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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 496 jobs

  • Compliance Officer - Dodd Frank Testing

    Compliance Search Group - New York City, NY

    Compliance Officer – Dodd Frank Testing A global bank seeks a Compliance Testing (CT) Officer who will be responsible ... of reviews of the Institutional Client Group (ICG). The Compliance Testing (CT) Officer will provide business...

    2 days ago from The Ladders

  • Senior Compliance Officer Surveillance

    Citi - Jersey City, NJ

    the analyst will be responsible for working with Product Compliance, technology, business supervisors and Branch ... the financial services industry preferably in securities compliance or Sales Practice experience working with a...

    6 days ago from Citi

  • Global Chief Compliance Officer- Broker Dealer

    Michael Page International - US - New York City, NY

    Description The Head of Compliance * Point of contact for all exams/inquiries & audits * cover all entities and manage s ... the global operation. The role sits in the NYC office and requires a senior level of broker dealer compliance...

    17 hours ago from eFinancial Careers

  • Investment Advisory Compliance Officer

    Compliance Search Group - New York City, NY

    Advisory Compliance Officer Our Client, a top bank seeks a senior level compliance officer for their investment ... and present results to the Chief Compliance Officer and other senior executives • Conduct compliance risk...

    3 days ago from The Ladders

  • Sr. Compliance Officer - EComm Surveillance

    Global Securities, Investment and Retail Banking Firm - Jersey City, NJ

    duties and reviews. Working with both business and compliance managers to resolve instances of apparent ... Qualifications To be considered for the position you will need to have: 3+ years Surveillance/Compliance experience work...

    3 days ago from IvyExec

  • Front Office- Senior Compliance Officer

    Rockwood Search Associates - New York City, NY

    tier Multi strategy hedge fund seeks a Front Office Senior Compliance Officer to monitor and offer guidance to ... Please put your Name and " Front Office- Senior Compliance Officer in the email subject line and...

    6 hours ago from ZipRecruiter

  • Senior Compliance Officer ICG Metrics

    Citi - Jersey City, NJ

    Description The Compliance ICG Metrics Officer will work closely with the Directors of the functional areas and the ... As a senior member of Compliance, the candidate will collaborate with senior business and compliance leaders to design m...

    6 days ago from Citi

  • Senior Compliance Officer- Global AML Policy Developer/Manager

    Major International Bank - New York City, NY

    as needed. Qualifications 7 + years of experience in compliance, legal or other control-related function in the financial services industry Bachelor s Degree Required, J.D. preferred Experience in the design or implementation of controls,...

    5 days ago from IvyExec

  • Compliance Officer ICG AML Advisory

    Citi - Jersey City, NJ

    for the Relationship Managers, BSU and Local/Regional Compliance * Identification of unusual patterns that require ... including presentations to audiences ranging from Senior Managers, Regulators, Auditors to Analysts as evidenced by...

    2 days ago from Citi

  • Senior Compliance Officer

    Major International Bank - New York City, NY

    implementation of Sanctions and AB C programs; exposure to Senior Management and key Compliance/Legal /internal control ... unknown, drive results, teamwork and partner with Legal / Compliance Valuing diversity. Demonstrates an appreciation...

    5 days ago from IvyExec

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