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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 581 jobs

  • Senior Compliance Officer-Global Marketing Review

    Compliance Search Group - New York City, NY

    firm seeks a Senior Compliance Officer who will serve as a compliance global liaison for marketing review while ... placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    5 days ago from The Ladders

  • Senior Compliance Associate

    Robert Half International - New York City, NY

    ROLE The Senior Compliance Associate will join the firm’s compliance team in the assessment, development, ... to providing SEC Exam support and outsourced Chief Compliance Officer (CCO) functions. Primary Responsibilities:...

    4 days ago from eFinancial Careers

  • Senior Compliance Analyst

    Compliance Search Group - New York City, NY

    A global investment manager seeks a Senior Compliance Analyst who will be responsible for assisting in all aspects of ... Deputy Chief Compliance Officer. • Perform general compliance and operational risk related functions as instructed.

    5 days ago from The Ladders

  • Senior Compliance Officer- Latam Ethics Attorney

    Vmt Associates - New York, NY

    Senior Vice President/Ethics reports to a Director/Ethics Officer and ultimately to Chief Ethics Officer within Global ... Identify and report trends, significant matters and compliance issues to senior management; Develop...

    22 hours ago from Jobvertise

  • Project Coordinator /PMO Reporting / Matrix - Regulatory Reporting - CLARITY - PPM

    Mitchell Martin - New York, NY

    Junior Role - This is not a Program Manager Opening or a Senior Project Manager opening Required Skills and ... - Develop moderate deep understanding of SDF - Ensure SDF compliance across CCAR activities and help PM s navigate...

    1 day ago from Dice

  • Cheif Financial Officer

    Robert Half Finance & Accounting - New Brunswick, NJ

    environment. The CFO will serve as a key member of the senior management team and will provide strategic and ... include but not limited to; - Manage all tax planning and compliance with all required federal, state, local, payroll,...

    4 days ago from CareerBuilder

  • Sr. Compliance Officer - Asset Management / Mutual Funds

    Drum Associates - New York City, NY

    their team. This person will report directly to the Chief Compliance Officer and will be responsible for ... Include: Aid Chief Compliance Officer and management on compliance and supervisory matters Develop, draft and...

    5 days ago from The Ladders

  • Compliance Officer

    Strategic IT Staffing - Hightstown, NJ

    Compliance Officer Direct Hire East Windsor, NJ THE ROLE YOU WILL PLAY The Compliance Officer is responsible for ... the organization's existing practices and standards. As the Compliance Officer, you will be responsible for the...

    1 day ago from Dice

  • Banking Compliance Officer - Vice President

    Compliance Search Group - New York City, NY

    of compliance performance to senior management within Compliance and the Intermediate Holding Company (IHC) ... Compliance. • Assisting Compliance senior management in providing the firms’ Regional Management with information...

    12 days ago from The Ladders

  • Vice President - Senior Credit Officer

    Moody's - New York City, NY

    MIS and MSS Candidates are asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading. Employment is contingent upon compliance with the Policy, including remediation of positions in those holdings as...

    4 days ago from eFinancial Careers