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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 360 jobs

  • Senior Compliance Officer-Global Marketing Review

    Compliance Search Group - New York City, NY

    firm seeks a Senior Compliance Officer who will serve as a compliance global liaison for marketing review while ... placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    4 days ago from The Ladders

  • Senior Compliance Associate

    Robert Half International - New York City, NY

    ROLE The Senior Compliance Associate will join the firm’s compliance team in the assessment, development, ... to providing SEC Exam support and outsourced Chief Compliance Officer (CCO) functions. Primary Responsibilities:...

    3 days ago from eFinancial Careers

  • Senior Compliance Analyst

    Compliance Search Group - New York City, NY

    A global investment manager seeks a Senior Compliance Analyst who will be responsible for assisting in all aspects of ... Deputy Chief Compliance Officer. • Perform general compliance and operational risk related functions as instructed.

    4 days ago from The Ladders

  • Senior Compliance Officer, Surveillance

    Finra Member Broker-dealer - New York City, NY

    Position Description :The Compliance Officer will conduct surveillance as well as testing of the Firm's policies and ... Minimum 3-5 years FINRA Member Broker-Dealer tenure as a Compliance Officer. May consider Registered Investment...

    12 hours ago from StartWire

  • Senior Business Analyst - Liquidity

    Open Systems Technologies - New York City, NY

    of the US Liquidity Reporting project required for Fed compliance. We are specifically looking for one BA each to focus on the following: Reconciliation requirements and designs to demonstrate Books and Records alignment for product data...

    12 hours ago from StartWire

  • Vice President - Senior Credit Officer

    Moody's - New York City, NY

    MIS and MSS Candidates are asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading. Employment is contingent upon compliance with the Policy, including remediation of positions in those holdings as...

    3 days ago from eFinancial Careers

  • Sr. Compliance Officer - Asset Management / Mutual Funds

    Drum Associates - New York City, NY

    their team. This person will report directly to the Chief Compliance Officer and will be responsible for ... Include: Aid Chief Compliance Officer and management on compliance and supervisory matters Develop, draft and...

    4 days ago from The Ladders

  • Executive Director/Chief Medical Officer

    Yai/premier Healthcare - New York, NY

    seeking an Executive Director/Chief Medical Officer. As the senior executive of Premier HealthCare, this individual ... performance; ensures regulatory compliance; oversees a senior team of clinical/practice managers; supports...

    4 days ago from HEALTHeCAREERS Network

  • Cheif Financial Officer

    Robert Half Finance & Accounting - New Brunswick, NJ

    environment. The CFO will serve as a key member of the senior management team and will provide strategic and ... include but not limited to; - Manage all tax planning and compliance with all required federal, state, local, payroll,...

    4 days ago from Money Jobs

  • Senior Principal Scientist

    Pfizer - Piscataway, NJ

    Policy) as found on HRSource. This notice is provided in compliance with 20 CFR 656.10(d). Any person may provide ... evidence bearing on the application to the Certifying Officer of the U.S. Department of Labor, Employment &...

    5 days ago from