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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 52 jobs

  • Senior Trading Compliance Officer

    Access Staffing - New York City, NY

    and investment banking firm seeks candidates to join their Compliance Department. Responsibilities will include: ... years compliance experience, including equities trading compliance Exposure to monitoring OTC securities (pink sheets...

    30+ days ago from TheLadders.com

  • Financial Crimes Compliance ( FCC ) Senior Advisor

    Compliance Search Group - New York City, NY

    company seeks a Financial Crimes Compliance (FCC) Senior Compliance Advisor who will provided leadership in the ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    6 days ago from TheLadders.com

  • Chief Executive Officer

    New York City, NY

    following staff: Chief Operating Officer, Chief Financial Officer, Sr. VP for Housing Development, Sr. VP for ... or related professional field; at least 10 years of senior non-profit management experience; strong leadership...

    14 days ago from IvyExec

  • CFO (New York)

    RecycleBank - New York City, NY

    financial advisor to the CEO, Board of Directors and the Senior Management TeamThis is an executive leadership role ... management systems, budgeting, administrative processes, compliance with the highest accounting, legal and regulatory...

    30+ days ago from Doostang

  • Senior Trading Compliance Officer

    Lang Search Partners - New York City, NY

    This individual will act as the Senior Trading Compliance Officer for a global, independent, institutional brokerage and ... directly to this individual, who will report to the Chief Compliance Officer. Qualifications: BA or BS degreerequired...

    30+ days ago from TheLadders.com

  • Deputy Financial Officer

    New York City, NY

    develop comprehensive financial reports for the CFO and senior management, partner with Deputy Financial Officer in ... financial reporting, analysis, accounting, compliance and internal controls. • The Deputy Financial Officer – Policy...

    15 days ago from IvyExec

  • Compliance Officer- Municipal- VP

    Compliance Search Group - New York City, NY

    Compliance Officer- Municipal- VP A Global Investment Bank seeks a Vice President level Compliance Officer who will ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    6 days ago from TheLadders.com

  • Deputy Chief Financial Officer

    New York City, NY

    develop comprehensive financial reports for the CFO and senior management, partner with Deputy Financial Officer in ... financial reporting, analysis, accounting, compliance and internal controls. • The Deputy Financial Officer – Policy...

    15 days ago from IvyExec

  • VP Senior Manager Regulatory Compliance

    HSBC - New York City, NY

    Global Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources ... management of AVP Regulatory Compliance and Regulatory Compliance Officer staff. Management of Risk (Operational Risk...

    27 days ago from TheLadders.com

  • Municipal Bonds Trading Floor Compliance - VP

    Compliance Search Group - New York City, NY

    • Interact with and present to senior compliance and front office personnel on relevant issues. • Assist ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    27 days ago from TheLadders.com

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