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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 11 jobs

  • Senior Compliance Officer- Treasury and Trade Services

    Major International Bank - New York City, NY

    issues to Compliance colleagues globally. TTS NAM Compliance seeks a seasoned compliance professional with a ... including AML Compliance, In-Business Risk, Legal, Compliance Testing, Audit, and cross-sector control...

    2 days ago from IvyExec

  • Senior Compliance Officer â?? ICG Third Party Risk Management

    Major International Bank - Jersey City, NJ

    and governance. The successful candidate will represent Compliance on enterprise-wide and Institutional Clients ... Qualifications Ability to lead and influence people at senior levels Independent thinker Strong analytical skills...

    3 days ago from IvyExec

  • Senior Compliance Officer- Global AML Policy Developer/Manager

    New York

    as needed. Qualifications 7 + years of experience in compliance, legal or other control-related function in the financial services industry Bachelor s Degree Required, J.D. preferred Experience in the design or implementation of controls,...

    26 days ago from IvyExec

  • VP Swap Dealer Compliance Officer

    New York City, NY

    to senior management on a regular basis. The VP Swap Dealer Compliance Officer will remain current on industry rules, ... Position Requirements VP Swap Dealer Compliance Officer Bachelors Degree, MBA or JD and/or Series 7 or 24, a plus...

    4 hours ago from IvyExec

  • Compliance Risk Assessment Officer

    Leading Financial Services Firm - New York City, NY

    Our client is seeking a Compliance Risk Assessment Officer in New York, NY.Requirements:Minimum of 3-5 years ... annual business and compliance plansExperience developing Senior Executive / Board level reportingProficiency with...

    28 days ago from IvyExec

  • US Head of Regulatory Compliance Asset Management

    Major Banking and Financial Services Company - New York City, NY

    Assist senior executives in identifying and containing compliance risk, monitoring and fostering a compliance ... to our business Competing regulations Role Context Senior level global compliance officer with leadership...

    6 days ago from IvyExec

  • Fiduciary Risk Management and Governance Risk Officer

    Global Securities, Investment and Retail Banking Firm - New York City, NY

    lead role in its Fiduciary Risk office. This Fiduciary Risk Officer will report to the Senior Fiduciary Risk Executive ... and an overall governance framework. This Fiduciary Risk Officer, working with the Senior Fiduciary Risk Executive,...

    6 days ago from IvyExec

  • VP, Counsel

    Global Asset Management Firm - New York City, NY

    assist with the firm s response to regulatory inquiries, compliance training efforts, and development of compliance ... reports directly to AllianceBernstein s Chief Compliance Officer and Deputy General Counsel. Our ideal candidate will...

    6 days ago from IvyExec

  • MD, Regulatory Relations â?? Securities

    Jersey City, NJ

    A major broker-dealer is looking for a Senior Officer to run the Regulatory Relations efforts for the securities ... Prior experience working with Client, SEC or other SROs 10 plus years of compliance/regulatory experience JD/Masters pre...

    4 hours ago from IvyExec

  • Business Analyst IV, Operations/Services, Market Regulation

    Independent Securities Regulator - New York City, NY

    include: developing and drafting policies, procedures and compliance memoranda; soliciting feedback on business ... the Director, OMR.Work closely with the Market Regulation senior managers (including Market Regulation officers and...

    6 days ago from IvyExec

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