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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 54 jobs

  • Compliance Officer-Ethics

    Citi - New York

    This position is for a Compliance Officer within Citi's Ethics Office. The position will have the following ... and reports to employees, managers, and senior management about ethics Assist in preparing communications to...

    22 days ago from Citi

  • Senior Compliance Officer - Sanctions for Asset Management

    New York City, NY

    The GFCC Compliance Manager role is a compliance position responsible for day-to-day management of OFAC/Sanctions compli ... Asset Management Line of Business Sanctions Compliance Officer, the individual in this role will help achieve...

    2 days ago from IvyExec

  • Senior Compliance Officer

    New York City, NY

    Development, coordination and execution of compliance testing and monitoring initiatives for managed funds, including ... delivery of training programs.RequirementsFor the Senior Compliance Officer role, the employer seeks the following...

    5 days ago from IvyExec

  • Senior Compliance Officer- GIU AML Investigations Team Lead

    New York

    The Senior Analyst/Supervisor will review the work of other Analysts and Senior Analysts, act as a mentor and/or perform ... first level Quality Assurance review of the Analysts/Senior Analysts’ work. The Senior Analyst/Supervisor may be...

    6 days ago from IvyExec

  • Senior Compliance Officer- Conduct and Emerging Risk

    New York City, NY

    and initiatives on behalf of the Office of the Chief Compliance Officer.Development value: Sustentative ... control functions and businesses across the firmExposure to senior management in Compliance and other...

    13 days ago from IvyExec

  • Senior Compliance Officer- Global AML Policy Developer/Manager

    New York

    as needed. Qualifications 7 + years of experience in compliance, legal or other control-related function in the financial services industryBachelor’s Degree Required, J.D. preferredExperience in the design or implementation of controls,...

    16 days ago from IvyExec

  • Senior Compliance Officer - Regulatory & Policy

    New York City, NY

    In this role, the Senior Compliance Officer/Regulatory Compliance works with a team of three regulatory compliance ... platformCoordinate with RCM governance groups and compliance officers in other regions and businesses to...

    16 days ago from IvyExec

  • Senior Compliance Officer- GCB Sanctions Advisory

    New York

    Sector Head for Global Consumer Banking (GCB) Sanctions Compliance, provide Sanctions subject matter expertise (SME) ... GCB AML Advisory, GCB Compliance, and Regional Sanctions Compliance to support execution and implementation of...

    16 days ago from IvyExec

  • Compliance Officer II

    New York City, NY

    Senior Compliance Officer – Asset ManagementOverviewThe Senior Compliance Officer will satisfy SEC Rule 38a-1 of the ... policy requirementsValidates control processes to ensure compliance with laws, rules and regulations.Develop and...

    26 days ago from IvyExec

  • Institutional Banking Compliance Officer

    New York City, NY

    The Institutional Banking Compliance Officer is part of the Bank Group Compliance (BGC) team covering Morgan Stanley's ... policies and procedures-Conduct appropriate Compliance monitoring (particularly Reg W and Reg O)-Draft...

    5 days ago from IvyExec

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