Jobs by Simply Hired

Search for Jobs

Job Title, Skills, or Company

City, State, or ZIP

Senior Compliance Officer jobs - Edison, NJ

Viewing 1 - 10 of 2,966 jobs

  • Chief Compliance Officer for the Americas

    MUFG - New York City, NY

    group. Position Summary The Chief Compliance Officer, BTMU Americas is responsible for directing and ... of directors. Manage relationships with senior leaders to ensure they are made aware of compliance environment as well...

    30+ days ago from Mitsubishi UFJ Financial Group

  • Senior Compliance Officer - Surveillance

    Compliance Search Group - Jersey City, NJ

    A Global bank seeks a Senior Compliance Officer who will be responsible for retail surveillance coverage for adherence ... • Working with Retail Investments Compliance, technology, business supervisors, Branch Management and senior Compliance...

    30+ days ago from The Ladders

  • Sr. Compliance Officer to CCO - Investment Management

    Compliance Search Group - New York City, NY

    Allocation fund suites. They are looking for a Senior Compliance Officer who would grow into a CCO role, or is ... record of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with...

    4 days ago from The Ladders

  • Senior Account Executive

    Hub International - Summit, NJ

    Compliance responsibilities in working closely with the Regional Compliance Officers in building/pushing content, events, etc. Leadership and collaborative efforts to promote teamwork, direct/open communication, problem solving and...

    6 days ago from Hub International Limited

  • Senior Compliance Officer - Asset Management

    Compliance Search Group - New York City, NY

    Senior Compliance Officer - Asset Management A global investment bank seeks a Senior Compliance Officer who will be ... loan origination. Responsibilities: • Provide back-up to compliance advisory coverage officer overseeing various credit...

    4 days ago from The Ladders

  • Senior Compliance Officer- Investment Banking & Research

    Human Resources Focused Consulting Firm - New York City, NY

    dealers. The responsibility of the IB and Research Compliance Officer is to provide primary compliance coverage, ... to Equity Research. The IB and Research Compliance Officer is responsible for identifying, assessing, drafting and...

    30+ days ago from IvyExec

  • Senior Compliance Officer- Surveillance Data & Prototyping

    Major International Bank - Jersey City, NJ

    of Surveillance Strategy and Data Governance in ICG Compliance. The scope of Data Governance includes proposing ... monitoring framework for all surveillance platforms in ICG Compliance. The framework must include monitoring of data...

    16 hours ago from IvyExec

  • Senior Compliance Officer - Private Bank

    Compliance Search Group - New York City, NY

    Senior Compliance Officer- Private Bank A Global bank seeks a Senior Compliance Officer who will be for responsible for ... and oversight of the firm’ Compliance Policy Program, the firm’s Compliance procedures, the firm’s Compliance...

    21 days ago from The Ladders

  • Senior Compliance Officer - Treasury and Trade Services

    Major International Bank - Jersey City, NJ

    TTS NAM Compliance seeks a compliance professional with AML and US Sanctions regulatory background, ideally in an ... including AML Compliance, In-Business Risk, Legal, Compliance Testing, Audit, and cross-sector control...

    20 hours ago from IvyExec

  • Senior Compliance Officer - Private Equity Firm

    Human Resources Focused Consulting Firm - New York City, NY

    prominent international private equity firm, is seeking a Senior Compliance Officer for their New York office. This ... roles: compliance monitoring, compliance advisory, central compliance and policy/regulatory compliance Comprehensive...

    30+ days ago from IvyExec

Post a Job on BusinessWeek.com

Post a Job

Reach millions of talented professionals