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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 541 jobs

  • Senior Compliance Officer

    7th Avenue Partners - New York City, NY

    of compliance training · Interface with senior management, audit and regulators · Implementing and completing special ... the MIS/metrics used by senior compliance and business management to effectively monitor ongoing activities...

    30+ days ago from The Ladders

  • Vice President - Compliance Policy

    Compliance Search Group - New York City, NY

    Vice President - Compliance Policy A leading financial services firm seeks a Vice President Level Compliance Officer who ... professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    30+ days ago from The Ladders

  • Senior IT Compliance Auditor

    CBS - Entertainment and Media Industry - New York City, NY

    Governance, Risk and Compliance Module • Participate in the preparation and execution of an IT focused SOX Training initiative. • Maintain a portfolio of process, quality, delivery and safety improvement initiatives identified during...

    13 hours ago from VelvetJobs

  • Senior Compliance Officer ICG Testing

    Citi - Jersey City, NJ

    that any corrective action plans are implemented. The Senior Control Officer must be able to work independently to ... requirements and regulations would be a strong plus. The Senior Control Officer may also assist in day-to-day review...

    30+ days ago from Citi

  • Senior Compliance Officer Treasury and Trade Services

    Citi - Jersey City, NJ

    DescriptionTTS NAM Compliance seeks a compliance professional with AML and US Sanctions regulatory background, ideally ... including AML Compliance, In-Business Risk, Legal, Compliance Testing, Audit, and cross-sector control...

    30+ days ago from Citi

  • Senior Compliance Officer Retail Surveillance

    Citi - Jersey City, NJ

    DescriptionRetail Surveillance provides compliance coverage for the Private Bank and Wealth Management business lines, ... the analyst will be responsible for working with Product Compliance, technology, business supervisors and Branch...

    30+ days ago from Citi

  • Senior Compliance Officer FX Market Surveillance

    Citi - Jersey City, NJ

    DescriptionMarket Surveillance provides independent Compliance coverage for the Equities, Fixed Income, Commodities, ... the sales and trading business, technology and global Compliance counterparts.QualificationsThe ideal candidate...

    30+ days ago from Citi

  • Senior Compliance Officer Surveillance

    Citi - Jersey City, NJ

    DescriptionMarket Surveillance provides independent Compliance coverage for the Equities, Fixed Income, Commodities/Futu ... candidate will work alongside specialists in Product Compliance, the sales and trading business, technology and...

    30+ days ago from Citi

  • Senior Compliance Officer ICG Compliance Program Management Office

    Citi - Jersey City, NJ

    to senior management are expected. Experience in Compliance Project execution required. Familiarity with ... York,New YorkEducation: Bachelor's DegreeJob Function: Compliance and ControlTravel Time: Yes, 10 % of the TimeJob...

    30+ days ago from Citi

  • Senior Compliance Officer- Private Bank

    KP Recruiting Group - New York City, NY

    Assisting the Business with identifying compliance risk and integrating legal/regulatory compliance requirements into wr ... and delivery of compliance training Interface with senior management, audit and regulators Implementing and...

    2 hours ago from KP Recruiting Group