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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 260 jobs

  • Corporate Compliance, Senior Manager- Policies and Procedures

    Compliance Search Group - New York, NY

    Compliance Officer functions. Carrying out other Corporate Compliance services as necessary and required. Mentoring and ... and other Corporate Compliance services. Preparing compliance reporting to senior management and the company’s...

    22 days ago from The Ladders

  • Compliance Officer Job

    Bloomberg - Entertainment and Media Industry - Princeton, NJ

    Regulatory Compliance Team is seeking a compliance officer to become a key team member to assist in enforcing ... offices. • Collaborate with the Senior Compliance officer to expand our policies to adapt to BI strategic...

    4 days ago from VelvetJobs

  • Vice President, Senior Credit Officer

    Moody's - New York, NY

    MSS Candidates are asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading. Employment is contingent upon compliance with the Policy, including remediation of positions in those holdings as necessary. See...

    13 days ago from eFinancial Careers

  • Chief Compliance Officer

    Horizon Group - New York, NY

    Chief Compliance Officer SUMMARY The role of the Chief Compliance Officer is to articulate and maintain the ... For instance, the BSA/AML Compliance Officer can veto certain variations of products in the course of the New Product Pr...

    30+ days ago from The Ladders

  • Senior Compliance Professional

    Compliance Search Group - New York, NY

    firm based in midtown Manhattan seeks an experienced Senior Compliance Professional. This hire will join the ... SEC Exam support and outsourced Chief Compliance Officer (CCO) functions. Responsibilities • Manage team of...

    30+ days ago from The Ladders

  • Senior Associate Director of Corporate Relations

    Princeton University - Princeton, NJ

    The Senior Associate Director will: Serve as a corporate relations officer for a portfolio of top corporate relationship ... a background check successfully.  Directory Title Senior Associate Director  Job Function Administrative or...

    2 days ago from Inside Higher Ed

  • Portfolio Analyst/ Regulatory & Compliance reporting Analyst

    Brooklyn, NY

    and procedures, that ensure consistency and compliance ultimately align with the companys strategic direction •Identify internal processes and technical improvement opportunities to implement and develop tools, templates, and...

    13 days ago from CareerBuilder

  • Chief Information Security Officer

    Princeton University - Princeton, NJ

    President for Information Technology and Chief Information Officer and collaborates with OIT senior staff and key ... policies and effective IT risk management and compliance across the University; coordinates campus-wide...

    2 days ago from Inside Higher Ed

  • Anti-Bribery & Corruption Sr. Compliance Officer

    UBS - Weehawken, NJ

    controls performed by the business themselves. The Compliance Monitoring, Surveillance and Controls program is ... developments in anti-corruption and gifts & entertainment compliance areas by attending relevant training and industry...

    10 days ago from UBS

  • Senior Compliance Officer Ethics Attorney (Asia Pacific Region)

    Citi - Long Island City, NY

    Senior Vice President/Ethics reports to a Director/Ethics Officer and ultimately to Citis Chief Ethics Officer within ... Identify and report trends, significant matters and compliance issues to senior management; Develop...

    30+ days ago from Citi