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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 198 jobs

  • Senior Equity Compliance Officer

    Nomura - Entertainment and Media Industry - New York City, NY

    • Experience with operational and financial compliance matters such as short interest reporting, Regulation T and ... • Develop, enhance, and implement compliance and supervisory policies and procedures. • Oversight of equity...

    30+ days ago from VelvetJobs

  • Senior Compliance Officer – CFL Analytics

    JPMorgan Chase - Iselin, NJ

    testing across consumer and community banking (CCB) compliance lines of business. Each line of business has a Fair Lending Executive and project team, who interface with CFL to ensure best practices are in place, and CFL ensures lines of...

    16 days ago from JPMorgan Chase & Co

  • AVP, Senior Compliance Officer, Corporate Fair Lending

    JPMorgan Chase - Jersey City, NJ

    and the Fair Lending environment, and applying it to the compliance needs of the business. Access and pull loan level data using various tools such as SQL and TOAD from multiple database systems. Apply technical and analytical knowledge to...

    7 hours ago from JPMorgan Chase & Co

  • VP - Senior Compliance Officer

    New York City, NY

    Role/Responsibilities Serve as the "Face of Compliance" in the role of Business Unit Compliance Officer for one or more ... compliance efforts globally through a network of regional compliance associates and centralized compliance functions.

    30+ days ago from

  • Senior Compliance Officer

    Global Securities, Investment and Retail Banking Firm - Jersey City, NJ

    ds and Unix Shell Programming; 5. advanced skills in Excel, Access, VBA and PowerPoint; and 6. communicating with different business partners and presenting analysis and reports to senior management. , , Financial Services, Risk...

    30+ days ago from IvyExec

  • VP - Senior Compliance Officer

    Major Credit Rating Agency - New York City, NY

    Role/Responsibilities Serve as the Face of Compliance in the role of Business Unit Compliance Officer for one or more ra ... compliance efforts globally through a network of regional compliance associates and centralized compliance functions.

    17 days ago from IvyExec

  • Senior Compliance Officer Treasury and Trade Services

    Compliance Search International - New York City, NY

    Anti-Money Laundering Compliance, In-Business Risk, Legal, Compliance Testing, Audit, and cross-sector control ... candidate will also be expected to initiate and coordinate compliance-focused projects ranging from regulatory guidance...

    30+ days ago from Compliance Search Group

  • VP - Senior Compliance Officer

    Human Resources Focused Consulting Firm - New York City, NY

    as the Face of Compliance in the role of Business Unit Compliance Officer for one or more ratings groups. In this ... compliance efforts globally through a network of regional compliance associates and centralized compliance functions.

    30+ days ago from IvyExec

  • Senior Equity Compliance Officer

    Nomura Securities International - New York City, NY

    10b-18. Experience with operational and financial compliance matters such as short interest reporting, ... and management personnel. Develop, enhance, and implement compliance and supervisory policies and procedures.

    7 days ago from OneWire

  • Compliance Officer-Analytics SQL/SAS

    JPMorgan Chase - Iselin, NJ

    results in lay terms for presentation to senior management Supporting data validation Essential Skills, experience · 3+ years analytical experience, preferably in financial services · Experience with SAS or other standard statistical...

    16 days ago from JPMorgan Chase & Co

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