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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 59 jobs

  • Senior Trading Compliance Officer

    Access Staffing - New York City, NY

    and investment banking firm seeks candidates to join their Compliance Department. Responsibilities will include: ... years compliance experience, including equities trading compliance Exposure to monitoring OTC securities (pink sheets...

    14 days ago from TheLadders.com

  • CFO (New York)

    RecycleBank - New York City, NY

    financial advisor to the CEO, Board of Directors and the Senior Management TeamThis is an executive leadership role ... management systems, budgeting, administrative processes, compliance with the highest accounting, legal and regulatory...

    27 days ago from Doostang

  • VP, Investment Advisory Compliance Officer

    New York City, NY

    and compliance applications.Manage and mentor a team of compliance professionals.Attend committee meetings and work ... Advisory Compliance OfficerVP, Investment Advisory Compliance OfficerVP, Investment Advisory Compliance Officer...

    23 days ago from IvyExec

  • Compliance Officer- Municipal- VP

    Compliance Search Group - New York City, NY

    Compliance Officer- Municipal- VP A Global Investment Bank seeks a Vice President level Compliance Officer who will ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    30+ days ago from TheLadders.com

  • Senior Trading Compliance Officer

    Lang Search Partners - New York City, NY

    This individual will act as the Senior Trading Compliance Officer for a global, independent, institutional brokerage and ... directly to this individual, who will report to the Chief Compliance Officer. Qualifications: BA or BS degreerequired...

    27 days ago from TheLadders.com

  • Compliance Director- ICG AML Advisory- Markets & CIB Government & Risk Management

    Jersey City, NJ

    The Governance and Risk Management compliance officer will play a key role in supporting continued development and ... with the ability to interact effectively with Advisory compliance officers globally and other business and...

    13 days ago from IvyExec

  • VP Senior Manager Regulatory Compliance

    HSBC - New York City, NY

    Global Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources ... management of AVP Regulatory Compliance and Regulatory Compliance Officer staff. Management of Risk (Operational Risk...

    7 days ago from TheLadders.com

  • Wealth Investment Management Finance Chief Administrative Officer

    New York City, NY

    The Chief Administrative Officer (CAO) is a management position reporting to the Chief Operations Officer (COO) ... and strategyLiaison with Human Resources, Training, Legal, Compliance, and Controllers. Accounting / Control, Financial...

    8 days ago from IvyExec

  • Regulatory Compliance Officer

    Access Staffing - New York City, NY

    dollar global banking conglomerate seeks degreed Regulatory Compliance Officer for newly developed role with 10 years ... compliance, corporate governance, general regulatory compliance, Bank Secrecy Act and/or audit experience. Must...

    30+ days ago from TheLadders.com

  • Municipal Bonds Trading Floor Compliance - VP

    Compliance Search Group - New York City, NY

    • Interact with and present to senior compliance and front office personnel on relevant issues. • Assist ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    7 days ago from TheLadders.com

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