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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 62 jobs

  • Senior Trading Compliance Officer

    Lang Search Partners - New York City, NY

    This individual will act as the Senior Trading Compliance Officer for a global, independent, institutional brokerage and ... directly to this individual, who will report to the Chief Compliance Officer. Qualifications: BA or BS degreerequired...

    30+ days ago from TheLadders.com

  • Financial Crimes Compliance ( FCC ) Senior Advisor

    Compliance Search Group - New York City, NY

    company seeks a Financial Crimes Compliance (FCC) Senior Compliance Advisor who will provided leadership in the ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    28 days ago from TheLadders.com

  • Compliance MIS Analyst

    Leumi USA - New York City, NY

    Compliance Administration Unit in support of the overall Compliance function - Work with Business Unit Compliance ... The Compliance MIS Analyst will report to the Deputy Chief Compliance Officer Primary responsibilities for this role...

    18 days ago from Doostang

  • US Head of Regulatory Compliance Asset Management

    New York City, NY

    Assist senior executives in identifying and containing compliance risk, monitoring and fostering a compliance ... to our business Competing regulations Role Context Senior level global compliance officer with leadership...

    13 days ago from IvyExec

  • Compliance Officer- Municipal- VP

    Compliance Search Group - New York City, NY

    Compliance Officer- Municipal- VP A Global Investment Bank seeks a Vice President level Compliance Officer who will ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    28 days ago from TheLadders.com

  • CFO (New York)

    RecycleBank - New York City, NY

    financial advisor to the CEO, Board of Directors and the Senior Management TeamThis is an executive leadership role ... management systems, budgeting, administrative processes, compliance with the highest accounting, legal and regulatory...

    30+ days ago from Doostang

  • VP, Programs, Governance and Standards (Compliance)

    New York City, NY

    Compliance Department. Led by the Chief AML & OFAC Officer, who reports to the Chief Compliance Officer, the AML ... products, services and geographies, ii) compliance requirements and related controls, and iii) regulatory...

    22 days ago from IvyExec

  • VP Senior Manager Regulatory Compliance

    HSBC - New York City, NY

    Global Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources ... management of AVP Regulatory Compliance and Regulatory Compliance Officer staff. Management of Risk (Operational Risk...

    30+ days ago from TheLadders.com

  • Chief Financial Officer

    Girls Who Code - New York City, NY

    Officer will report to and partner with the Chief Executive Officer and will work closely with the Board of Directors ... of financial records and recordkeeping to ensure compliance with all regulations, generally accepted...

    30+ days ago from Doostang

  • RISK DIRECTOR- CONSUMER COMPLIANCE REPORTING ANALYTICS

    New York City, NY

    institution and demonstrated experience working with senior CEO'::s, COO'::s and heads of regional businesses ... Only Candidates who have direct experience in consumer bank compliance/operational risk reporting should apply...

    24 days ago from IvyExec

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