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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 301 jobs

  • Control Room Compliance Officer, Regulatory Affairs & Compliance

    Compliance Search Group - New York City, NY

    and Compliance Department in carrying out the assigned Compliance duties and oversight. The candidate should be ... a fast-paced environment • Draft Compliance Alerts, Compliance Manuals and Supervisory Manuals • Assist with the...

    30+ days ago from The Ladders

  • Compliance Alternative, Director

    Compliance Search Group - New York City, NY

    PQR, and NFA). • Assist the Chief Compliance Officer with on-site sub-adviser due diligence, reviewing quarterly ... at all levels, including senior management, legal and Chief Compliance Officers and sub-advisers. • Frequent...

    16 days ago from The Ladders

  • Sr. Manager Global Systems - CRM

    Job Juncture - New York City, NY

    development and implementation of Security and Compliance processes • Lead deployment of core Order Fulfillment and CRM functionality for eBS modules, SFDC and Agile while working with various levels of organization leadership across...

    12 days ago from Job Juncture

  • Environmental Compliance Specialist

    Grn Hartford - Whippany, NJ

    annual reports. Audit program followup based on regulatory compliance assessment. Serves as the environmental authority ... for capital projects and offers recommendations to senior management for preventative measures. Acts as the...

    4 days ago from The Ladders

  • Senior Compliance Officer Retail Surveillance

    Citi - Jersey City, NJ

    DescriptionRetail Surveillance provides compliance coverage for the Private Bank and Wealth Management business lines, ... the analyst will be responsible for working with Product Compliance, technology, business supervisors and Branch...

    22 days ago from Citi

  • Senior Compliance Officer

    New York City, NY

    LLC has opening in New York, NY for a Senior Compliance Officer.Duties: Examine, evaluate, and investigate ... compliance of licenses and permits, and perform other compliance and enforcement inspection and analysis...

    17 days ago from

  • Senior Compliance Officer

    Infinity Consulting Solutions - New York City, NY

    its Volcker Rule Compliance team. The team is looking for a Senior Compliance Officer. The Senior Compliance Officer ... Rule internal controls Coordination and calendaring of compliance reports for Volcker Rule matters Serving as...

    23 days ago from Infinity Consulting Solutions

  • Senior Compliance Officer - Volcker Rule Administration, Vice President

    Mufg Union Bank - New York City, NY

    Directors regarding Volcker Rule compliance matters Major Responsibilities and Key Requirements The responsibilities ... coordinated Volcker Rule compliance program framework Conduct periodic review of Volcker Office functions to ensure...

    10 days ago from MUFG Union Bank

  • Senior Compliance Officer AML GIU Triage Case Utility Team Lead

    Citi - Long Island City, NY

    ncy in a foreign language is a plusPrimary Location: United States,New York,Long Island CityOther Location: United States,New York,New YorkEducation: Bachelor's DegreeJob Function: Compliance and ControlTravel Time: Yes, 10 % of the...

    22 days ago from Citi

  • Senior Associate - Compliance Officer

    Robert Half - New York City, NY

    Officer with experience at an Asset Management firm. The Compliance Officer will review sales literature and ... Use *Req ID:* 02944-103583 *Functional Role:* Compliance Officer *Country:* USA *State:* NY *City:* NEW YORK *Postal...

    30+ days ago from Robert Half