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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 1,167 jobs

  • Senior Compliance Officer

    Efinancial Careers - New York City, NY

    14 a plus) Experience with all aspects of Broker/ Dealer compliance helpful. Responsibilities Include: Real time ... Prop Trading Firm & Broker Dealer is seeking a Compliance Officer to oversee the Trading activities and...

    5 days ago from eFinancial Careers

  • Senior Auditor - Information Technology

    Compliance Search Group - New York City, NY

    Senior Auditor- Information Technology A global bank seeks a Senior Auditor who will provide independent, objective risk ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    5 days ago from TheLadders.com

  • Senior Compliance Officer ICG Metrics

    Citi - Jersey City, NJ

    www.citigroup.com. Description The Compliance ICG Metrics Officer will work closely with the Directors of the ... As a senior member of Compliance, the candidate will collaborate with senior business and compliance leaders to design m...

    6 days ago from Citi

  • Senior Compliance Officer

    Ny-based Bank - Finance Industry - New York City, NY

    * 8 plus years of compliance and/or regulatory experience, with knowledge of the financial service industry, regulatory ... of any necessary improvements. * Determine material non-compliance risks related to the company's relevant...

    1 day ago from VelvetJobs

  • Senior Compliance Officer Surveillance

    Citi - Jersey City, NJ

    www.citigroup.com. Description Retail Surveillance provides compliance coverage for the Private Bank and Wealth ... the analyst will be responsible for working with Product Compliance, technology, business supervisors and Branch...

    6 days ago from Citi

  • Senior Compliance Officer

    Global Investment Fund - Finance Industry - New York City, NY

    their Compliance Department with the addition of a new Senior Compliance Officer with their staff. Reporting ... Compliance Officers in New York, the Senior Compliance Officer will work closely with the Firm’s compliance and...

    1 day ago from VelvetJobs

  • Senior Compliance Officer Treasury and Trade Services (Cash)

    Citi - Jersey City, NJ

    issues to Compliance colleagues globally. TTS NAM Compliance seeks a seasoned compliance professional with a ... including AML Compliance, In-Business Risk, Legal, Compliance Testing, Audit, and cross-sector control...

    6 days ago from Citi

  • Senior Compliance Officer

    Bank In New York City - Finance Industry - New York City, NY

    * 8 plus years of compliance and/or regulatory experience, with knowledge of the financial service industry, regulatory ... of any necessary improvements. * Determine material non-compliance risks related to the company's relevant...

    1 day ago from VelvetJobs

  • Compliance Officer ICG Metrics

    Citi - Jersey City, NJ

    www.citigroup.com. Description The Compliance ICG Metrics Officer will be responsible for developing Key Risk ... As part of Compliance, the candidate will collaborate with senior business and compliance leaders to design metrics...

    6 days ago from Citi

  • Compliance Officer

    Financial Services Institution - Finance Industry - New York City, NY

    The Compliance Officer will collaborate with the Sr. Compliance Manager and Senior Compliance Officer to foster an ... Senior Compliance Manager and/or Senior Compliance Officer when compliance deadlines are at risk. Research and...

    1 day ago from VelvetJobs

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