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Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 79 jobs

  • Internal Audit Financial Services Senior Associate (5761004)

    PwC - Florham Park, NJ

    Internal Audit directors, Chief Compliance officers, Audit Committees and Risk Management personnel. Demonstrates ... and requirements, including compliance readiness programs - Generally Accepted Accounting Principles - Financial and...

    9 hours ago from PwC

  • Internal Audit Non Financial Services Senior Associate (5760347)

    PwC - Florham Park, NJ

    Internal Audit directors, Chief Compliance officers, Audit Committees and Risk Management personnel. Demonstrates ... and requirements, including compliance readiness programs - Generally Accepted Accounting Principles - Financial and...

    14 hours ago from PwC

  • Funds Management Compliance Director

    Macquarie Group - New York City, NY

    Key Accountabilities Assume Chief Compliance Officer CCO responsibilities for an SEC registered investment adviser ... derivatives Providing guidance and reporting to board of directors senior management staff and Central Compliance...

    8 hours ago from Geebo

  • RISK DIRECTOR- CONSUMER COMPLIANCE REPORTING ANALYTICS

    New York City, NY

    institution and demonstrated experience working with senior CEO'::s, COO'::s and heads of regional businesses ... Only Candidates who have direct experience in consumer bank compliance/operational risk reporting should apply...

    20 hours ago from IvyExec

  • MRCE1 Broker Dealer Operations Compliance Manager To $80,000.00

    Market Resolve - New York City, NY

    • Conduct In-House compliance training and continuing education • Interact with the Firm’s chief Compliance Officer ... regulatory exam interfaces. • Conduct compliance risk assessments and manage the Branch’s testing and monitoring...

    19 hours ago from ZipRecruiter

  • Senior Compliance Officer - Surveillance Analyst

    JPMorgan Chase - Jersey City, NJ

    Compliance Coverage. Interface with the Line of Business Compliance as well as various areas within compliance. ... with business and Compliance Officers to resolve complex compliance issues. Resolve/respond to inquiries that are...

    10 hours ago from Global Compliance Jobs

  • Regulatory Exams Compliance Officer

    Morgan Stanley - New York City, NY

    and analyze potential findings - Communicate with senior management in LCD, business, and risk regarding exam status, potential findings, and remediation - Draft formal responses to findings Qualifications- 3 - 5 years of experience...

    3 hours ago from Morgan Stanley

  • VP AML Compliance Officer - Retail Brokerage

    HSBC Holdings - New York City, NY

    addition to the above responsibilities, the AML Compliance Officer may have direct oversight and management ... assigned regional service area. Further, the AML Compliance Officer ensures, through its Advisory Services, that the...

    15 hours ago from HSBC Holdings plc

  • Senior Compliance Analyst, Investments

    Chartis - New York City, NY

    direction of Deputy Chief Compliance Officer or Chief Compliance Officer. This position requires day-to-day ... Senior Compliance Analyst will assist the Deputy Chief Compliance Officer in the development, implementation,...

    10 hours ago from Chartis

  • Senior Compliance Analyst, Investments

    AIG - New York City, NY

    of Deputy Chief Compliance Officer or Chief Compliance Officer. This position requires day-to-day involvement in ... The Senior Compliance Analyst will assist the Deputy Chief Compliance Officer in the development, implementation,...

    12 hours ago from AIG

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