jennings - New York City, NY

    the VP-SVP level and work along side the Deputy and Chief Compliance officers. The role will require a strong ... and efficiently analyze and address any prominent compliance risks Work extensively with FINRA and SEC...

    3 hours ago from Selby Jennings

  • Assistant Vice President Senior Compliance Officer

    HSBC Holdings - New York City, NY

    senior management, HNAH Compliance management, and Group Compliance. * In conjunction with business line management, ... of Compliance, Global Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate...

    8 days ago from HSBC Holdings plc

  • Senior Compliance Officer

    Recruitarrow - New York City, NY

    Requirements: Responsibilities include providing day-to-day Compliance advice relating to trading, suitability, new ... operational issues, as well as, provide transactional approvals and interpretation of internal compliance policies; D...

    30+ days ago from Recruitarrow

  • Senior Compliance Officer- AML Training Developer/ Coordinator

    New York

    Qualifications 7+ years bank or financial services compliance training management and development experience, strong preference for AMLExcellent writing and oral communication skillsStrong organizational skills, attention to detailAbility...

    8 days ago from IvyExec

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