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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 52 jobs

  • Senior Compliance Officer

    Jersey City, NJ

    manager is looking for a Senior Compliance Offiicer. The Senior Compliance Officer will Lead the effort in ... 7 to 10 years of investment company and/or investment advisory compliance experience with working knowledge of the Inves...

    12 days ago from IvyExec

  • Senior Compliance Officer - Treasury and Trade Services

    Major International Bank - Jersey City, NJ

    TTS NAM Compliance seeks a compliance professional with AML and US Sanctions regulatory background, ideally in an ... including AML Compliance, In-Business Risk, Legal, Compliance Testing, Audit, and cross-sector control...

    30+ days ago from IvyExec

  • Senior Compliance Officer- AML Advisory (Embassy Banking)

    Major International Bank - New York City, NY

    implementation of the EMC AML Standard Liaise with Compliance Testing, Internal Audit and OCC AML Policy ... with the ability to interact effectively with Advisory compliance officers globally and other business and...

    2 days ago from IvyExec

  • Senior Compliance Officer Advisory

    Insurance Company - New York City, NY

    a leading Insurance business, I am looking for a Senior Compliance Officer to join their Capital Markets division ... define the compliance framework for Treasury in relation to Compliance Risk, design and implement effective compliance...

    30+ days ago from IvyExec

  • Senior Compliance Officer

    Major International Bank - New York City, NY

    implementation of Sanctions and AB C programs; exposure to Senior Management and key Compliance/Legal /internal control ... unknown, drive results, teamwork and partner with Legal / Compliance Valuing diversity. Demonstrates an appreciation...

    16 days ago from IvyExec

  • Senior Compliance Officer- Credit Cards

    Major International Bank - New York City, NY

    Compliance organization, and in particular those in Cards Compliance and Consumer Compliance Strategy and Risk, the ... Cards Compliance Oversee effective execution of Cards Compliance Program requirements, including prioritization of...

    30+ days ago from IvyExec

  • GWIM Sr Compliance Manager

    New York City, NY

    Compliance influence and ensures accountability for Compliance elements of the Risk Framework, maintaining ... Investment Advisor Act Compliance Program; Acting as Chief Compliance Officer of certain Investment Company Act...

    30+ days ago from IvyExec

  • Privacy Compliance Officer

    Leading Global Financial Services Firm - New York City, NY

    Compliance Officer, and focus on global coordination of compliance aspects of the firm s privacy program, including ... Preferred) Experience:- 8+ years of relevant law and/or compliance experience Licenses/Certifications: Attorney candidat...

    12 days ago from IvyExec

  • Compliance Officer II

    New York City, NY

    The Senior Compliance Officer will satisfy SEC Rule 38a-1 of the Investment Company Act. Manages compliance efforts for ... policy requirements Validates control processes to ensure compliance with laws, rules and regulations. Develop and...

    30+ days ago from IvyExec

  • Senior Risk Officer

    Boutique Investment Advisory Firm - New York City, NY

    to the Comptroller and working with the Chief Investment Officer, responsibilities include, but are not limited to, ... of reputational risk; Work with internal audit and chief compliance officer to assess effectiveness of risk...

    30+ days ago from IvyExec

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