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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 8 of 8 jobs

  • Senior Manager Regulatory Compliance Global Banking & Markets eTrading

    New York City, NY

    senior management, HNAH Compliance management and Group Compliance. Provides support, in conjunction with business ... of Compliance, Global Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate...

    12 days ago from IvyExec

  • US Head of Regulatory Compliance Asset Management

    New York City, NY

    Assist senior executives in identifying and containing compliance risk, monitoring and fostering a compliance ... to our business Competing regulations Role Context Senior level global compliance officer with leadership...

    12 days ago from IvyExec

  • SVP General Compliance

    New York City, NY

    of appropriate policy/procedure changes to ensure compliance. Discharges Compliance Officer accountabilities ... Global Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources...

    12 days ago from IvyExec

  • Fiduciary Risk Management and Governance Risk Officer

    New York City, NY

    lead role in its Fiduciary Risk office. This Fiduciary Risk Officer will report to the Senior Fiduciary Risk Executive ... and an overall governance framework. This Fiduciary Risk Officer, working with the Senior Fiduciary Risk Executive,...

    14 days ago from IvyExec

  • VP, Counsel

    New York City, NY

    assist with the firm s response to regulatory inquiries, compliance training efforts, and development of compliance ... reports directly to AllianceBernstein s Chief Compliance Officer and Deputy General Counsel. Our ideal candidate will...

    12 days ago from IvyExec

  • VP, Enhanced Due Diligence

    New York City, NY

    Compliance Department. Led by the Chief AML & OFAC Officer, who reports to the Chief Compliance Officer, the AML ... products, services and geographies, ii) compliance requirements and related controls, and iii) regulatory...

    20 days ago from IvyExec

  • Chief Scientist

    New Jersey

    disclosures and/or patents or acceptance as a Fellow or Senior Fellow in specialty. Responsibilities will include ... in maintaining a proactive waste water and solid waste compliance program. Additional responsibilities include:...

    17 days ago from IvyExec

  • Business Analyst IV, Operations/Services, Market Regulation

    New York City, NY

    include: developing and drafting policies, procedures and compliance memoranda; soliciting feedback on business ... Director, OMR. Work closely with the Market Regulation senior managers (including Market Regulation officers and...

    17 days ago from IvyExec

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