Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 62 jobs

• Senior Compliance Officer- Fixed Income

  Major International Bank - New York, NY

  The position is for a Fixed Income Compliance Officer within Company's Institutional Client Group (ICG), supporting the ... transactional approvals and interpretation of internal compliance policies; • Draft compliance policies and...

  22 hours ago from IvyExec

• Senior Compliance Officer - CIB AML Investigations

  Global Securities, Investment and Retail Banking Firm - Brooklyn, NY

  Crimes Compliance (GFCC) team is part of The Global Compliance and Regulatory Management department which is ... of compliance services to the Firm. Global Financial Crimes Compliance (GFCC) organization has over 700 staff members...

  22 hours ago from IvyExec

• Senior Compliance Officer - AML FIU

  Global Securities, Investment and Retail Banking Firm - New York, NY

  Crimes Compliance (GFCC) team is part of The Global Compliance and Regulatory Management department which is ... of compliance services to the Firm. Global Financial Crimes Compliance (GFCC) organization has over 700 staff members...

  22 hours ago from IvyExec

• Sr. Compliance Officer

  Global Securities, Investment and Retail Banking Firm - New York, NY

  Data Delivery sits within the Global Financial Crimes Compliance AML, Data Management Operations Program. Data ... Responsibilities: • Creating/coding detailed transaction reports requested by AML Compliance and the AML Compliance Line...

  22 hours ago from IvyExec

• Compliance Officer- Consumer AML Advisory

  Major International Bank - Long Island City, NY

  This position for the compliance officer is to provide advisory guidance across the business, compliance, and operation ... - Reviewing and escalating significant AML/Sanctions issues and activities to senior management; - Developing, implement...

  22 hours ago from IvyExec

• Compliance Officer- Global Compliance Testing Team

  Global Securities, Investment and Retail Banking Firm - New York, NY

  Compliance Testing Group in New York City. The Global Compliance Testing Group supports the various Compliance ... assessing regulatory implications, managing cross-line of Compliance Testing initiatives and reporting to senior...

  22 hours ago from IvyExec

• - Compliance (AML) Technology - Senior

  A Management Consulting Company - New York, NY

  strategy and performance. Within Solutions Enablement, the Compliance team focuses on Anti-Money Laundering, Fraud ... Trade surveillance solutions implementation Trading compliance review Application/Package experience in any of...

  22 hours ago from IvyExec

• Director Equities Compliance

  A Financial Services Company - New York, NY

  Job description As a Senior leader within the Equities Compliance Team you will be responsible for managing compliance, ... a Supervise two junior Compliance Officers This is a fantastic opportunity to join a talented Compliance team within a h...

  7 days ago from IvyExec

• Senior Compliance Associate

  Global Securities, Investment and Retail Banking Firm - Brooklyn, NY

  Crimes Compliance (GFCC) team is part of: The Global Compliance & Regulatory Management department which is ... In addition, the candidate needs to demonstrate extensive banking and compliance knowledge in working AML/KYC related is...

  22 hours ago from IvyExec

• Vice President, Branch Compliance

  A Financial Services Company - New York, NY

  Capital Markets Compliance Program. Collaborate with Senior Management, business-side colleagues and others in ... Work closely with the Head of Compliance for Corporate and Investment Banking, the Branch BSA/AML Officer, Head of Polic...

  22 hours ago from IvyExec